Stephen Roy Reinhardt

What was filed

223
investments
3
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Note 2
Note 3
Note 4
Note 6
Note 5
Note
RUST £2 - IE BE BE - NON-EXEMP
RUST #, - IEEE. 71) 4/2175.

As filed

BROKER ACCT #1 - STONNINGTON I (H)

FEDERATED CLOVER VALUE FD CL <1 — Int/Div — Sold (part)

FDIC LIQUID INSURED DEPOSITS MONEY MARKET 1 — Interest

CITY NATIONAL BANK CHECKING mm — None

UNION BANK CHECKING — None

CHASE CHECKING mmm — None — Note 2

CHASE SAVINGS mmm — Interest — Note 2

JOHN HANCOCK LIFE INS CO. GUARANTEED ANNLITY — Int/Div

IRA - ACCT #7 - STONNINGTON ml (Hy

PERSHING GOVT MONEY MARKET FUNDS 7 — Interest

VANGUARD BD INDEX TOTAL BD MKT FUND 7 — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND 7 — Int/Div — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND 7 — Int/Div — Sold (part)

MSIF INC INTERNATIONAL FUND? — Int/Div — Sold (part)

ISHARES TR 1-3 YR CR BOND ETF FUND? — Int/Div — Sold (part) — Note 3

ISHARES TR TIPSBD ETF? — Int/Div — Sold (part) — Note 4

GATEWAY FUNDCLASSY 7 — Int/Div — Sold (part)

DRIEHAUS ACTIVE INCOME FUND 7 — Int/Div — Sold (part)

DRIEHAUS SELECT CREDIT FUND 7 — Int/Div — Sold (part)

AQR DIVERSIFIED ARBITRAGE FUND 7 — Int/Div — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 7 — Int/Div — Sold (part)

STCW EMERGING MARKETS FUND 7 — Int/Div

VIRTUS EMERGING MARKETS FUND - — Int/Div

AMERICAN CENTURY MID CAP VALUE FUND? — Int/Div — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND 7 — Int/Div — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND 7 — Int/Div — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND 7 — Int/Div — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND 7 — Int/Div — Sold (part)

NEUBERGER BERMAN LONG SHORT FUND 7 — Int/Div — Sold (part)

DEFERRED SALARY PLAN/TRUST ACLU - ACCT #8 «- M/LYNCH #C08 — Distribution

NATIONWIDE ACHIEVER VARIABLE ANNUITY (Hy — Note 6

NW AMFDS NVIT ASSTALLOC II FUND — None

NW AMFDS NVIT BD 11 FUND — None

CNW AMFEDS NVIT GR INC I FUND — None

TRUST #1 « EXEMPT C (H)

FDIC LIQUID INSURED DEPOSITS [ — Interest

FDIC LIQUID INSURED DEPOSITS [ — Interest — Note 5

NUVEEN LIMITED TERM MUNI BOND ml — Int/Div — Sold (part)

NUVEEN LIMITED TERM MUNI BOND ml — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND [mm — Int/Div — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND [mm — Sold (part)

TCW EMERGING MARKETS FUND [ — Int/Div — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA (I — Int/Div — Buy (add'l)

THE TAX EXEMPT BOND FUND OF AMERICA (I — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND — Sold (part)

S10. — Sold (part)

VIRTUS EMERGING MARKETS FUND [] — Int/Div — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND J — Int/Div — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND J — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND — Int/Div — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND (SE — Int/Div — Buy (add'l)

LEGG MASON BW ABSOLUTE RETURN FUND (SE — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND J — Int/Div — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND J — Sold (part)

ASTON FAIRPOINTE MID CAP FUND [] — Int/Div — Buy (add'l)

ASTON FAIRPOINTE MID CAP FUND [] — Buy (add'l)

ASTON FAIRPOINTE MID CAP FUND [] — Sold (part)

AQR MOMENTUM FUND CLASS L [ — Int/Div — Sold (part)

AQR MOMENTUM FUND CLASS L [ — Sold (part)

BERWYN FUND mmm — Int/Div — Buy (add'l)

INVESCO DEVELOPING MARKETS FUND J — Int/Div — Buy (add'l)

INVESCO DEVELOPING MARKETS FUND J — Buy (add'l)

INVESCO DEVELOPING MARKETS FUND J — Sold (part)

HARBOR INT'L FUND pm — Int/Div — Buy (add'l)

HARBOR INT'L FUND pm — Sold (part)

HARBOR HIGH YIELD BOND FUND — Int/Div — Buy (add'l)

HARBOR HIGH YIELD BOND FUND — Sold (part)

INVESCO INTL SMALL COMPANY — Int/Div — Buy (add'l)

INVESCO INTL SMALL COMPANY — Sold (part)

VIRTUS FOREIGN OPP FUND mmm — Int/Div — Sold (part)

VIRTUS FOREIGN OPP FUND mmm — Sold (part)

KEELEY SMALL CAP VALUE FUND [ — Int/Div — Sold (part)

KEELEY SMALL CAP VALUE FUND [ — Sold (part)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND J — Int/Div — Buy (add'l)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND J — Sold (part)

VANGUARD SCOTTSDALE FDS — Int/Div — Sold (part)

VANGUARD SCOTTSDALE FDS — Sold (part)

ACACIA PARTNERS. L.P — Int/Div

POETIC LICENSE PARTNERS. LP — Int/Div — Note

TRUST #2 « NON-EXEMPT C(H)

FDIC LIQUID INSURED DEPOSITS [ — Interest

AMERICAN FUNDS, GLOBAL BALANCED [mmm — Int/Div — Buy

TRUST #3 - REINHARDT LVG TRUST (Hy

FDIC LIQUID INSURED DEPOSITS [] — Interest

FDIC LIQUID INSURED DEPOSITS — Interest

AQR DIVERSIFIED ARBITRAGE FUND J — Int/Div — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND J — Int/Div — Sold (part)

DRIEHAUS SELECT CREDIT FUND [] — Int/Div — Buy (add'l)

DRIEHAUS ACTIVE INCOME FUND [ — Int/Div — Buy (add'l)

GATEWAY FUND CLASS Y I ) — Int/Div — Buy (add'l)

ISHARES TR TIPS BD FD mmm — Int/Div — Buy (add'l) — Note 4

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUNT — Int/Div — Buy (add'l)

LEGG MASON BW ABSOLUTE RETURN FUND J — Int/Div

MSIF INC INTERNATIONAL FUND [] — Int/Div — Buy (add'l)

NUVEEN LIMITED TERM MUNI BOND CLASS A JN — Int/Div — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND (ml — Int/Div — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND J — Int/Div

TCW EMERGING MARKETS FUND [] — Int/Div

THE TAX EXEMPT BOND FUND OF AMERICA Sm — Int/Div — Buy (add'l)

VANGUARD SPECIALIZED PORT DIV APPREC FUND Sm — Int/Div

VANGUARD INTMDT TERM TAX EXEMPT BOND FUNT J — Int/Div — Buy (add'l)

VIRTUS EMERGING MARKETS FUND [] — Int/Div

AMERICAN CENTURY MID CAP VALUE FUND [mam — Int/Div — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND [J — Int/Div — Buy (add'l)

SCHWAB FUNDMNTL U.S. LARGE CO FUND J — Int/Div

NEUBERGER BERMAN LONG SHORT FUND — Int/Div — Buy (add'l)

CITY NATIONAL BANK CHECKING [] — None

TRUST 24 < RIPSTON LVG TRUST (H)

FDIC LIQUID INSURED DEPOSITS [] — Interest — Open

FDIC LIQUID INSURED DEPOSITS [ — Interest

AQR MANAGED FUTURES STRATEGY FUNT — Int/Div — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUNT — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUNT — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUNT gm — Int/Div — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUNT gm — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUNT gm — Sold (part)

SCHWAB FUNDMNTL U.S. LARGE CO FUND — Int/Div — Sold (part)

SCHWAB FUNDMNTL U.S. LARGE CO FUND — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND [ml — Int/Div — Buy (add'l)

VANGUARD SPECIALIZED PORT DIV APPREC FUND [ml — Buy (add'l)

VANGUARD SPECIALIZED PORT DIV APPREC FUND [ml — Sold (part)

DRIEHAUS SELECT CREDIT FUND [ — Int/Div — Sold (part)

DRIEHAUS SELECT CREDIT FUND [ — Sold (part)

MSIF INC INTERNATIONAL FUND [] — Int/Div — Buy (add'l)

MSIF INC INTERNATIONAL FUND [] — Buy (add'l)

MSIF INC INTERNATIONAL FUND [] — Sold (part)

VIRTUS EMERGING MARKETS FUND ] — Int/Div — Sold (part)

AQR DIVERSIFIED ARBITRAGE FUND ml — Int/Div — Sold (part)

AQR DIVERSIFIED ARBITRAGE FUND ml — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUNT — Int/Div — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUNT — Sold (part)

DRIEHAUS ACTIVE INCOME FUND [ — Int/Div — Sold (part)

DRIEHAUS ACTIVE INCOME FUND [ — Sold (part)

GATEWAY FUND CLASS Y Im — Int/Div — Sold (part)

GATEWAY FUND CLASS Y Im — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND — Int/Div — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND — Sold (part)

NEUBERGER BERMAN LONG SHORT D Esa — Int/Div — Sold (part)

NEUBERGER BERMAN LONG SHORT D Esa — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A IN — Int/Div — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A IN — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND pi — Int/Div — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND pi — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND — Int/Div — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND — Sold (part)

TCW EMERGING MARKETS FUND [ — Int/Div — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA JN — Int/Div — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA JN — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND [mm — Int/Div — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND [mm — Sold (part)

ISHARES TR TIPS BD FD mmm — Int/Div — Sold (part) — Note 4

ISHARES TR TIPS BD FD mmm — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND J — Int/Div — prt)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND J — Sold (part)

BANK OF THE WEST CHECKING umm — None

TRUSTEE

TRUSTEE, RUST £2 - IE BE BE - NON-EXEMP

TRUSTEE, RUST #, - IEEE. 71) 4/2175.

NOTE 1: Part VII, line 98 - We are still waiting for the year 2015 form K-| relating to the Poetic License Partners, LP partnership on line 95. As a result, both the

income and gross value codes in columns B and C have been estimated. If necessary, an amended disclosure report will be filed upon our receipt of the K-1 form,

NOTE 2: Part VII, Lines 6 and 7 reflect two Chase bank accounts that were reflected on lines 97 and 98 of the 2014 report. They were moved to a different

section of the report in 2015 for ease of tracking,

NOTE 3: Pat VII, Line 15 - in year 2014 this item was called "Ishares TR Barclays 1-3 YR TSY Bond Fund". This was m error. The item was and is not a

treasury security and was erroneously named in the past. The corrected name now appears in the current report on line 15. Please note that this is a separate and

distinct security from those reflected on lines 111 and 219 of the report, where the security name properly includes the reference to Barclays Tsry.

NOTE 4: Part VII, Lines 16, 110 and 216 - In previous years, this security contained a reference to "Barclays". This was m error and the reference to Barclays has

been removed from these three line items for year 2015. These items appeared on lines 15, 174 and 225 of the 2014 report.

NOTE 5: Part VII, Line 37 - this item, FDIC Liquid Insured Depsoits [Jill ) wes inadvertently missed on the 2014 report.

NOTE 6: Part VII, Line 31 - Nationwide Achiever Variable Annuity was shown in the aggregate on the 2014 report. For 2015 the word “variable” was added to

the description and the account is no longer being aggregated, The Nationwide line item on line 31 is now a header account and lines 32 through 34 reflect the

funds that are contained within the annuity. No dividends were paid by these funds in year 2015.