Catherine J. Furay

2015Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 198

    investments

  • 3

    positions

  • 0

    gifts

  • 1

    agreements

  • 2

    debts

  • 4

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Villages of Bishops Bay Architectural Review Committee
  • Umiversity of Wisconsin-Eau Claire Foundation Inc
  • Finance Committee and Board of Governors of the National Conference of Bankruptcy Judges
  • American Express
  • Amcrican Express
  • State Bar of Wisconsin
  • National Conference of Bankruptcy Judges
  • American Bankruptcy Institute

As filed

IRA #6 (UBS): (H)

Bank Account The Park Bank — Int/Div

Bunk Account Middleton Community Bank — Int/Div

The Peoples Community Bancshares — Int/Div

Muzvah LLC — None

Bank Account Towne Bank® — Int/Div

INVESTMENT ACCOUNT #1 (UBS): (H)

Cash (UBS) — Int/Div

Brandes Emerging Markets Fund Class * (REMIX) — Int/Div — Sold (part)

Brandes Emerging Markets Fund Class * (REMIX) — Sold

Henderson European Focus Fund Class I* (HFEIX) — Int/Div — Sold (part)

Oakmark Int'l Fund Class 1 (OAKIX) — Int/Div — Sold (part)

Oakmark Int'l Fund Class 1 (OAKIX) — Sold (part)

RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Int/Div — Sold (part)

RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Sold

First Eagle Global Fund Class 1* (SGIIX) — Int/Div — Buy (add'l)

First Eagle Global Fund Class 1* (SGIIX) — Sold (part)

Franklin Templeton Global Bond Fund Advisor Class® (TGBAX) — Int/Div — Sold (part)

Franklin Templeton Global Bond Fund Advisor Class® (TGBAX) — Sold

Wells Fargo Strategic Municipal Bond Fund* (STRIX) — Int/Div — Sold (part)

BlackRock Global Long/Short Credit Fund* (BGCIX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund®* (WABIX) — None — Sold (part)

Wells Fargo Advantage Absolute Return Fund®* (WABIX) — Sold (part)

Wells Fargo Advantage Absolute Return Fund®* (WABIX) — Sold

Financial Sector SPDR Trust ETF (XLF) — Int/Div — Sold (part)

Global X MSCI Norway ETF (NORW) — Int/Div — Sold

Guggenheim S&P 500 Equal Weight ETF (RSP) — Int/Div — Sold (part)

iShares TR MSC United Kingdom ETF {EWL) — Int/Div — Sold (part)

iShares TR MSC United Kingdom ETF {EWL) — Sold

WisdomTree Trust Japan Hedged Equity FD (DXhH — Int/Div — Sold (part)

WisdomTree Trust Japan Hedged Equity FD (DXhH — Sold (part)

WisdomTree Trust Japan Hedged Equity FD (DXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD (DXhH — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Int/Div — Buy (add'l)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Int/Div — Buy

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold (part)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold

Market Vectors Oil Services ETF (OIH) — None — Buy

Market Vectors Oil Services ETF (OIH) — Sold (part)

Market Vectors Oil Services ETF (OIH) — Sold

WisdomTree Trust Europe Hedge Equity ETF (HED) — Int/Div — Buy

WisdomTree Trust Europe Hedge Equity ETF (HED) — Buy (add'l)

WisdomTree Trust Europe Hedge Equity ETF (HED) — Sold (part)

John Hancock Global Absolute Return UHAIX) — Int/Div — Buy

John Hancock Global Absolute Return UHAIX) — Sold (part)

American Century High Yield Muni (ABHYX) — None — Buy

PIMCO Enhanced Short Maturity (MINT) — Int/Div — Buy

PIMCO Enhanced Short Maturity (MINT) — Buy (add'l)

ALPS Alerian MLP Index (AMLP) — None — Buy

SPDR Energy Sector ETF (XLE) — Int/Div — Buy

Vanguard Emergmg Markets ETF (VWO) — Int/Div — Buy

IRA #1 (UBS) (H)

Cash (UBS) — Int/Div

Henderson European Focus Fund Class 1* (HFEIX) — Int/Div — Sold (part)

Henderson European Focus Fund Class 1* (HFEIX) — Buy (add'l)

Brandes Emerging Markets Fund Class 1* (BEMIX) — Int/Div — Sold (part)

Oakmark Int'l Fund Class (OAKIX) — Int/Div — Sold (part)

Oakmark Int'l Fund Class (OAKIX) — Sold (part)

Franklin Templeton Global Bond Fund Advisor Class® (TGBAX) — Int/Div — Sold (part)

RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Int/Div — Sold (part)

RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Buy (add'l)

Virtus Multi-Sector Short-Term Bond Fund Class A (PIMSX) — Int/Div — Sold (part)

First Eagle Global Fund Class 1* (SGIIX) — Int/Div — Sold (part)

First Eagle Global Fund Class 1* (SGIIX) — Buy (add'l)

BluckRock Global Long/Short Credit Fund*® (BGCIX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund* (WABIX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund* (WABIX) — Sold (part)

Financial Sector SPDR Trust ETF (XLF) — Int/Div — Sold (part)

Global X MSCI Norway ETF (NORW) — Int/Div — Sold (part)

Global X MSCI Norway ETF (NORW) — Sold

Guggenheim S&P 500 Equal Weight ETF (RSP — Int/Div — Sold (part)

Skybridge Multi-Advisor — None — Buy

iShares TR MSCI United Kingdom ETF (EW) — Int/Div — Sold (part)

iShares TR MSCI United Kingdom ETF (EW) — Sold (part)

iShares TR MSCI United Kingdom ETF (EW) — Sold

WisdomTree Trust Japan Hedged Equity FD (DX — Int/Div — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD (DX — Sold (part)

WisdomTree Trust Japan Hedged Equity FD (DX — Sold (part)

WisdomTree Trust Japan Hedged Equity FD (DX — Sold (part)

WisdomTree Trust Japan Hedged Equity FD (DX — Buy (add'l)

RS Floating Rate Class A (RSFYX) — Int/Div — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Int/Div — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Int/Div — Buy

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold (part)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)

Market Vectors Oil Services ETF (OIH) — Int/Div — Buy

Market Vectors Oil Services ETF (OIH) — Sold (part)

WisdomTree Trust Europe Hedge Equity ETF (HED) — Int/Div — Buy

WisdomTree Trust Europe Hedge Equity ETF (HED) — Sold (part)

WisdomTree Trust Europe Hedge Equity ETF (HED) — Buy (add'l)

John Hncock Global Absolute Return UHAIX) — Int/Div — Buy

IRA #2 (UBS): (H)

Cash (UBS) — Int/Div

Henderson European Focus Fund Class 1* (HFEIX) — Int/Div — Sold (part)

Henderson European Focus Fund Class 1* (HFEIX) — Buy (add'l)

Brandes Emerging Markets Fund Class 1* (BEMIX) — Int/Div — Sold (part)

Oakmark Int'l Fund Class 1 (OAKIX) — Int/Div — Sold (part)

Oakmark Int'l Fund Class 1 (OAKIX) — Sold (part)

Franklin Templeton Global Bond Fund Advisor Class®* (TGBAX) — Int/Div — Sold (part)

RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Int/Div — Sold (part)

RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Buy (add'l)

Virtus Multi-Sector Short-Term Bond Fund Class A (PIMSX) — Int/Div — Sold (part)

First Eagle Global Fund Class 1* (SGIIX) — Int/Div — Sold (part)

First Eagle Global Fund Class 1* (SGIIX) — Buy (add'l)

BlackRock Global Long/Short Credit Fund* (BGCIX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund*®* (WABIX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund*®* (WABIX) — Sold (part)

Financial Sector SPDR Trust ETF (XLF) — Int/Div — Sold (part)

Global X MSCI Norway ETF (NORW) — Int/Div — Sold (part)

Global X MSCI Norway ETF (NORW) — Sold

Guggenheim S&P 500 Equal Weight ETF (RSP) — Int/Div — Sold (part)

iShares TR MSCI United Kingdom ETF (EWL) — Int/Div — Sold (part)

iShares TR MSCI United Kingdom ETF (EWL) — Sold (part)

iShares TR MSCI United Kingdom ETF (EWL) — Sold

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Int/Div — Buy (add'l)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Sold (part)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Sold (part)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Sold (part)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)

RS Floating Rate Class A (RSFYX) — Int/Div — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Int/Div — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Int/Div — Buy

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold (part)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)

Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)

Market Vectors Oil Services E1F (OIH) — Int/Div — Buy

Market Vectors Oil Services E1F (OIH) — Sold (part)

WisdomTree Trust Europe Hedge Equity ETF (HEDJ)Y — Int/Div — Buy

WisdomTree Trust Europe Hedge Equity ETF (HEDJ)Y — Sold (part)

WisdomTree Trust Europe Hedge Equity ETF (HEDJ)Y — Buy (add'l)

John Hancock Global Absolute Return UJHAIX) — Int/Div — Buy

Extendquip LLC — None

State of Wisconsm Life Insurance — Int/Div

Wisconsin Retirement System Dept of Employee Trust Funds — Interest

Wisconsin Deferred Compensation Program tH

Black Rock EAFE Equity - Index Coll T — None

DFA US Micro Cap — Int/Div

BlackRock Mid Cap Index - Collective F — None

Fidelity Contrafund — Int/Div

Vanguard Institutional Index Fund Plus — Int/Div

Federated US Government Securities 2-5 Yr — Int/Div

Vanguard Stable Value Fund — None

IRA 3 (UBS): (H)

Cash (UBS) — Int/Div

Royal Bank of Canada Trigger ROS XLF — None

Deutsche Bank AG Trigger ROS XLK — None

Barclays Bank PLC Trigger PS DX) — None

UBS AG Trigger PS EM EQTY BSKT — None

HSBC LSA Inc Trigger PS SXSE — None — Sold

HSBC LSA Inc Buffered ROS IBEX — None

Citigroup INC Buffered ROS EWZ — None

JPMorgan Chase & CO Buffered ROS FISEMIB — None

Goldman Sachs Group, INC Buffered ROS HSCEI — None

Morgan Stanley Contingent ROS SPX — None

Goldman Sachs Group, INC Airbag PS LUKX — None

Credit Suisse AG LO TPAOS SPX SXSE — Int/Div — Matured

Royal Bank of Canada L/'O TPAOS SPX SXSE — Int/Div — Matured

Credit Suisse AG Airbag PS SPTSX60 — None

Deutsche Bank Trigger ROS SXSE — None — Buy

Credit Suisse AG LO TPAOS SPX SXSE — None — Buy

Royal Bank of Canada L/'O TPAOS RTY SXSE — None — Buy

IRA #4 (UBS): (H)

Cash (UBS) — Int/Div

Royal Bank of Canada Trigger ROS XLF — None

Deutsche Bank AG Trigger ROS XLK — None

Barclays Bank PLC Trigger PS DXJ — None

UBS AG Trigger PS EM EQTY BSKT — None

HSBC USA Inc Trigger PS SXSE — None — Sold

HSBC LSA INC Buffered ROS IBEX — None

Citigroup INC Buffered ROS EWZ — None

JPMorgan Chase & Co Buffered ROS FTSEMIB — None

Goldman Sachs Group, INC Buffered ROS HSCEI — None

Morgan Stanley Contingent ROS SPX — None

Goldman Sachs Group, INC Airbag PS UKX — None

Credit Suisse AG LO TPAOS SPX SXSE — Int/Div — Matured

Royal Bank of Canada L/O TPAOS SPX SXSE — Int/Div — Matured

Credit Suisse AG Airbag PS SPTSX60 — None

Deutsche Bank Trigger ROS SXSE — None — Buy

Credit Suisse AG LO TPAOS SPX SXSE — None — Buy

Roval Bank of Canada L'O TPAOS SXSE — None — Buy

401k ACCOUNT (ING): (H)*

Lincoln Financial Group Annuity 401k* — Int/Div

Lincoln Financial Group Annuity 401k* — Buy (add'l)

IRA #45 (UBS): (H)

Cash (UBS) — Interest

ACAP Strategic Fund — None — Buy

Cash (UBS) — Interest

ACAP Strategic Fund — None — Buy

Skybridge Multi-Advisor — None — Buy

Committee Member, Villages of Bishops Bay Architectural Review Committee

Member of Board of Directors and Treasurer, Umiversity of Wisconsin-Eau Claire Foundation Inc

Committee Member, Finance Committee and Board of Governors of the National Conference of Bankruptcy Judges

Agreement — 1980 — Wisconsin Deferred Compensation Program « Employee Trust Funds « Prior employer; no control

Liability — American Express — Credit Card

Liability — Amcrican Express — Credit Card

Reimbursement — State Bar of Wisconsin — 03/04 1503/06/15 — Kohler, Wi — BICR Retreat — Registration fee, meals, hotel

Reimbursement — National Conference of Bankruptcy Judges — Od 1271504714715 — San Antonio, TX — NCBJ 2015 Mid-Year Meeting — Transportation, meals, hotel

Reimbursement — Certification Oversight Committee Meeting

Reimbursement — American Bankruptcy Institute — 10/11/15 101205 — Chicago, IL — 2016 Chicago Consumer Bankruptcy Conference — Transportation, hotel

Part V. Gifts. During 2015, friends sent me gifts of art, jewelry, and memorabilia. | have no reason to believe that any of these items exceeded the $375 limit. If |

should learn otherwise, 1 will amend this form.

Part VIL. Investments and Trusts.

Line 5 - bank account opened in 2015

Lines 8, 59, & 101 - formerly Brandes Emerging Markets Fund Class A

Lines 10, 57, & 99 - formerly Henderson Global Investors European Focus Fund Class A

Lines 15, 66, & 108 - formerly First Eagle Global Fund Class A

Lines 17, 62, & 104 - formerly Franklin/Templeton Global Fund Class A

Lime 19 - formerly Wells Fargo Strategic Municipal Bond Fund Class A

Lines 20, 68, & 110 - formerly Blackrock Global Long/Short Credit Fund Class A

Lines 21, 69, & 111 - formerly Wells Fargo Advantage Absolute Return Fund CL A

Line 188 - This asset, including all of its holdings, was rolled into a new account on 04/09/15. The new account name is Lincoln Financial Group Annuity 401(k).

Line 189 - This is the new 401 (k) account referred to in the explanation to line 188 above. No control over investments,

Lines 188 & 189 - ING 401(k) account identified in Line 188 1s a 401(k) asset in the form of an ING account. There was no control of or management of any of

the holdings of this 401(k) account. As noted on the original report, all of the assets mn the ING account were transferred and rolled into a Lincoln Financial Group

Annuity, The annuity qualifies as a 401(k). There are no individual holdings within the account. There is no control over the account or its investments.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.