Judith C. Herrera

What was filed

88
investments
0
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
0
spouse income

Named parties

Zwns Bank

As filed

Bank of America Account

Bank of America Profit Sharing Plan

Rental Property #1 Santa Fe, NM Purchased 13094 — Reat

Family Partnership #1 (now an LLC) Santa Fe. NM — None

Ameriprise Threadneedle Profit Sharing Plan — Int/Div

Ameriprise Financial RVS Large Cap Equity Fund — Int/Div

Fidelity Select Telco — Int/Div

NW Mutual Lite Ins IE — Int/Div

NW Mutual Life Ins IR — Int/Div

NW Mutual Lite In EE — Int/Div

NW Mutual Lite Ins IE — Int/Div

NW Mutual Vanable Extra Ordmary Life [ — Int/Div

NW Mutual Variable Extra Ordinary Life [ — Int/Div

NW Mutual Vanable Extra Ordmary Life [] — Int/Div

Stocks sold during 2015

Alcoa — None — Sold

American Airlines Group — Int/Div — Buy

American Airlines Group — Buy (add'l)

American Airlines Group — Sold

Apple — Int/Div — Buy (add'l)

Apple — Sold

Direxion Semiconductor Bull 3X — None — Buy

Direxion Semiconductor Bull 3X — Buy (add'l)

Direxion Semiconductor Bull 3X — Sold

EG Shares India Consumer ETF — None — Buy (add'l)

EG Shares India Consumer ETF — Sold

First Trust NYSE ARCA Biotech 1D — Int/Div — Buy

First Trust NYSE ARCA Biotech 1D — Sold

General Dynamics — Int/Div — Sold

Hewlett-Packard CO — Int/Div — Sold

Infinity Pharmaceutical — None — Buy

Infinity Pharmaceutical — Buy (add'l)

Infinity Pharmaceutical — Sold

Lifepomnt Health (Hospitals) Inc — None — Sold

Molina Healthcare — None — Sold

Ommivision Technology (ies) — None — Sold (part)

Ommivision Technology (ies) — Sold

Powershares Dynamic Pharmaceutical — None — Sold

Profunds Biotechnology — None — Sold

Qorvo Inc — None — Buy

Qorvo Inc — Buy (add'l)

Qorvo Inc — Sold

Sanmina Corporation — None — Sold

Tessera Technologies — Int/Div — Buy

S10. — Sold

Vanguared REIT ETF IV — None — Sold

Stocks owned 12/31/2015

Aetna Ine — Int/Div — Buy (add'l)

Avago Technologies (now Broadcom LTD 121 — Int/Div — Buy (add'l)

Avago Technologies (now Broadcom LTD 121 — Buy (add'l)

Cigna Corp — None — Buy

Cigna Corp — Buy (add'l)

Healthnet Inc (now Centene Corp) — None

Gilead Sciences Ing — Int/Div

Nephrogenex Inc — None — Buy (add'l)

Nephrogenex Inc — Buy (add'l)

Skvworks Solutions — Int/Div — Buy (add'l)

Skvworks Solutions — Buy (add'l)

Tesoro Corporation — Int/Div

Tetraphase Pharma — None — Buy

Tetraphase Pharma — Buy (add'l)

SPDR S&P Biotech ETF IV — Int/Div — Buy (add'l)

SPDR S&P Biotech ETF IV — Buy (add'l)

Rydex Biotechnology Fund — Int/Div

Liability — Zwns Bank — Rental Property #1

Part VII, Lime 4.

The appraisal was conducted in December, 2015