Alan S. Trust

Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest

RVS Life Fixed (annuity) — None — Part VII

RVS/COL/SPS VP Cash Mgt (annuity) — None — Part VII

RVS / COL VP High Yield Bond (anmuity) — None — Part VII;

Goldman VIT MidCap Va (annuity) — None — Part VIII;

Fid VIP Midcap C12 (annuity) — None — Part VIII;

FT VIP Small Cap Valu (annuity) — None — Part VIII;

WF Adv VT Small Cap (annuity) — None — Buy (add'l) — Pant VII

THDNDL /COL VP Emerg Mkts (annuity) — None — Sold (part) — Part VII

Wanger Int'l Small Cap (annuity) — None — Part VIII;

FT GLB VIP Real Estate (annuity) — None — Part VII

Oppenhemmer Strat Bond (annuity) — None — Part VIII

Alliance Bernstein American Century Equity Income IRA (AmPrise) — Int/Div — Part VIII

Alliance Bernstein Global Thematic IRA (was sold 7/13) — Part VII

Alliance Bernstemn Disc Value — Int

Mass Mutual Annuity — MML Equity — None — Part VIII

Mass Mutual Annuity == Opp Global Strategic — None — Part VIII

Mass Mutual Annuity = Opp Mam Street Small Cap — None — Pant VII

Mass Mutual Annuity = Opp Main Street — None — Part VIII

Mass Mutual Annuity Opp Global Strategic — None — Part VII

Oppenheimer Cap App (both) — Int/Div — Buy (add'l)

Oppenheimer Cap App (both) — Buy (add'l)

Oppenheimer Cap App (both) — Buy (add'l)

Oppenheimer Global Fund — Int/Div — Buy (add'l)

Oppenheimer Global Fund — Buy (add'l)

Oppenhemmer Global Opportunities (A) — Int/Div — Buy

Oppenhemmer Global Opportunities (A) — Sold (part) — Part VIII

Oppenheimr Global Value (A) — Int/Div — Buy (add'l)

Oppenheimr Global Value (A) — Sold (part) — Part VII

Oppenhemmer Main Street Fund — Int/Div — Buy (add'l)

Oppenheimer Main Street MidCap ka Small Mid Cap Select (OPMSX) — Int/Div — Buy (add'l)

Oppenheimer Global Strategic Income (ka Champion Income) — Int/Div

Oppenheimer Global Allocation (Quest) — Int./hv — Sold (part) — see VII

Oppenheimer Sr. Floating — Int/Div — Sold (part) — see VII

Oppenheimer Sr. Floating — Sold (part) — see VII

Oppenheimer Sr. Floating — Sold (part) — see VII

Oppenheimer Sr. Floating — Sold (part) — see VII

Oppenheimer Int'l Small Co — Int/Div — Buy (add'l)

Oppenheimer Int'l Small Co — Sold (part)

Oppenheimer Int'l Small Co — Buy (add'l)

Oppenheimer Int'l Small Co — Sold (part)

Oppenheimer Rochester Limited Term Munis — Int/Div — Sold — see VII

scholar’s Edge 529 Plan - Age based portfolio (18+) — None — Sold (part) — Part VIII

Belt West Funding Corp raw land in Dallas County — Interest

Roval McAbee universal life insurance — None

State of Israel savings bond — Int/Div

Energy East — Int/Div

Merrill Lynch / AIG stock — hy

Amprise TWEAX Amer Century Eq Income — Int/Div

Amprise ODMAX Oppenheimer Developing Mkts — Int/Div

Oppenheimer Discovery — Int/Div — Sold (part)

Oppenheimer Discovery — Sold (part)

Oppenheimer Discovery — Sold (part)

Oppenheimer Discovery — Sold (part)

Oppenheimer Discovery — Sold (part)

Oppenheimer Discovery — Sold (part)

Ameriprise MDLOX Blackrock Golbal Allocation — Int/Div

IMNYX (Legg Mason) Western Asset Intermed NY Munis — Int/Div

Fidelity VIP Contra (w/in auunity) — None

Am Century / VP Value (w/in annuity) — None

ONL Lifestyles ONLIDI (w/in L IRA) — Int/Div

Corp Prop Assoc CPAIT (w/in L IRA) — Int/Div

Am Insured Mkt (w/in L IRA) — Int/Div

MITTX (w/in L IRA) Mass MFS Investors — Int/Div

ATHAX (w/in L IRA) Amer Century Heritage — Int/Div

MGIAX (w/in L IRA) MFS Int'l Value — Int/Div

RRIAX (w/in L IRA) Columbia Global Infra fka Col Recovery Infra — Int/Div — Sold

Justice Federal accounts — Int/Div

Invesco Int'l Gr. Sr. (annuity) — None — Part VII

MDLOX (w/in L IRA) Blackrock Global Allee. — Int/Div

Oppenheimer Equity Income — Int/Div — Buy (add'l)

Oppenheimer Equity Income — Buy (add'l)

Oppenheimer Equity Income — Buy (add'l)

Oppenheimer Equity Income — Buy (add'l)

Oppenheimer Equity Income — Sold (part) — Pant VII

Oppenheimer Equity Income — Buy (add'l)

Oppenheimer Main St Small Cap — Int/Div — Buy

Oppenheimer Main St Small Cap — Buy (add'l)

Scholars Edge Large Cap nka Dreyfus R Growth — None — Part VII

Scolars Edge Main St Mid Cap — None — Part VII

Scholars Edge Int'l Equity — None — Part VII

Scholars Edge Moderately Aggressive fka Age Growth — None — Buy (add'l) — Part VII

Scholars Edge Large Cap Value nka Value — None — Part VIII

Scholars Edge Aggresive — None — Part VII

Scholars Edge Moderate — None — Buy (add'l) — Part VII

Pimco VIT All Asset (annuity) — None — Part VIII

Oppenheimer Deveoping Mkts Fund — Int/Div — Buy (add'l)

Oppenheimer Deveoping Mkts Fund — Buy (add'l)

Oppenheimer Rochester Ltd Term NY Munis — Int/Div — Buy

Oppenheimer Money MKt (treat as bank acct) — Int/Div

Oppenheimer Rochester AMT Free NY Munis — Int./y — Buy (add'l)

Oppenheimer Rochester AMT Free NY Munis — Buy (add'l)

US treasuries — Interest

AmerGen (L IRA) — Int/Div

Oppenhemmer Small & Mid Cap Value — Int/Div

Oppenheimer Int'l Value — Inv — Sold (part)

Oppenheimer Int'l Value — Sold

Oppenheimer Real Estate Fund — Int/Div — Buy

Oppenheimer Real Estate Fund — Sold

Oppenheimer Discovery Mid Cap Growth — Int/Div — Buy (add'l)

Oppenheimer Int'l Growth — hy — Buy (add'l)

Oppenheimer Int'l Growth — Sold (part)

Oppenheimer Int'l Growth — Sold (part)

Oppenheimer Int'l Growth — Sold (part)

Blackrock Global Dividend (AmPrise) — Int/Div

CNL Growth Props (AmPrise) — Int/Div

Corporate Capital (AmPrise) — Int/Div

Fidelity Advisor Growth Opp (AmPrise) — Sold (part)

Fidelity Advisor Growth Opp (AmPrise) — Sold (part)

Goldman Sachs Strategic Inc. (AmPrise) — Int/Div

MFS Int'l Value (AmPrise) — Int/Div — Buy

Steelpath Opp MLP luc (AmPrise) — Int

Templeton Global Bond (AmPrise) — Int/Div

Transamerica Short Term Bond (AmPrise) — Int/Div — Sold — see VII

Wells Fargo WFA Absolute Return (AmPrise) — Int/Div

Northern Lights Altegris (AmPrise) — Int — Sold — see VII

NEW AmPrnise Lord Abbott Short Duration — Int/Div — Buy

NEW Lord Abbott Bond Deb — Int/Div — Buy

NEW INSAX Catalyst — Int/Div — Buy

Blackrock Multi Asset — Int/Div — Part VIII

NEW Deutsche Global Infrastructure — Int/Div — Buy

NEW Oppenhomer Rochester Fund Muni — Int/Div — Buy

NEW Oppenhomer Rochester Fund Muni — Buy (add'l)

NEW Oppenhomer Rochester Fund Muni — Buy (add'l)

NEW Oppenheimer Steel Path Select 40 — Int/Div — Buy

NEW Oppenheimer Steel Path Select 40 — Buy (add'l)

NEW Oppenheimer Steel Path Select 40 — Buy (add'l)

NEW Oppenheimer SteelPath Alpha Plus — Int/Div — Buy

NEW Oppenheimer SteelPath Alpha Plus — Buy (add'l)

NEW Oppenheimer SteelPath Alpha Plus — Buy (add'l)

NEW Oppenheimer SteelPath Alpha Plus — Buy (add'l)

NEW Oppenheimer SteelPath Alpha Plus — Buy (add'l)

NEW Oppenheimer SteelPath Alpha Plus — Buy (add'l)

NEW Oppenheimer Steel Path MLP Alpha — Int. — Buy

NEW Oppenheimer Steel Path MLP Alpha — Buy (add'l)

NEW Oppenheimer Steel Path MLP Alpha — Buy (add'l)

NEW Oppenheimer Steel Path MLP Alpha — Sold (part) — see VII

NEW Oppenhemer Portfolio Series Eq, Inv Fund — Int/Div — Buy

Reimbursement — DFW lmn of Court — 214 — Dallas, TX — Speaker at seminar in Dallas, TX — reimbursement for actual out of pocket travel, lodging and meals

Reimbursement — Center for American and International Law — 64 — Plano, TX — speaker at seminar in Plano, Tx — reimbursement for actual out of pocket travel, lodging and meals

Reimbursement — Dallas Bankruptcy Bar Association — “4 — Dallas. TX — speaxer at a seminar in Dallas, TX — reimbursement for actual out of pocket truvel, lodging and meals

Reimbursement — Federal Bar Association — 9/14 — Providence, RI — Speaker at 4 seminar in Puerto Rico — reimbursement for actual out of pocket travel, lodging and meals

Reimbursement — American Conference Institute — 9/14 — Dallas, TX — speaker at i sear in Dallas, TX — reimbursement for actual out of pocket travel, lodging nd meals

Income — 2014 — Teaching - St Johns University School of Law — S7.000.00

Lines 2 - 12, 16-20, 43, 59, 60, 69, 79-85, and 86-- based on information provided by the fund managers), no income or reinvested dividends, taxable or

otherwise, was paid or attributed to any of these investments during the reporting period.

Losses were suffered for sales in lines 33, 34, 35, 36, 37,42, 115, 117, 138 ; therefore no Gain code in IN4).

Line 14 was all sold in July 2013 but inadvertently reported as sold part; no value or transactions during 2014 reporting period,

Line 43 was converted in 2014 from age based 15 - 17 to age 18+ investment fund.

Line 121 was inadvertently left off the 2013 report

No gain or loss was reported by the investment manager for the exchanges within the annuity, 529 Plan and/or IRA (as applicable) for transactions within Lines 9,

27.29.43, and 75.