Catherine J. Furay
2015Annual
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What was filed
198
investments
3
positions
0
gifts
1
agreements
2
debts
4
reimbursements
0
income
0
spouse income
Named parties
- Villages of Bishops Bay Architectural Review Committee
- Umiversity of Wisconsin-Eau Claire Foundation Inc
- Finance Committee and Board of Governors of the National Conference of Bankruptcy Judges
- American Express
- Amcrican Express
- State Bar of Wisconsin
- National Conference of Bankruptcy Judges
- American Bankruptcy Institute
As filed
IRA #6 (UBS): (H)
Bank Account The Park Bank — Int/Div
Bunk Account Middleton Community Bank — Int/Div
The Peoples Community Bancshares — Int/Div
Muzvah LLC — None
Bank Account Towne Bank® — Int/Div
INVESTMENT ACCOUNT #1 (UBS): (H)
Cash (UBS) — Int/Div
Brandes Emerging Markets Fund Class * (REMIX) — Int/Div — Sold (part)
Brandes Emerging Markets Fund Class * (REMIX) — Sold
Henderson European Focus Fund Class I* (HFEIX) — Int/Div — Sold (part)
Oakmark Int'l Fund Class 1 (OAKIX) — Int/Div — Sold (part)
Oakmark Int'l Fund Class 1 (OAKIX) — Sold (part)
RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Int/Div — Sold (part)
RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Sold
First Eagle Global Fund Class 1* (SGIIX) — Int/Div — Buy (add'l)
First Eagle Global Fund Class 1* (SGIIX) — Sold (part)
Franklin Templeton Global Bond Fund Advisor Class® (TGBAX) — Int/Div — Sold (part)
Franklin Templeton Global Bond Fund Advisor Class® (TGBAX) — Sold
Wells Fargo Strategic Municipal Bond Fund* (STRIX) — Int/Div — Sold (part)
BlackRock Global Long/Short Credit Fund* (BGCIX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund®* (WABIX) — None — Sold (part)
Wells Fargo Advantage Absolute Return Fund®* (WABIX) — Sold (part)
Wells Fargo Advantage Absolute Return Fund®* (WABIX) — Sold
Financial Sector SPDR Trust ETF (XLF) — Int/Div — Sold (part)
Global X MSCI Norway ETF (NORW) — Int/Div — Sold
Guggenheim S&P 500 Equal Weight ETF (RSP) — Int/Div — Sold (part)
iShares TR MSC United Kingdom ETF {EWL) — Int/Div — Sold (part)
iShares TR MSC United Kingdom ETF {EWL) — Sold
WisdomTree Trust Japan Hedged Equity FD (DXhH — Int/Div — Sold (part)
WisdomTree Trust Japan Hedged Equity FD (DXhH — Sold (part)
WisdomTree Trust Japan Hedged Equity FD (DXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD (DXhH — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Int/Div — Buy (add'l)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Int/Div — Buy
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold (part)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold
Market Vectors Oil Services ETF (OIH) — None — Buy
Market Vectors Oil Services ETF (OIH) — Sold (part)
Market Vectors Oil Services ETF (OIH) — Sold
WisdomTree Trust Europe Hedge Equity ETF (HED) — Int/Div — Buy
WisdomTree Trust Europe Hedge Equity ETF (HED) — Buy (add'l)
WisdomTree Trust Europe Hedge Equity ETF (HED) — Sold (part)
John Hancock Global Absolute Return UHAIX) — Int/Div — Buy
John Hancock Global Absolute Return UHAIX) — Sold (part)
American Century High Yield Muni (ABHYX) — None — Buy
PIMCO Enhanced Short Maturity (MINT) — Int/Div — Buy
PIMCO Enhanced Short Maturity (MINT) — Buy (add'l)
ALPS Alerian MLP Index (AMLP) — None — Buy
SPDR Energy Sector ETF (XLE) — Int/Div — Buy
Vanguard Emergmg Markets ETF (VWO) — Int/Div — Buy
IRA #1 (UBS) (H)
Cash (UBS) — Int/Div
Henderson European Focus Fund Class 1* (HFEIX) — Int/Div — Sold (part)
Henderson European Focus Fund Class 1* (HFEIX) — Buy (add'l)
Brandes Emerging Markets Fund Class 1* (BEMIX) — Int/Div — Sold (part)
Oakmark Int'l Fund Class (OAKIX) — Int/Div — Sold (part)
Oakmark Int'l Fund Class (OAKIX) — Sold (part)
Franklin Templeton Global Bond Fund Advisor Class® (TGBAX) — Int/Div — Sold (part)
RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Int/Div — Sold (part)
RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Buy (add'l)
Virtus Multi-Sector Short-Term Bond Fund Class A (PIMSX) — Int/Div — Sold (part)
First Eagle Global Fund Class 1* (SGIIX) — Int/Div — Sold (part)
First Eagle Global Fund Class 1* (SGIIX) — Buy (add'l)
BluckRock Global Long/Short Credit Fund*® (BGCIX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund* (WABIX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund* (WABIX) — Sold (part)
Financial Sector SPDR Trust ETF (XLF) — Int/Div — Sold (part)
Global X MSCI Norway ETF (NORW) — Int/Div — Sold (part)
Global X MSCI Norway ETF (NORW) — Sold
Guggenheim S&P 500 Equal Weight ETF (RSP — Int/Div — Sold (part)
Skybridge Multi-Advisor — None — Buy
iShares TR MSCI United Kingdom ETF (EW) — Int/Div — Sold (part)
iShares TR MSCI United Kingdom ETF (EW) — Sold (part)
iShares TR MSCI United Kingdom ETF (EW) — Sold
WisdomTree Trust Japan Hedged Equity FD (DX — Int/Div — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD (DX — Sold (part)
WisdomTree Trust Japan Hedged Equity FD (DX — Sold (part)
WisdomTree Trust Japan Hedged Equity FD (DX — Sold (part)
WisdomTree Trust Japan Hedged Equity FD (DX — Buy (add'l)
RS Floating Rate Class A (RSFYX) — Int/Div — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Int/Div — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Int/Div — Buy
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold (part)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)
Market Vectors Oil Services ETF (OIH) — Int/Div — Buy
Market Vectors Oil Services ETF (OIH) — Sold (part)
WisdomTree Trust Europe Hedge Equity ETF (HED) — Int/Div — Buy
WisdomTree Trust Europe Hedge Equity ETF (HED) — Sold (part)
WisdomTree Trust Europe Hedge Equity ETF (HED) — Buy (add'l)
John Hncock Global Absolute Return UHAIX) — Int/Div — Buy
IRA #2 (UBS): (H)
Cash (UBS) — Int/Div
Henderson European Focus Fund Class 1* (HFEIX) — Int/Div — Sold (part)
Henderson European Focus Fund Class 1* (HFEIX) — Buy (add'l)
Brandes Emerging Markets Fund Class 1* (BEMIX) — Int/Div — Sold (part)
Oakmark Int'l Fund Class 1 (OAKIX) — Int/Div — Sold (part)
Oakmark Int'l Fund Class 1 (OAKIX) — Sold (part)
Franklin Templeton Global Bond Fund Advisor Class®* (TGBAX) — Int/Div — Sold (part)
RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Int/Div — Sold (part)
RiverNorth/Doubleline Strategic Income Fund (RNSIX) — Buy (add'l)
Virtus Multi-Sector Short-Term Bond Fund Class A (PIMSX) — Int/Div — Sold (part)
First Eagle Global Fund Class 1* (SGIIX) — Int/Div — Sold (part)
First Eagle Global Fund Class 1* (SGIIX) — Buy (add'l)
BlackRock Global Long/Short Credit Fund* (BGCIX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund*®* (WABIX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund*®* (WABIX) — Sold (part)
Financial Sector SPDR Trust ETF (XLF) — Int/Div — Sold (part)
Global X MSCI Norway ETF (NORW) — Int/Div — Sold (part)
Global X MSCI Norway ETF (NORW) — Sold
Guggenheim S&P 500 Equal Weight ETF (RSP) — Int/Div — Sold (part)
iShares TR MSCI United Kingdom ETF (EWL) — Int/Div — Sold (part)
iShares TR MSCI United Kingdom ETF (EWL) — Sold (part)
iShares TR MSCI United Kingdom ETF (EWL) — Sold
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Int/Div — Buy (add'l)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Sold (part)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Sold (part)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Sold (part)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)
RS Floating Rate Class A (RSFYX) — Int/Div — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Int/Div — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Sold
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Int/Div — Buy
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Sold (part)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)
Goldman Sachs MLP Energy Infrastructure (GMLPX) — Buy (add'l)
Market Vectors Oil Services E1F (OIH) — Int/Div — Buy
Market Vectors Oil Services E1F (OIH) — Sold (part)
WisdomTree Trust Europe Hedge Equity ETF (HEDJ)Y — Int/Div — Buy
WisdomTree Trust Europe Hedge Equity ETF (HEDJ)Y — Sold (part)
WisdomTree Trust Europe Hedge Equity ETF (HEDJ)Y — Buy (add'l)
John Hancock Global Absolute Return UJHAIX) — Int/Div — Buy
Extendquip LLC — None
State of Wisconsm Life Insurance — Int/Div
Wisconsin Retirement System Dept of Employee Trust Funds — Interest
Wisconsin Deferred Compensation Program tH
Black Rock EAFE Equity - Index Coll T — None
DFA US Micro Cap — Int/Div
BlackRock Mid Cap Index - Collective F — None
Fidelity Contrafund — Int/Div
Vanguard Institutional Index Fund Plus — Int/Div
Federated US Government Securities 2-5 Yr — Int/Div
Vanguard Stable Value Fund — None
IRA 3 (UBS): (H)
Cash (UBS) — Int/Div
Royal Bank of Canada Trigger ROS XLF — None
Deutsche Bank AG Trigger ROS XLK — None
Barclays Bank PLC Trigger PS DX) — None
UBS AG Trigger PS EM EQTY BSKT — None
HSBC LSA Inc Trigger PS SXSE — None — Sold
HSBC LSA Inc Buffered ROS IBEX — None
Citigroup INC Buffered ROS EWZ — None
JPMorgan Chase & CO Buffered ROS FISEMIB — None
Goldman Sachs Group, INC Buffered ROS HSCEI — None
Morgan Stanley Contingent ROS SPX — None
Goldman Sachs Group, INC Airbag PS LUKX — None
Credit Suisse AG LO TPAOS SPX SXSE — Int/Div — Matured
Royal Bank of Canada L/'O TPAOS SPX SXSE — Int/Div — Matured
Credit Suisse AG Airbag PS SPTSX60 — None
Deutsche Bank Trigger ROS SXSE — None — Buy
Credit Suisse AG LO TPAOS SPX SXSE — None — Buy
Royal Bank of Canada L/'O TPAOS RTY SXSE — None — Buy
IRA #4 (UBS): (H)
Cash (UBS) — Int/Div
Royal Bank of Canada Trigger ROS XLF — None
Deutsche Bank AG Trigger ROS XLK — None
Barclays Bank PLC Trigger PS DXJ — None
UBS AG Trigger PS EM EQTY BSKT — None
HSBC USA Inc Trigger PS SXSE — None — Sold
HSBC LSA INC Buffered ROS IBEX — None
Citigroup INC Buffered ROS EWZ — None
JPMorgan Chase & Co Buffered ROS FTSEMIB — None
Goldman Sachs Group, INC Buffered ROS HSCEI — None
Morgan Stanley Contingent ROS SPX — None
Goldman Sachs Group, INC Airbag PS UKX — None
Credit Suisse AG LO TPAOS SPX SXSE — Int/Div — Matured
Royal Bank of Canada L/O TPAOS SPX SXSE — Int/Div — Matured
Credit Suisse AG Airbag PS SPTSX60 — None
Deutsche Bank Trigger ROS SXSE — None — Buy
Credit Suisse AG LO TPAOS SPX SXSE — None — Buy
Roval Bank of Canada L'O TPAOS SXSE — None — Buy
401k ACCOUNT (ING): (H)*
Lincoln Financial Group Annuity 401k* — Int/Div
Lincoln Financial Group Annuity 401k* — Buy (add'l)
IRA #45 (UBS): (H)
Cash (UBS) — Interest
ACAP Strategic Fund — None — Buy
Cash (UBS) — Interest
ACAP Strategic Fund — None — Buy
Skybridge Multi-Advisor — None — Buy
Committee Member, Villages of Bishops Bay Architectural Review Committee
Member of Board of Directors and Treasurer, Umiversity of Wisconsin-Eau Claire Foundation Inc
Committee Member, Finance Committee and Board of Governors of the National Conference of Bankruptcy Judges
Agreement — 1980 — Wisconsin Deferred Compensation Program « Employee Trust Funds « Prior employer; no control
Liability — American Express — Credit Card
Liability — Amcrican Express — Credit Card
Reimbursement — State Bar of Wisconsin — 03/04 1503/06/15 — Kohler, Wi — BICR Retreat — Registration fee, meals, hotel
Reimbursement — National Conference of Bankruptcy Judges — Od 1271504714715 — San Antonio, TX — NCBJ 2015 Mid-Year Meeting — Transportation, meals, hotel
Reimbursement — Certification Oversight Committee Meeting
Reimbursement — American Bankruptcy Institute — 10/11/15 101205 — Chicago, IL — 2016 Chicago Consumer Bankruptcy Conference — Transportation, hotel
Part V. Gifts. During 2015, friends sent me gifts of art, jewelry, and memorabilia. | have no reason to believe that any of these items exceeded the $375 limit. If |
should learn otherwise, 1 will amend this form.
Part VIL. Investments and Trusts.
Line 5 - bank account opened in 2015
Lines 8, 59, & 101 - formerly Brandes Emerging Markets Fund Class A
Lines 10, 57, & 99 - formerly Henderson Global Investors European Focus Fund Class A
Lines 15, 66, & 108 - formerly First Eagle Global Fund Class A
Lines 17, 62, & 104 - formerly Franklin/Templeton Global Fund Class A
Lime 19 - formerly Wells Fargo Strategic Municipal Bond Fund Class A
Lines 20, 68, & 110 - formerly Blackrock Global Long/Short Credit Fund Class A
Lines 21, 69, & 111 - formerly Wells Fargo Advantage Absolute Return Fund CL A
Line 188 - This asset, including all of its holdings, was rolled into a new account on 04/09/15. The new account name is Lincoln Financial Group Annuity 401(k).
Line 189 - This is the new 401 (k) account referred to in the explanation to line 188 above. No control over investments,
Lines 188 & 189 - ING 401(k) account identified in Line 188 1s a 401(k) asset in the form of an ING account. There was no control of or management of any of
the holdings of this 401(k) account. As noted on the original report, all of the assets mn the ING account were transferred and rolled into a Lincoln Financial Group
Annuity, The annuity qualifies as a 401(k). There are no individual holdings within the account. There is no control over the account or its investments.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.