Michael E. Ridgway

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div

Northwestern Mutual Life Ins Extraordmary Life — Int/Div

Northwestern Mutual IRA — None

Select Bond (Mason Street Advisors)

Brokerage # (Merrill Lynch)

FIA Card Services, NA. (Bank of America) — Interest

Calamos Growth Fund CL (CGRIX) — istrnibution

Keeley Small Cap Value Fund CL A (KSCVX) — Distribution

Oppenheimer Developimg Markets FD CLY (ODVYX) — Int/Div

Putnam Investors FD CL Y (PNVYX) — Int/Div

Thomburg LTD Term Inc. FD CL (THIIX) — Int/Div — Sold (part)

Neuberger Berman Equity, Inc. Fund INBHIX) — Distribution — Sold (part)

Hennessy Focus Fund (HFCIX) — Distribution — Sold (part)

First Eagle Global Fund, Class [ (SGIIX) — Int/Div — Sold (part)

Brokerage # 2 (IRA) (Merrill Lynch)

FIA Card Services NA, RASP (Bank of America) — Interest

HSBC HLDGS PLC Pref. Stock (Y)

Wells Fargo & Co., New Series J Pref Stock (Y)

Alliance Bernstein Global Bond Fund, CL (ANAYXHY)

American Fund Global Balanced Fund CL F2(GBLFX)(Y)

DWS Enhanced Commodity Strategy Fund CL S(SKSRXI1(Y)

Fidelity ADV DIV INTL 1 (FDVIX) — Int/Div

John Hancock Classic Value Fund CL UCVIX) — Int/Div

Principal Preferred Secunites Fund CL P (PPSPX) — Int/Div

Principal Global Diversified, Inc. Fund (PGDPX) — Int/Div

RS Global Natural Resources Fund CL Y (RSNYX) — Distribution

SunAmerica Senior Floating Rate Fund CL A (SASFX) — Int/Div

Thomburg LTD Term Inc. FD CL (THX) — Int/Div

Eaton Vance Atlanta Capital - SMID (EISMX) — istmbution

Nuveen Preferred Securities (NPSRX) — Int/Div

Oppenheimer Developing Markets FD CL Y (ODVYX) — Distribution

Oppenheimer Rising Dividends (OYRDX) — Distribution

JP Morgan Chase & Co. CLD, Pref Stock, Series J (Y)

Scout Mid Cap Fund CL Retail (UMBMX) — Iistnbution

Putnam Equity Spectrum Fund CL Y (PYSYX) — Distribution

Goldman Sachs Strategic Income Fund CL (GSZIX) — Int/Div

Brokerage # 3 (ROTH IRA) (Merrill Lynch)

FIA Card Services NA, RASP (Bank of America) — Interest

Putnam FD for Growth & Income FD CL Y(PGIYX) — Int/Div

Putnam Multi Cap. Growth Fund CL Y (PNOYX) — Distribution

Delaware Value Fund INSTL CL (DDVIX) — Int/Div

Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div

Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div

Income — 2014 — University of St. Thomas Law School - Teaching — S3.000.00

Part VII, line 17, reflects an asset that was owned at a time during the period covered by my 2013 Annual Report. It was all sold on 10/28/13.

Part VII, line 18, reflects an asset that was owned at a time during the period covered by my 2013 Annual Report. It was all sold on 10/28/13.

Part VII, lines 19 - 21, inclusive, reflect assets that were owned at a time during the period covered by my 2013 Annual Report. They were all sold on 12/18/13,

Part VII, line 33, reflects an asset that was owned at a time during the period covered by my 2013 Annual Report. The stock was all redeemed on 09/03/13.