Donna M. Ryu

What was filed

268
investments
2
positions
0
gifts
1
agreements
0
debts
0
reimbursements
2
income
0
spouse income

Named parties

Revocable Trust Agreement re family member's estate
Lmiversity of Califormu, Berkeley Law School
University of Calitormua, Berkeley Law School
University of California Retirement System (pension payments) (see Part in

As filed

TIAA- CREF 529 College Savings Plan (H)

Age Based Portfolio - 18 & Over Index — Int/Div

Wells Fargo Bank Accounts — Int/Div

Provident Credit Union Accounts — Int/Div

ING Direct Accounts — Int

Brokerage-Indiv. TOD (H)

Wilshire Large Company Growth Fund (DTLGX) — Int/Div — Buy (add'l)

Wilshire Large Cap Core Fund (WLCTX) — Int/Div — Buy (add'l)

Guggenheim Total Return Bond Fund (GIBAX) — Sold

Wilshire Small Company Growth Fund (DTSGX) — Int/Div — Buy (add'l)

Wilshire Small Company Value Fund (DTSVX) — Int/Div — Buy (add'l)

Wilshire Large Company Value Fund (IDTLVX) — Int/Div — Sold (part)

Wilshire Large Company Value Fund (IDTLVX) — Int/Div — Buy (add'l)

Wilshire Income Fund (WIORX) — Int/Div — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

Wilshire Income Fund (WIORX) — Int/Div — Buy (add'l)

Fudelity Spartan 500 Index Fund (FUSVX) — Int/Div — Buy (add'l)

Fidelity Spartan International Index Fund (FSIVX) — Int/Div — Buy (add'l)

Fidelity Spartan International Index Fund (FSIVX) — Int/Div — Sold

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity Emerging Markets Index Fund (FPEMX) — Int/Div — Buy

Fidelity Emerging Markets Index Fund (FPEMX) — Int/Div — Sold

Vanguard Emergimg Markets Stock Index Fund (VEMAX) — Int/Div — Buy

S10. — Int/Div — Buy (add'l)

Brokerage IRA Rollover (H)

VANGUARD MALVERN FDS STRM (VTIP)Y — Int/Div — Buy (add'l)

SPDR GOLD TR GOLD SHS (GLD) — Sold (part)

PUTNAM ABSOLUTE RETURN 700 FUND CLASS Y (PDMYX) — Sold

NEUBERGER BERMAN LONG SHORT FUND INSTITUTIONAL CLASS (NLSIX) — Sold

MERGER FUND (MERFX) — Sold

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Sold

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE)Y — Int/Div — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Int/Div — Buy (add'l)

INDEX IQ ETF TR 1Q MERGER ARBITRAGE ETF (MNA) — Int/Div — Buy (add'l)

CAUSEWAY CAP MGMT TR GBL ABSRT INST (CGAIX) — Int/Div — Buy (add'l)

CAUSEWAY CAP MGMT TR GBL ABSRT INST (CGAIX) — Int/Div — Sold

CLS GLOBAL GROWTH FUND CLASS N(CLBLX) — Int/Div — Buy (add'l)

CLS GLOBAL GROWTH FUND CLASS N(CLBLX) — Int/Div — Sold

CLS FLEXIBLE INCOME FUND CLASS N(CLFLX) — Int/Div — Buy (add'l)

CLS GROWTH AND INCOME FUND CLASS NICLERX) — Int/Div — Buy (add'l)

CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N(CLSAX) — Int/Div — Sold (part)

CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N(CLSAX) — Int/Div — Buy (add'l)

SHARES TR MSC! EAFE ETF (1EFA) — Int/Div — Buy (add'l)

COLUMBIA ADAPTIVE ALTS FUND (CLFUX) — Int/Div — Buy (add'l)

CLS GLOBAL AGGRESSIVE EQUTY ({CLACX) — Int/Div — Buy (add'l)

DBX ETF TR XTRAK MSCI EAFE (DBEF) — Buy (add'l)

DBX ETF TR XTRAK MSCI EAFE (DBEF) — Sold

GLOBAL LONG/SHORT CREDIT CLASS A IBGCAX) — Int/Div — Buy (add'l)

ISHARES INC CORE MSCI MMKT TEMG) — Int/Div — Buy (add'l)

ISHARES TR MSCI ACWIETF (ACW — Int/Div — Buy (add'l)

ISHARES TR TIPS BD ETF (TIP) — Int/Div — Buy (add'l)

ISHARES TR TIPS BD ETF (TIP) — Int/Div — Sold

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — Int/Div — Buy (add'l)

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — Int/Div — Sold

RYDEX ETF TR GUGGENHEIM S&P £00 (RSP) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P S00 PURE VALUE ETF (RPV) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P S00 PURE VALUE ETF (RPV) — Int/Div — Sold (part)

RYDEX ETF TR GUGGENHEIM S&P S00 PURE VALUE ETF (RPV) — Int/Div — Buy (add'l)

WISDOMTREE TR MANAGED FUTURES STRATEGY FD (WDTI — Buy (add'l)

WISDOMTREE TR MANAGED FUTURES STRATEGY FD (WDTI — Sold

JOHN HANCOCK ABSOLUTE RETURN CURRENCY FUND CLASS AUCLUAX)Y — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND 1 {AAOMIX) — Buy

AQR MANAGED FUTURES STRATEGY FUND 1 {AAOMIX) — Buy (add'l)

BLACKSTONE ALTERNATIVE MULTI- STRATEGY INST CLASS (BXMIX) — Buy

BLACKSTONE ALTERNATIVE MULTI- STRATEGY INST CLASS (BXMIX) — Int/Div — Buy (add'l)

CLS INTERNATIONAL EQUITY FUND CLASS N(CLHAX) — Int/Div — Buy

CLS INTERNATIONAL EQUITY FUND CLASS N(CLHAX) — Int/Div — Buy (add'l)

SPDR SERIES TRUST BLMBRG BRC CNVRTIICWE) — Int/Div — Buy

SPDR SERIES TRUST BLMBRG BRC CNVRTIICWE) — Int/Div — Buy (add'l)

BARCLAYS BK PLX DJUBS CMDT ETN36 (DJF) — Buy

ISHARES TR MSCI EAFEVALUE ETF (EFV) — Int/Div — Buy

ISHARES TR MSCI EAFEVALUE ETF (EFV) — Int/Div — Buy (add'l)

ISHARES TR MSCI EAFEVALUE ETF (EFV) — Sold

JP MORGAN RESEARCH MARKET NEUTRAL FUND CLASS A (IMNAX) — Int/Div — Buy

JP MORGAN RESEARCH MARKET NEUTRAL FUND CLASS A (IMNAX) — Int/Div — Buy (add'l)

POWERSHARES GLOBAL EXCHANGE TRADED FD TR S&P 500 (PB) — Int/Div — Buy

POWERSHARES GLOBAL EXCHANGE TRADED FD TR S&P 500 (PB) — Int/Div — Buy (add'l)

POWERSHARES GLOBAL EXCHANGE TRADED FD TR S&P 500 (PB) — Int/Div — Sold

POWERSHARES GLOBAL EXCHANGE TRADED FD TR S&P 500 (PB) — Sold

PERSHING PRIME RESERVES — Sold

FEDERATED TREASURY OBLIGATIONS — Buy

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

FEDERATED TREASURY OBLIGATIONS — Sold (part)

FEDERATED TREASURY OBLIGATIONS — Buy (add'l)

Brokerage--Roth IRA (H)

Vanguard Total Intemational Stock Index Fund ETF (VXUS) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — a

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Co-Trustee, Revocable Trust Agreement re family member's estate

Lecturer, Lmiversity of Califormu, Berkeley Law School

Agreement — 2002 — University of California Retirement Plan (pension on retirement)

Income — University of Calitormua, Berkeley Law School — $4,102.63

Income — University of California Retirement System (pension payments) (see Part in — S19.796.00

Part |, and Part VIL

Part 1:

Line I: Trust for the benefit of family member,

-1 am not the owner or grantor of the trust, | am solely the co-trustee of a revocable trust created for the benefit of a familty member.

-1 am a co-trustee for the convenience of my family member, and 1 have not received any income through the trust or trust assets. In an abundance of caution, |

had previously listed the trust property (my mother's house) in Section VIL, but that have since been instructed not to list the house in Section VIL, since it is not an

investment, and | do not receive any income of any kind from the house or the trust,

PartVIL: The audit software generated a note that says: * On one or more lines in Part VII, you indicated that the corresponding asset generated no income during

the reporting period. Please note that ‘reportable income’ can differ from “taxable income. For purposes of this report, please note that all interest, dividends, and

other income generated by or attributable to an asset during the reporting period must be listed, regardless of whether that income is taxable, tax deferred, or tax

exempt. Further, while dividend reinvestment is not reportable as a transaction, the amount of the reinvested dividends should be listed as income in Column B.

Please review your entries."

My financial advisor checked all entries and has verified that where a corresponding asset generated no income, there was no reportable or taxable income.