Steven M. Gold

CHASE CHECKING — Interest

CHASE PLUS SAVING — Interest

CHASE DYNAMIC YIELD STRAT

JPM Tr I MLT SC Inc FundJPM Unconstrained Debt Fund — Int/Div — Buy (add'l)

JPM Tr I MLT SC Inc FundJPM Unconstrained Debt Fund — Buy (add'l)

Harbor High Yield Bond — Int/Div — Sold (part)

Harbor High Yield Bond — Sold (part)

Harbor Convertible Sec — Int/Div

SIT Dividend Growth — Int/Div — Buy (add'l)

SIT Dividend Growth — Buy (add'l)

SIT Dividend Growth — Buy (add'l)

Ridgeworth SEIX Floating — Int/Div — Buy (add'l)

Matthews Asia Dividend — Int/Div — Sold (part)

Blackrock High Yield Bond — Int./y — Buy (add'l)

Cohen & Steers Prefs Sec & Inc — Ine — Buy (add'l)

HSBC Funds Total Retum — Int/Div

Doubleline Total Return — Int/Div — Buy (add'l)

Doubleline Total Return — Sold (part)

TRP Inst Floating Rate — Int/Div — Buy (add'l)

Metropolitan West Funds — Int/Div — Buy (add'l)

Metropolitan West Funds — Buy (add'l)

Lord Abbett Invt Tr — Int/Div — Buy (add'l)

Lord Abbett Invt Tr — Buy (add'l)

Lord Abbett Invt Tr — Buy (add'l)

BMO Pyrford Intl Stock — Int/Div — Sold (part)

Credit Suisse Warburg Pines High Inc — Int/Div

Pimco Unconstrained Bond — Int/Div

John Hancock L/C Equity — Int/Div — Buy (add'l)

John Hancock L/C Equity — Sold (part)

Credit Suisse Floatig Rate High Inc — Int/Div — Buy (add'l)

Federated Inst Hi Yid Bond — Int/Div — Buy (add'l)

Federated Inst Hi Yid Bond — Buy (add'l)

Pimco High Yield FD-P — Int/Div — Buy

Pimco High Yield FD-P — Sold

Diamond Hill Large Cap — Int/Div — Buy

Diamond Hill Large Cap — Sold

Nuveen Invt Tr V Pd Secs CIR — Int/Div — Buy

Nuveen Invt Tr V Pd Secs CIR — Buy (add'l)

Columbia Conv Sec Z — Int/Div — Sold

VANGUARD HEALTHCARE FUND IRA — Int/Div

TROWE PRICE RTMNT. PLAN

T Rowe Price Personal Strategy Fund 403b) — Int/Div

T Rowe Price Health Sciences Fund 403(b) — Int/Div

T Rowe Price Prime Reserve Fund 403(b) — Int/Div

REFORM PENSION BOARD 403(b)

Ref. Pens Bd. Apprecn &Inc. Fund 403(b) — Int/Div — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc. Fund 403(b) — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc. Fund 403(b) — Buy (add'l)

S10. — Buy (add'l)

P/ame Adjunct Prof. of Law, Brooklyn Law School

Board Member

Income — 2016 — Salary/Ad Prof of Law/Brooklyn Law School — $27,225.00

Spouse's income — 2016 — Salary/Executive Director, [—

1) Lines 3, 42, and 46 are headers.

2) With respect to the asset described in Section VII on line 39 as Columbia Conv Sec Z (J), | report a sale this year but did not report an acquisition or holding last

year. | infer that the asset was acquired in a transaction of lesss than $1000 and that T inadvertently neglected to include it in my prior report,

3) This amended report is filed in response to the Committee's letter of June 28, 2017. As noted in the Committee's letter, | listed an asset - Sterling Cap FDS

Capital - on Part VIL, line 233 of my 2015 report, but did not report that asset on my 2016 report. The Committee's letter requests that | file an amended 2016

report, and | do so now by adding this explanatory note.

Tt appears that the error is in my 2015 report rather than my 2016 report. On line 233 of Part VII of my 2015 report, listed a partial sale of Sterling Cap FDS

Capital on March 6, 2015. The acount holding that asset was liquidated during 2015. | therefore infer that | erroneously listed the sale as 4 partial one when

in fact it was a sale of my entire investment, or that there was a subsequent sale that | mistakenly omitted or did not meet the dollar threshold for reporting. |

apologize for any confusion this caused.