Judith G. Dein

Agilent Technologies Inc. stock — None

SBC Communications Inc — None

Bank of America account — Interest

Bank of America account — Interest

Vodafone Airtouch PLC — Int/Div

Baron Growth Fund — None — Closed — note

TRowe Mid Cap Fund — None — Closed — note

Vanguard 500 Index Fund — None — Closed — note

Israel Bonds — Int/Div

AT&T stock — Int/Div

Mass. STCONS LN — Interest

Needham Bank Acct — Interest

FIA Card Services NA RASP — note 2

Phoenix Concierge Acct — Interest

First Eagle Global Fund Class A M/F — Int/Div

IVA Worldwide Fund Class C M/F — Int/Div

Nuveen Limited Term Mun Bond Fund Class C M/F — Interest

Thomburg Ltd Term Mun. Fund Class C M/ F — Interest

Western Asset Managed Municipals Fund Class 1 — Int/Div — Buy (add'l)

Western Asset Managed Municipals Fund Class 1 — Buy (add'l)

Clearbridge Dividend Strategy Fund Class C — Interest

Thomburg Investment Income Builder Fund Class C M/F — Interest

Thomburg Limited Term Municipal Fund Class A — Interest

UBS Bank USA Dep. Acct (various) — Interest

First Eagle Growth & Income Fund Class M/F (now Carillon Eagle . . ) — Int/Div

Mainstay Unconstrained Bond Fund Class 1 — Int/Div — Sold — comment 3

Mainstay Unconstrained Bond Fund Class — Int/Div — Sold

Pioneer Fundamental Growth Class Y — Int/Div — Sold (part)

Pioneer Fundamental Growth Class Y — Int/Div — Sold (part)

Vanguard Total Intl BD Index Fund ETF — Int/Div — Sold (part)

Loomis Sayles Strategic Income Fund Class AY — Int/Div — Sold (part)

Loomis Sayles Strategic Income Fund Class VV — Int/Div — Sold (part)

Wisdomtree Trust SmallCap Dividend Fund — Int/Div — Sold (part)

Natixis Oakmark Intl Fund Class Y {exchanged from Cliss A) — Int/Div — Buy (add'l)

Natixis Oakmark Intl Fund Class Y (exch from Class A) — Int/Div — Buy (add'l)

Principal FDS Inc Global Diversified (Classes 1 & PM) — Int/Div — Sold

1919 Socially Responsive Balanced Fund Class FBOID — None — Sold

UBS ltl Sustainable Fund — Int/Div — Sold

Domini Impact Bond Fund Class Investor — Int/Div — Sold (part)

Domini Impact Bond Fund Class Investor — Sold (part)

Columbia Dividend Income Fund Z FBOID (now Class Institutional) — Int/Div — Sold (part)

Fidelity Advisor Total Bond Fund Class FBOID — Int/Div — Sold

Columbia Dividend Income Fund Z FBOID (now Class Institutional) — Int/Div — Sold (part)

Fidelity Advisor Total Bond Fund Class FBOID — Int/Div — Sold

Alpine Income Tr Ult Muni Inst — Int/Div — Sold (part)

Alpine Income Tr Ult Muni Inst — Sold

Mamnstay High Yield Muni Bond Fund Class 1 — Int/Div — Sold (part)

Mamnstay High Yield Muni Bond Fund Class 1 — Sold

Mainstay Tax Free Bond CL J — Int/Div — Buy (add'l)

S10. — Sold

Hartford Municipal Opportunities Fund Class — Int/Div — Sold (part)

Hartford Municipal Opportunities Fund Class — Sold

Alpine High Yield Managed DUR Muni Fund — Int/Div — Buy (add'l)

Alpine High Yield Managed DUR Muni Fund — Sold

Wisdomtree Small Cap Divid ETF — Int/Div — Sold (part)

Hartford Intl Growth Fund — Int/Div — Sold

Vanguard Total Bond Market ETF — Int/Div — Buy (add'l)

Principal Global Multi Strategy Fund (Class INSTL) — Int/Div — Sold (part)

Principal FDS Inc Global Diversified Income Fund CI P — Int/Div — Sold (part)

Hartford Int! Growth Fund Class — Int/Div — Sold

Vanguard Total Bond Market ETF — Int/Div — Buy (add'l)

Principal Global Multi Strategy Fund (Class INSTL) — Int/Div — Sold (part)

Principal Global Multi Strategy Fund (Class INSTL) — Sold (part)

Build NYC Resource Corp Assur RV CR § — Int/Div

Commerce BancShares Dep Ser B Preferred — Int/Div — Sold

Dunkirk NYC Sch Assur 2011 BE/R/4 — Int/Div

Goldman Sachs Group Inc 05.500% — Int/Div

Kinder Morgan Inc — Int/Div — Sold

Mmisink VY Cent Assur Pref BE/R/4.25 — Int/Div — Matured

Morgan Stanley B/E 03.875% — Int/Div

Nassau Cnty NY Swr & St Ser A — Int/Div

NYC Trans FINA BE/R/SS (X) — Int/Div

NYC Transition SR E BE/R/4 — Int/Div

NY NY For Previou A-1 BE/R/4.25 — Int/Div — Matured

NYS HSG Fin Agey Pers] Rev BE/R/4 — Int/Div — Matured

Port Authority NY & NJ Rev BE/R/A4 — Int/Div — Matured

Rome NY Assur BE/R/A4 (X) — Int/Div — Matured

Triborough Brdg & Tunl NY SR D (now Triborough Brdg & Tunnel RV PERF) — Int/Div

UBS Cash Accout (X) — Interest

Vanguard 500 Index Fund Admiral — comment 2

Vanguard FTSE All World Ex-US ETF

Vanguard S&P 500 Growth ETF

Vanguard S&P 500 Value ETF

Vanguard S&) Mid-Cap 400

Columbia Dividend Income Fund Z

Mainstay Cushing Renaissance Advantage Fund Class 1

Natixis Oakmark Intl Fund Class A

Pioneer Fundamental Growth Fund Class Y

Vanguard Total Intl Bond ETF — Int/Div — Buy (add'l)

Vanguard Total Bond Mkt ETF

Western Asset Core Plus Bond Fund Class

Gateway Fund Class Y

Oppenheimer Fundamental Alternatives Fund Class Y

Principal GBL MIti-Strtg

Principal FDS Inc Global Diversified Income Fund C1 P

Dodge & Cox Stock Fund — Int/Div — Open — note

Vanguard Institutional Index Fund — Int/Div — Open — note

Loomis Sayles Core Plus Bond Y — Int/Div — Open — note

NY Life Ins Co Anchor Acct IV — Int/Div — Open — note

Hartford Schroders Tax-Aware Bond Fund Class — Int/Div — Buy

Invesco Municipal Income Fund Class Y — Int/Div — Buy

Natixis Mcdonnell Intermediate Municipal Bond Fund Class Y — Int/Div — Buy

Vanguard Shorti-term Tax-exempt Fund Admiral — Int/Div — Buy

Vanguard FTSE All World Ex-US ETF — Int/Div — Buy

Vanguard S&P 500 Growth ETF — Int/Div — Buy

Vanguard S&P 500 Value ETF — Int/Div — Buy

Oppenheimer Steelpath MLP Select 40 Fund Y — Int/Div — Buy

Dreyfus/Standish Global Fixed Income Fund Class — Int/Div — Buy

Goldman Sachs Global Income Fund Institutional SH — Int/Div — Buy

SEI Int] Fixed Income Fund Class Y (SIT) — None — Buy

Western Asset Core Plus Bond Fund Class — Int/Div — Buy

Gateway Fund Class Y — Int/Div — Buy

Oppenheimer Fundamental Alternatives Fund Class Y — Int/Div — Buy

Vanguard FTSE All World Ex-US ETF — Int/Div — Buy

Vanguard S&P 500 Growth ETF — Int/Div — Buy

Vanguard S&P 500 Value ETF — Int/Div — Buy

Oppenheimer Steelpath MLP Select 40 Fund , 8 — Int/Div — Buy

Dreyfus/Standish Global Fixed Income Fund Class — Int/Div — Buy

Goldman Sachs Global Income Fund Inst SH — Int/Div — Buy

SEI Intl Fixed Income Fund Class Y (SIT) — None — Buy

Western Asset Core Plus Bond Fund Class — Int/Div — Buy

Gateway Fund Class Y — Int/Div — Buy

Oppenheimer Fundamental Alternatives Fund Class Y — Int/Div — Buy

Shares MSC KLD 400 Social ETF — Int/Div — Buy

Powershares Global Clean Energy Portfolio ETF — Int/Div — Buy

Powershares Global Water Portfolio ETF — Int/Div — Buy

PAX Ellevate Global Women's Index Fund Class Institutional — Int/Div — Buy

PAX Global Environmental Markets Fund Class Inst] — Int/Div — Buy

Calvert Bond Fund Class — Int/Div — Buy

Hartford Schroeders Tax Aware Bond Fund Class — Int/Div — Buy

Hartford Schroeders Tax Aware Bond Fund Class — Buy (add'l)

Invesco Municipal Income Fund Class Y — Int/Div — Buy

Invesco Municipal Income Fund Class Y — Buy (add'l)

Natixis McDonnell Intermediate Mun Bond Fund Class Y — Int/Div — Buy

Natixis McDonnell Intermediate Mun Bond Fund Class Y — Buy (add'l)

Vanguard Shortie-Term Tax Exempt Admiral — Int/Div — Buy

Vanguard Shortie-Term Tax Exempt Admiral — Buy (add'l)

Western Asset Managed Municipals Fund Class — Int/Div — Buy

Western Asset Managed Municipals Fund Class — Buy (add'l)

Western Asset Managed Municipals Fund Class — Buy (add'l)

Alpine High Yield Managed DUR Mun Fund C11 — Int/Div — Buy

Alpine High Yield Managed DUR Mun Fund C11 — Sold

Alpine Income TR ULT Muni Institutional Class NL — Int/Div — Buy

Alpine Income TR ULT Muni Institutional Class NL — Sold

Mainstay High Yield Muni Bond Fund Class 1 — Int/Div — Buy

Mainstay High Yield Muni Bond Fund Class 1 — Sold

Mainstay Tax Free Bond Class — Int/Div — Buy

Mainstay Tax Free Bond Class — Sold

Hartford Municipal Opportunities Fund Class — Int/Div — Buy

Hartford Municipal Opportunities Fund Class — Sold

Fellow, Massachusetts Bar Foundation

Trustee, Umon College, Schenectady, NY

Fellow, American Bar Association

Spouse's income — 2017 — Goulston & Storrs « lawver

1. Inadvertently reported incorrect funds in 401K as of 12/31/16. These funds had been transferred into accounts listed on lines 96-99.

2, The assets in lines 13, 80-88 and 90-95 are no longer reportable since child is no longer dependent.

3. If the same asset is listed multiple times, it is because it is held in several accounts (e.g. lines 26 and 27).