Sheila M. Finnegan

Brokerage Acct MS

Templeton Growth Fund-A (TEPLX) — Int/Div

New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div

Everbank Checking — Interest

US. Employee Credit Union Checking and Saving — Interest

Schwab Bank (credit card reward program) — Int/Div

leonix Brand Group, Inc. (ICON) — Int/Div

Brokerage Account (Fidelity)

Fidelity Municipal Money Market — Interest

Chicago IL Govt Bond 1/1/2016 — Interest

Collier Cnty FLA Bond 10/1/2013 — Interest

FL State Dept Gen Sves Bond 9/1/2014 — Interest

Midfirst Bank Okla City CD 9/23/2011 — Interest — Redeemed

Midfirst Bank Okla City CD 9/24/2012 — Interest

U.S. Treas Nits TIPS 4/15/2014 — Interest

BWX ETF (Spdr Ser Tr Lehman Intl Treas Bd) — Interest

EFA (Ishares Tr MSC EAFE Index Fd) — Int/Div — Sold (part)

HYG (Ishares Tr 1Boxx & high yield corp Bd Fd) — Int/Div

lJH (Ishares Tr S&P Midcap 400 Index Fd) — Int/Div

IVV (shares Tr S&P S00 Index Fd) — Int/Div — Sold (part)

IVV (shares Tr S&P S00 Index Fd) — Sold (part)

IWD (Ishares Tr Russell 1000 Value Index Fd) — Int/Div — Sold (part)

IWD (Ishares Tr Russell 1000 Value Index Fd) — Sold (part)

IWF (Ishares Tr Russell 1000 Growth Index Fd) — Int/Div — Sold (part)

IWO (shares Tr Russell 2000 Growth Index Fd) — Int/Div

IWP (shares Tr Russell Midcap Growth Index Fd) — Int/Div — Sold (part)

IWP (shares Tr Russell Midcap Growth Index Fd) — Sold (part)

Merck & Co.(formerly Schering Plough) — Int/Div

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int/Div

MOS (Mosaic) — None — Buy

MOS (Mosaic) — Buy (add'l)

MOS (Mosaic) — Sold

MOS (Mosaic) — Buy

MOS (Mosaic) — Buy (add'l)

MOS (Mosaic) — Sold (part)

MOS (Mosaic) — Buy (add'l)

MOS (Mosaic) — Buy (add'l)

MOS (Mosaic) — Buy (add'l)

CAT (Caterpillar) — None — Buy

CAT (Caterpillar) — Sold

POT (Potash) — None — Buy

POT (Potash) — Sold

POT (Potash) — Buy

POT (Potash) — Buy (add'l)

POT (Potash) — Buy (add'l)

AAPL (Apple) — None — Buy

AAPL (Apple) — Sold

SPY (SPDR S&PSOO ETF) — Buy

Brokerage Acct 2 (UBS- 08)

RMA Money Mkt Portfolio — Int/Div

Charlottesville Va Bond 7/15/15 — Interest

Charleston Cuty SC BE/R 4.250 110115 did 050206 — Interest

New York NY Fiscal Ser Bond Mand Sink Fad 10/15/16 — Interest

Chicago IL Wstwir Transm Rev Ser B FGIC 010117 Ded 112106 — Interest

Dallas Fort Worth Tx In Sr A Rv BE/R S000 110115 DTD 09010 — Interest

Denton Texas Util Sys Rev FSA B/E /R L000 120117 DTD 05150 — Interest

Georgia State Ser V /R/S.000 070116 Did 070198 — Interest

Illinois St NPFG BA/R/5.000 090114 DTD 092804 — Interest

Illinois St Sync Cr/R/5.500 080115 DTD 080102 — Interest

Western Minn Mun Pwr Agy Ser B Rey NPFG B/E /R/S 000010115 — Interest

Humble Tx Indpt Sch Bond 2/15/19 — Interest

Port St. Lucie Fl L/Rey Rev NPFG B/E /R/ — Interest

Monroe Cnty NY AGC BE/R/ — Interest

Hamilton Cnty Oh SWR Sys Imp Rev 06A NPFG B/E /R/ — Interest

Marvland St. Sr A BE/R/ — Interest

TGINX (TCW Emerging Mkts Inc Fund Class N) — Int/Div — Buy

TGINX (TCW Emerging Mkts Inc Fund Class N) — Sold (part)

TGINX (TCW Emerging Mkts Inc Fund Class N) — Sold

ELD (Wisdomtree Tr Em LCL Debt Fd ETF) — Int/Div — Buy

ELD (Wisdomtree Tr Em LCL Debt Fd ETF) — Sold

NARAX (Virtus Mult-sector Short term bond) — Int/Div — Buy

NARAX (Virtus Mult-sector Short term bond) — Sold (part)

NARAX (Virtus Mult-sector Short term bond) — Buy (add'l)

NARAX (Virtus Mult-sector Short term bond) — Buy (add'l)

NARAX (Virtus Mult-sector Short term bond) — Sold (part)

JSOAX (JP Morg Stategic Inc Opportunities) — Int/Div — Buy

JSOAX (JP Morg Stategic Inc Opportunities) — Sold (part)

JSOAX (JP Morg Stategic Inc Opportunities) — Sold

BIBHX (Artio Global High income fund Class A) — Int/Div — Buy

BIBHX (Artio Global High income fund Class A) — Sold (part)

BIBHX (Artio Global High income fund Class A) — Sold

RSFLX (RS Floating Rate Fund Class A) — Int/Div — Buy

RSFLX (RS Floating Rate Fund Class A) — Sold

STXAX (Legg Mason Western Asset Municipal High Income Fund) — Int/Div — Buy

STXAX (Legg Mason Western Asset Municipal High Income Fund) — Sold

PDINX (Putmam Diversified Income Trust Class A) — Int/Div — Buy

PDINX (Putmam Diversified Income Trust Class A) — Sold (part)

PDINX (Putmam Diversified Income Trust Class A) — Buy (add'l)

EVBLX (Eaton Vance Floating Rate Fund Class A) — Int/Div — Buy

EVBLX (Eaton Vance Floating Rate Fund Class A) — Sold (part)

EVBLX (Eaton Vance Floating Rate Fund Class A) — Buy (add'l)

PUBAX (Pimco Unconstrained Bond Fund Class A) — Int/Div — Buy

PUBAX (Pimco Unconstrained Bond Fund Class A) — Buy (add'l)

PUBAX (Pimco Unconstrained Bond Fund Class A) — Sold (part)

PTTAX (Pimco Total Return Fund Class A) — Int/Div — Buy

PTTAX (Pimco Total Return Fund Class A) — Sold (part)

HFLAX (Hartford Floating Rate Fund Class A) — Int/Div — Buy

HFLAX (Hartford Floating Rate Fund Class A) — Buy (add'l)

Rollover IRA SF (LBS-83) — Int/Div

UBS Liquid Assets Fund

GE Bond 2/1/13

CVS Corp Bond 9/15/14

Goldman Sachs Group Inc Bond 1/15/15

Anheuser Busch Co. Bond 2/1/15

Cisco Systems Inc Bond 2/22/16

Marathon Oil Corp Bond 10/1/17 — Sold

Metlife Inc NTS 05.000% 061515 Drd062305 FC 121505 calla M/W

TimeWarner Cable Inc 05 850% 050117 Ded040907 FCHINO107 call

EMB (Ishares JP Morgan USD Emerging Mkts Bond Fund) — Sold

BIBHX (Artio Global High Inc Fund) — Sold (part)

BIBHX (Artio Global High Inc Fund) — Sold

EVBLX (Eaton Vance Floating Rate Fund) — Sold (part)

EVBLX (Eaton Vance Floating Rate Fund) — Buy (add'l)

EVBLX (Eaton Vance Floating Rate Fund) — Buy (add'l)

EVBLX (Eaton Vance Floating Rate Fund) — Buy (add'l)

JSOAX (JP Morgan Income Opportunities Fund) — Sold (part)

JSOAX (JP Morgan Income Opportunities Fund) — Sold

PDINX (Putnam Diversified Income Trust) — Buy (add'l)

PDINX (Putnam Diversified Income Trust) — Buy (add'l)

PDINX (Putnam Diversified Income Trust) — Sold (part)

TGINX (TCW Emerging Mkts Income Fund) — Sold (part)

TGINX (TCW Emerging Mkts Income Fund) — Sold (part)

TGINX (TCW Emerging Mkts Income Fund) — Sold

TGINX (TCW Emerging Mkts Income Fund) — Buy

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l)

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l)

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Sold (part)

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l)

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Buy (add'l)

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Sold (part)

ELD (Wisdomtree TR EM LCL) — Buy (add'l)

ELD (Wisdomtree TR EM LCL) — Sold (part)

PUBAX (Pimco Unconstrained Bond Fund Class A) — Buy

PUBAX (Pimco Unconstrained Bond Fund Class A) — Buy (add'l)

PUBAX (Pimco Unconstrained Bond Fund Class A) — Sold (part)

HFLAX (Hartford Floating Rate Fund Class A) — Buy

HFLAX (Hartford Floating Rate Fund Class A) — Buy (add'l)

RSFLX (RS Floating Rate Fund Class A) — Buy

RSFLX (RS Floating Rate Fund Class A) — Sold

PTTAX (Pimco Total Return Fund Class A) — Buy

PTTAX (Pimco Total Return Fund Class A) — Sold (part)

Rollover IRA SF 2 (UBS-84) — Int/Div

UBS Liquid Assets Fund

XLP (Consumers Staples Sector SPDR Trust SHS) — Buy (add'l)

XLP (Consumers Staples Sector SPDR Trust SHS) — Sold

XLE (Energy Sector SPDR Trust) — Sold

XLF (Financial Sector SPDR Trust ETF) — Buy (add'l)

XLF (Financial Sector SPDR Trust ETF) — Sold

EWA (Ishares Inc MSCI Australia Index Fd) — Buy (add'l)

EWA (Ishares Inc MSCI Australia Index Fd) — Sold (part)

EWC (Ishares Inc MSCI Canada Index Fd) — Buy (add'l)

EWC (Ishares Inc MSCI Canada Index Fd) — Sold (part)

EWU (Ishares Inc MSC1 Untd Kingdom Index Fd) — Buy (add'l)

EWU (Ishares Inc MSC1 Untd Kingdom Index Fd) — Sold

IWM (Ishares Trust Russell 2000 Index Fd) — Buy (add'l)

IWM (Ishares Trust Russell 2000 Index Fd) — Buy (add'l)

IWD (Ishares Trust Russell 1000 Value Index Fd) — Sold

IWD (Ishares Trust Russell 1000 Value Index Fd) — Buy

IWF (Ishares Trust Russell 1000 Growth Index Fd) — Sold

IWF (Ishares Trust Russell 1000 Growth Index Fd) — Buy

IWR {Ishares Trust Russell Midcap Index Fd) — Sold

IWR {Ishares Trust Russell Midcap Index Fd) — Buy

BKF (Ishares MSC BRIC) — Buy (add'l)

BKF (Ishares MSC BRIC) — Sold (part)

XLB (Sector SPDR Trust SHS Ben Int- Materials) — Buy (add'l)

XLB (Sector SPDR Trust SHS Ben Int- Materials) — Sold (part)

XLL (Utihties Sector SPDR Trust) — Sold

VGT (Vanguard Sector Index Fd Information Tech ETF) — Buy (add'l)

VGT (Vanguard Sector Index Fd Information Tech ETF) — Sold

VGK (Vanguard Intl Equity Index Vanguard Euro ETF) — Buy (add'l)

VGK (Vanguard Intl Equity Index Vanguard Euro ETF) — Sold

VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Buy (add'l)

VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Sold

VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Buy

VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l)

VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l)

VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l)

MDLOX (Blackrock Global Allocation Fund Inc A) — Sold

WASAX (Ivy Asset Strategy Fund Class A) — Sold

PGMAX (Pimco All Assets All Auth-A) — Buy (add'l)

PAUAX (Pimco Global Multi-Asset Fd Class A)

PAUAX (Pimco Global Multi-Asset Fd Class A) — Sold

XLY (Consumer Sector SPDR)

XLI {Industrial Sector SPDR) — Buy (add'l)

XLI {Industrial Sector SPDR) — Sold

EWG (Ishares Inc MISC] Germany Index Fund) — Buy (add'l)

EWG (Ishares Inc MISC] Germany Index Fund) — Sold (part)

XLV (Health Care Select Sector SPDR Fund) — Buy (add'l)

XLV (Health Care Select Sector SPDR Fund) — Sold

DEM (Wisdomtree Emerging Mkts Equity Income) — Sold

EWJ (Ishares Inc MSC Japan Index Fd) — Buy

EWJ (Ishares Inc MSC Japan Index Fd) — Buy (add'l)

HDSAX (JPM Highbridge Dynamic Commad Strategy FBOID) — Buy

HDSAX (JPM Highbridge Dynamic Commad Strategy FBOID) — Buy (add'l)

VSS (Vanguard FTSE All WO X-US SC) — Buy

VSS (Vanguard FTSE All WO X-US SC) — Sold

EAGMX (Eaton Vance Global Macro Absolute Return FBOID) — Sold

IRA Rollover Acct KS (Fidelity) — Int/Div

U.S. Treas Nts TIPS 4/15/2014

BEARX (Fed. Prudent Bear Fund Class A)

CUT (Claymore Exch Traded Fd Tr Global Bimber)

DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int)

DBV (Powershares DB G10 Currency Harvest Com Ut Ben Int) — Sold (part)

MEDAX (MFS Emerging Mkts Debt C1 A)

OPGSX (Oppenheimer Gold & Spec Minerals Cl A)

PRPFX (Permanent Portfolio)

TIP (Ishares Barclays TIP Secs Fd)

TPINX (Templeton Global Bond Class A)

WASAX (Ivy Asset Strategy Cl A)

Roth IRA KS (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

SPHIX (Fidelity High Income) — Buy

Roth IRA SF (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

POT (Potash Corp) — Buy

POT (Potash Corp) — Buy

RothIRASF2(UBS-10) — Int/Div

UBS Bank USA Deposit Acct

PCEXX (UBS Pace Money Mkt Investment Fd) — Sold (part)

EVBLX (Eaton Vance Floating Rate Fund Class A)

EAGMX (Eaton Vance Global Macro Absolute Return Fund A)

PTTAX (Pimco Total Return Fund Class A)

PUBAX (Pimco Unconstrained Bond Fund Class A)

PAUAX (PIMCO All Assets)

MDLOX (Blackrock Global Allocation Fund)

WASAX (IVY Asset Strategy Fund)

PGMAX (PIMCO Global Multi- Asset Fund)

Roth Conv KS (Fid - 50)

POT (Potash Corp) — Buy

Health Savings Account IRA — Int/Div

VEU (Vanguard FTSE AllWorld Ex US FTF)

VFINX (Vanguard 500 Index Fund Investor Shares)

Federated Prime Cash Trust

Minois Bright Start 529 for JS (Index Age Based 18 vrs) — Int/Div

Utah 529 Plan for JS (Option 2) — Int/Div

Minois Bright Start 529 for DS (Index Age Based 15-17 vrs) — Int/Div

Utah 529 Plan for DS (Option 9) — Int/Div

IMimois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div

Minois Bright Start 529 for MS (Index Equity) — Int/Div

Utah 529 Plan MS (Option 9) — Int/Div

Fidelity 529 Plan MS (MA Portfolio 2015) — Ine

inois College bonds — Interest

Brokerage Acct JS

FTEXX (Fidelity Municipal Money Market) — Interest

V 11 (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

SPY (SPDR S&PSOO ETF) — Buy

Brokerage Acct DS

FTEXX (Fidelity Municipal Money Market) — Interest

VTI {Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Roth IRA JS (Custodian Acct) — Int/Div

VEU (Vanguard Intl Eqty Index FTSE All World Ex US ETF) — Buy

VT {Vanguard Total Stock Mkt) — Buy

Charles Schwab Bank

Roth IRA DS (Custodian Acct) — Int/Div

Charles Schwab Bank

Everbank checkmg - JS — Interest

Chase Bank checking - DS — Interest

Chase Bank saving - MS — Interest

Adpmunct Professor, Northwestern University Law School

Income — 2011 — Northwestern University Law School — S2.000.00