Allan L Gropper

NYC Ser N 5.0% Bond

US Treasury Notes

Allstate Corp. stock

Chase Manhattan Bank Account — Interest

Kevbank — Interest

DNG Acquisition Group LLC — istnibution

Sheridan Properties 1, LLC — None

Sheridan Equity Partners — None

Trust wwio pmo — Int/Div

Exxon Mobil Comp. stock

General Mills stock

NYS Environmental Facs Corp. Bond — Redeemed

Roval Dutch Petroleum stock

Tax Exempt Securities Trust

Vanguard Tax Managed Balanced Fund

Worldwide Golf Resources stock

Nassau County Swr Fin Auth Bond

Vanguard Life Strategy Inc. Fund

Longleaf Parters Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partmers Inc. Fund — Sold (part)

Longleaf Partmers Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Bay Shore NY School Dist Bond — Redeemed

Met. Transp. Auth 5.25% Bond

NYC Ser(C-l 5.25% Bond

NYC Ser C-1 5.25% Bond

NYC Ser E 5.0% Bond

NYC SerK 4.0% Bond

Vanguard Index Fund Short Term — Sold

Vanguard World Utilities

Vanguard Whitehall High Dividend Fund

Vanguard Energy Fund

NYC Health Hosp Corp Rfdg Ser A

Wisconsm St. Rfdg Ser 1

Tilson Dividend Fund

PIMCO Unconstrained Bond Fund — Sold

PIMCO All Asset All Authority Fund — Sold (part)

FPA Crescent Portfolio Fund — Buy (add'l)

Vanguard Life Income Fund

Clarence NY Cent Sch Dist Series B 4.175%

Vanguard REIT Index Fund — Buy

Westchester Co. Bond — Buy

Dutchess Co. Water Auth. Bond — Buy

NYS Dormitory Auth. Revs. St. Bond — Buy

NYS Dommitory Auth Revs. Non-St — Buy

NYS Twy Auth. Second Gen. Hwy — Buy

Rush-Hennetta NY School Dist. Bond — Buy

Pershing LLC Fund (FDIC Insured Bank Deposits) — Int/Div

Exxon Mobil Corp. stock — Int/Div

Allstate Corp. stock — Int/Div

Brown Forman stock — Int/Div

Costco Wholesale Corp stock — Int/Div

Johnson & Johnson stock — Int/Div

Vanguard Health Care Fund — Int/Div

Vanguard Dividend Growth Income Fund — Int/Div

Vanguard Tax Managed Small Cap Fund — Int/Div

Vanguard Total International Fund — Int/Div

Vanguard Index Fund-Short Term — Int/Div — Sold

Vanguard High Yield Corp. Fund — Int/Div — Sold (part)

Vanguard Wellesley Income Fund — Int/Div

PIMCO Unconstramed Bond Fund — Int/Div — Sold

Amherst NY Rfdg Bond — Interest — Redeemed

NYS Dorm. Auth Fin. Authority Bonds — Interest — Redeemed

Berkshire Hathaway — None

NYS Twy Auth Ser A 5.0% — Interest

Port Auth NY&NJ 4.25% Bond — Interest

Port Auth NY&NJ 5.0% Bond — Interest

Charles Schwab IRA — Int/Div

Schwab US Treas. Money Fund

Blackrock GNMA — Sold (part)

Blackrock GNMA — Sold

Managers Bond Fund — Sold

Dodge & Cox Income Fund

DoubleLine Total Return Bond Fund — Sold (part)

FPA New Income Fund — Sold

Federated Strategic Income Fund — Sold (part)

Federated Strategic Income Fund — Sold

Ivy High Income Fund — Sold (part)

lvy High Income Fund — Buy (add'l)

Ouakmark Equity & Income Fund — Sold (part)

Oakmark Equity & Income Fund — Buy (add'l)

Vanguard STAR Fund

Vanguard Wellington Fund

Vanguard Growth & Income Fund

Vanguard Explorer Fund

Vanguard Equity Fund

Vanguard 500 Index Fund

Angel Oak Multi-Strategy Income Fund A — Buy

Angel Oak Mult-Strategy Income Fund A — Sold (part)

Angel Oak Mulu-Strategy Income Fund A — Buy (add'l)

Gateway Index Plus Fund — Buy

Guggenheim Floating Rate Stategies Fund A — Buy

Invesco Floating Rate Fund C1 A — Buy

T.Rowe Price Capital Appreciation — Buy

T.Rowe Price Capital Appreciation — Buy (add'l)

Westwood Income Opportunity Fund C1 A — Buy

NYS 529 College Savings Account (no control) — Int/Div

Mid-Cap Stock Index Portfolio

Small-Cap Stock Index Portfolio

Bond Market Index Portfolio

Columbia Luiv SIP — Int/Div — Buy (add'l)

Charles Schwab IRA — Int/Div

Schwab US Treas. Money Fund

American High Income Bond Fund — Sold (part)

Anerican High Income Bond Fund — Sold (part)

American High Income Bond Fund — Sold (part)

American High Income Bond Fund — Sold (part)

American Funds Capital Income Builder — Sold (part)

American Funds Capital Income Builder — Buy (add'l)

Bond Fund of America — Sold (part)

Bond Fund of America — Sold

Federated Bond Fund — Sold

Loomis Sayles Bond Fund — Sold (part)

Metropolitan West Total Return Bond Fund

PIMCO Foreign Bond D

PIMCO Total Return D — Sold (part)

PIMCO Total Return D — Sold

Gateway Index Plus Fund — Sold

Rydex Healthcare Fund

Rydex Lessure Fund — Sold (part)

Rydex Transportation Fund — Buy (add'l)

Rydex Transportation Fund — Sold (part)

DWS High-Yield Fund

Cohen & Steers Realty Shares — Sold

DoubleLmne Total Return Bond Fund — Sold

Permanent Portfolio Fund — Sold (part)

Permanent Portfolio Fund — Sold

Franklin Utilities Series C1 A — Sold

Schwab US. Broad Market ETF

iShares Gold Trust — Buy

iShares Gold Trust — Sold

BlackRock Global Allocation — Buy

BlackRock Global Allocation — Sold (part)

Cullen High Dividend Equity Fund Retail — Buy

Cullen High Dividend Equity Fund Retail — Buy (add'l)

Invesco Comstock Fund — Buy

Invesco Comstock Fund — Buy (add'l)

Invesco Comstock Fund — Buy (add'l)

Rydex Consumer Products Fund — Buy

Rydex Consumer Products Fund — Buy (add'l)

Rydex Inverse Gov/t Long Bond Fund — Buy

Rydex Inverse Gov't Long Bond Fund — Buy (add'l)

Rydex Inverse Gov't Long Bound Fund — Sold (part)

Rydex Inverse Gov't Long Bond Fund — Buy (add'l)

Rydex Inverse Gov't Long Bond Fund — Sold (part)

Rydex Inverse Gov't Long Bond Fund — Buy (add'l)

Rydex Inverse Gov't Long Boud Fund — Sold

Rydex Inverse High Yield Strategy H Fund — Buy

Rydex Inverse High Yield Strategy H Fund — Buy (add'l)

Rydex Inverse High Yield Strategy H Fund — Sold

ProFunds Short Real Estate Fund — Buy

ProFunds Short Real Estate Fund — Buy (add'l)

ProFunds Short Real Estate Fund — Sold (part)

ProFunds Short Real Estate Fund — Sold (part)

ProFunds Short Real Estate Fund — Buy (add'l)

ProFunds Short Real Estate Fund — Sold (part)

ProFunds Short Real Estate Fund — Buy (add'l)

T. Rowe Price Capital Appreciation Fund — Buy

Vanguard Emerging Market Fund — Buy

Vanguard Emerging Market Fund — Buy (add'l)

Trustee (to 62013); Honorary Trustee (from 6/2013), The Browning School

Treasurer and Member of Executive Committee, Association of the Bar of the City of New York

Treasurer and Member, Board of Directors, Association of the Bar of the City of New York Fund, Inc

Agreement — 11/100 — White & Case LLP Retirement Income Plans (former law firm; no control)

Reimbursement — American Bankruptcy Institute — 02072013-02/08201 — Miam, FL — Seminar and program — Transportation, meals, lodging

Reimbursement — The National Academies — 04/01/2013-04/01/201° — Washington, DX — Seminar and progrem — Transportation, meal

Reimbursement — Tumaround Management Association — 10032013 10/04/20] — Washington, DC — Seminar and program — Transportation, meals, lodging

Reimbursement — Univ, of Pennsylvania Law School — 10072013. 1007201 — Philadelphia, PA — Teaching class — Transportation

Reimbursement — Bay Area Bankruptcy Forum — 10/15/2013-10/16/201. — San Francisco, CA — Sermmar and program — Transportation, meals, lodging

Income — 2013 — Fordham Law School (teaching) — S5.000.00

Income — 2013 — INSOL International (teaching) — S2.R28.00

Income — 2013 — White & Case Unfunded Pension Plan — SOX.00

Spouse's income — 2013 — Columbia Lmversaty (salary)

Part VII, Line 104

These are monthly contributions to a SIP account by automatic deductions from a paycheck. No further information is available.

Part VII, Line 131

In my 2012 report, line 144 (Franklin Utilities Series C1 A) showed "Sold." The entry should have shown "Sold (part)"