Robert Michael Dow jr

What was filed

99
investments
1
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
1
spouse income

Named parties

Arthur J. Schimatt Foundation
Chase Bank
Bailey & Glasser LLP -- salary as attomey at law firm

As filed

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST First Trust Cap Appr Target Portfolio — None — Sold (part)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST Bond Portfolio 2020 — None — Sold

AST Bond Portfolio 2021 (X) — None — Buy

AST Bond Portfolio 2021 (X) — Buy (add'l)

AST Bond Portfolio 2021 (X) — Sold (part)

AST Bond Portfolio 2021 (X) — Buy (add'l)

AST Bond Portfolio 2021 (X) — Sold (part)

AST Bond Portfolio 2021 (X) — Buy (add'l)

AST Bond Portfolio 2021 (X) — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

Harms Bank accounts — Interest

GOOG Mutual Fund

American Funds Euro Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of America — Int/Div

American Funds Growth Fund of America — Int/Div

GOOG 529 Fund #1

BEuroPacific Growth Fund 529A — Int/Div

American Funds New Economy Fund — Int/Div

GOOG 529 Fund #2

American Funds Capital World G/1 529A — Int/Div

American Funds Growth Fund of America S$20A — Int/Div

GOG 529 Fund £3

New Perspective Fund 529A — Int/Div

American Funds Fundamental Investors S200 — Int/Div

GOOG Fund 24

American Funds SmallCap World Fund S29A — Int/Div

American Funds Capital Income Builder S29A — Int/Div

Podesta HSA Account

Shares Dow Jones Select Dividend Index Fund — Int/Div

Shares TR S&P 500 Index Fund — Int/Div — Sold (part)

First Community Bank Common Stock — None — Donated

Sauk Valley Community Bank Common Stock — Int/Div

MSIL Inc. Common Stock — None

Minnesota Life: Variable Adjustable Life Insurance — Interest

Travelers: Variable Life Policy — Interest

Northwestern Mutual Life Policy — Int/Div

MetLife: Universal Life Policy — Interest

Buffalo Jayhawk China Fund — Int/Div — Buy (add'l)

Buffalo International Fund #1449 — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Small Cap Fund — None — Sold (part)

Buffalo Small Cap Fund — Buy (add'l)

Buffalo Science & Technology Fund — None — Sold (part)

Buffalo Science & Technology Fund — Buy (add'l)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Int/Div — Sold (part)

Buffalo USA Growth Fund — Buy (add'l)

Northern Inst Tax-Exempt — None

Bailey & Glasser 401k Profit Sharing Plan xX)

Vanguard Wellington Admiral — Interest

Director, Arthur J. Schimatt Foundation

Liability — Chase Bank — credit card

Spouse's income — 2011 — Bailey & Glasser LLP -- salary as attomey at law firm

1. Lines 3, 54, 60, 63, 66, 69, 72, and 98 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the lines

below each header.