Jon Ormond Newman

Pepsico

PNC Fancial

Norfolk Southem

Pfizer

The ADT Corp

Intel

McDonalds

Microsoft

Plum Creek Timber

Procter & Gamble

RPM Int'l

Travelers

T Rowe Price

bonds (H):

Tyco Intl

Bethel CT'17 30

mutual funds (H):

Torchmark

Allianz

Allstate — Sold

Merck — Sold

Metlife

Mitsubishi

Monotaro

Bank accounts and cash (H)

Bank of America -- Sarasota, FL Checking Acct. — Interest

Wells Fargo Bank — Interest

Morgan Stanley account (H):

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

Air Products — Int/Div

Cisco — Int/Div

Cummins — Int/Div

Devon Energy — Int/Div

Express Scripts — None

Johnson and Johnson — Int/Div

Johnson Controls — Int/Div

Merck — Int/Div

Microsoft — Int/Div

Mmnesota Mming and Manufacturing — Int/Div

Royal Dutch Shell — Int/Div

Total Fina — Int/Div

mutual funds (H):

Calamos Growth & Income C Fund — Distribution

Dreyfus Premier Technology Fund — Distribution

Fed Max Cap Fund — Distribution

Henderson Int'l Op. Fund — None

Invesco Balanced Risk Alloc. C Fund — Distribution

Mainstay Large Cap Fund — Int/Div

Prudential Jennison Small Cap C1 C Fund — Distribution

Revenueshares Mid Cap ETF, name change 10 Oppenheimer Mid Cap Revenue — Int/Div

Revenueshares Small Cap, name change to Oppenheimer Small Cap Revenue — Int/Div

Schwab 1000 Fund — istmbution

SPDR Barcap Short Term Hi Yield Fund — Int/Div

bonds (H):

Bay County FL. School Board '19 4.25 — Interest

Bound Brook NJ 21 4.0 — Interest — Buy

Clark Cty Nev. 21 5.0 — Interest

CTGO. Ser. C'1640 — Interest — Redeemed

CTGO. Ser. C1650 — Interest

CTGO. Ser. E'165.0 — Interest

CT Health & Ed. '1534 — Interest — Matured

CT Health & E4.'195.0 — Interest

CT Health'165.0 — Interest

CT Spl Tax'152.75 — Interest — Matured

Dallas Tex '17 5.0 — Interest — Buy

Danbury CT.'192.5 — Interest

Duncanville TX'I80 — None

Erlanger-Elsmere KY, sch. '17 3.5 — Interest — Redeemed

Fairfield CT'154.25 — Interest — Matured

Florida Hurricane '16 5.0 — Interest

Fremont CA'1530 — Interest — Matured

Hawaii GO. "1840 — Interest

Hartford CT'1585.25 — Interest — Matured

Jackson County '18 4.0 — Interest

Lakewood County CTFS'154.0 — Interest — Matured

Lee County School Bd. '17 4.0 — Interest

Mich St Strat. 205.0 — Interest — Buy

Northern Mun. Pwr Agy Minn '17 5.0 — Interest

N.Y. Housing Develop. '18 2.25 — Interest

Oxford Mass G.O.'192.0 — Interest

Palm Beach Cty FL 27 4.375 — Interest

Penn Pub. School '18 5.0 — Interest

Rensselear Co. N.Y.'1542 — Interest — Matured

Shelton CT'172.125 — Interest — Redeemed

Spokane Wash. "20 5.0 — Interest

Tampa Bay FL. Water '1% 5.0 — Interest

Univ. CTI1650 — Interest

Weber County Utah Mun. Bldg. "13 3.25 — Interest — Matured

Wells Fargo Account (H):

Wells Fargo Advisors, Sarasota FL Money Market Acct — Interest

stocks (MH):

Aflac — Int/Div

AT&T — Int/Div

Amgen — Int/Div

Apple — Int/Div

Automatic Data Processing — Int/Div — Sold

Berkshire Hathaway — None

Boeing — Int/Div — Buy

Chemours — None — from line £2)

Chemours — Sold

Chevron — Int/Div — Sold

Colgate-Palmolive — Int/Div

Conoco Phillips — Int/Div — Sold

Dow Chemical — Int/Div

DuPont — Int/Div

ExxonMobil — Int/Div — Buy

General Electric — Int/Div

General Mills — Int/Div

Gilead Sciences — Int/Div — Buy

Hakyard Health — Int/Div — Sold

Nimois Tool Works — Int/Div

Intel — Int/Div

Johnson & Johnson — Int/Div

JP Morgan Chase — Int/Div

Kimberly-Clark — Int/Div

Merck — Int/Div

Nextera Energy — Int/Div

Phzer — Int/Div

Procter & Gamble — Int/Div

Qualcomm — Int/Div — Sold

UGI Corp — Int/Div

US Bancorp — Int/Div

Memill Edge Account (H)

Merrill Lynch direct deposit program — None

Ishares core S&P small cap etf fund — Int/Div

Ishares S&P small cap 600 growth — Int/Div

Powershares QQQ Trust Units Ser. Fund — Int/Div

Vanguard Mid-Cap Value Index Funs — Int/Div

Apple Inc — Int/Div — Buy

Other (H):

1/2 Int. W. Heid. CT., Condo purchased R988 $115,000 — None

Thames & Hudson Rovalty Contract — Rovalty

AIG Annuity (IRA) — Interest

AIG Annuity (IRA) — Interest

Trust No. 1 — Int/Div

Morgan Stanley Active Assets Tax Free Trust

stocks (H):

Corning

Covidien — Sold

Exxon Mobil

Honeywell

Insteel

Koninklijke Phillips

Mallinckrodt

M& T Bank

Medtronic — Buy

Federated Municipal High Yield Advantage A Fund

bonds (H):

Acalanes CA High Sch. 24 5.0 — Redeemed

Bridgeport, CT 195.5

CT StSpl Tux 2039

Miami-Dade County FL Sch. Bd. '17 4.0

New York NY Prior Issues '17 5.0

Niskayuna NY School Dist. "17 5.0 — Matured

Penn. ST Higher ed. '18 5.0

Washington State mtr fuel ‘20 5.0

Trust No. 2: — Int/Div

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust

stocks (H):

Adobe Systems

Agilent

Amencan Express

Automatic Data Processing

Baxter Int'l

Becton Dickinson

Cigna

Dominion Resources

Edwards Life Resources

Emerson Electric

Express Scripts

General Mills

Home Depot

Carbon Cnty PA 20 5.0 — Buy

Clark County Nev '17 3.0

College of Charleston SC — Matured

Cromwell CT 204.0

CT Health & E4'153.5 — Matured

CTHealth& E417 5.0

CT Mun. Elec. '16 4.0

CTSenesD'1513.5 — Redeemed

Guilford CT 18 3.0

FYIPPTYS Wash. Lease ‘18 5.0 — Buy

Harmison NJ 20 3.0

Hartford County ‘18 3.5

Indiana St Fin ‘195.0

Morgan Stanley Active AssetsTax Free Trust

Newtown CT'16 2.25

New York City Turst for Cultural Reserve 2150

New York ST Urban Dev '19 5.50

N.Y. Dorm. Auth. ‘17 5.0

Tampa FL '18 4.0

South Central CT water ‘154.0 — Redeemed

Southington CT '18 3.5

Univ. Hawaii '16 4.0

Washmgton Health '23 5.25

brokerage account No. 2 (H):

Mongan Stanley, New Haven, CT Money Market Acct.

stocks (H):

Abbott Labs

Abbvie — Buy (add'l)

Ace Ltd. — Buy (add'l)

Ace Ltd. — Buy (add'l)

Air Products

Alexion Pharm — Buy

Alphabet Inc

Amencan Express — Buy (add'l)

Amencan Express — Buy (add'l)

Amencan Express — Buy (add'l)

Anheuser Busch — Buy (add'l)

Apple

ASML Holding — Buy (add'l)

Automatic Data Processing — Sold (part)

Blackrock

Caterpillar — Sold

CDN Pacific RY

Celgene — Buy (add'l)

Chevron — Sold (part)

Chevron — Buy (add'l)

Coca-cola — Sold (part)

Coca-cola — Buy (add'l)

Paypal — Sold

Comcast — Buy (add'l)

Conoco — Sold (part)

Conoco — Buy (add'l)

Conoco — prt)

Conoco — Buy (add'l)

Diageo — Buy (add'l)

EOG Resources — Sold

Estee Lauder

Exxon Mobil — Sold (part)

Exxon Mobil — Buy (add'l)

Facebook — Buy

Facebook — Buy (add'l)

Franklin Resources — Buy (add'l)

Franklin Resources — Buy (add'l)

Franklin Resources — Buy (add'l)

General Electric — Sold (part)

General Electric — Sold

Gilead Science (see note in Part VII)

Google (named changed to Alphabet, listed on line 197) — Buy

Google (named changed to Alphabet, listed on line 197) — Sold (part)

Google (named changed to Alphabet, listed on line 197) — put)

Intel — Sold

International Exchange Group — Buy

Johnson & Johnson — Sold (part)

Johnson & Johnson — Sold (part)

Johnson & Johnson — Sold

JP Morgan Chase

Kraft Food Group — Sold

McDonalds — Sold (part)

Merck — Sold (part)

Merck — Sold

Microsoft — Buy

Mondelez — Sold

Nestle

News Corp. — Sold

Nike — Buy

Novartis — Buy (add'l)

Novartis — Buy (add'l)

Novo-Nordisk

Ocadental Petroleum — Sold (part)

Ocadental Petroleum — Sold (part)

Oracle

Pepsico

Phillip Morris

Phillips 66 — Sold

Praxair — Buy (add'l)

Qualcomm — Buy (add'l)

Qualcomm — Buy (add'l)

Qualcomm — Buy (add'l)

Procter & Gamble — Sold (part)

Procter & Gamble — Sold (part)

Roche Holding — Buy (add'l)

Royal Dutch — Sold

Sabmuller — Buy (add'l)

State St. Corp. — Buy (add'l)

bad) — Buy (add'l)

Target

Texas Instruments — Buy

Time Wamer — Sold

Total — Sold (part)

Total — Buy (add'l)

Total — Sold (part)

Twenty-first Century Fox — Buy (add'l)

Twenty-first Century Fox — Buy (add'l)

Union Pacific — Buy (add'l)

Union Pacific — Buy (add'l)

Union Pacific — Buy (add'l)

Union Pacific — Buy (add'l)

United Technologies — Buy (add'l)

Verisign — Buy

Visa — Buy

Visa — Buy (add'l)

Walgreen

Wal-Mart — Buy

Wal-Mart — Sold (part)

Wal-Mart — Sold

Walt Disney

Wells Fargo — Buy (add'l)

Xilinx

exchange traded and closed end funds (H):

Alerian MLP Exchange Traded Fund — Buy (add'l)

Alerian MLP Exchange Traded Fund — Buy (add'l)

Alerian MLP Exchange Traded Fund — Buy (add'l)

PowerShares Russell Midcap Pure Growth Fund

PowerShares Russell Midcap Pure Value Fund

SPDR Dow Jones Wilshire Int'l Real Est Fund

SPDR Nuveen Barclays Fund

Vanguard TTL World Stk Index Fund

mutual funds (H):

Artisan Mid Cap Fund — Sold

Brandes Emergins Markets Fund — Buy (add'l)

Brandes Emergins Markets Fund — Buy (add'l)

RIT) — Buy (add'l)

Cohen & Steers Realty Fund

Davis NY Venture Fund — Buy (add'l)

Davis NY Venture Fund — Buy (add'l)

Franklin Conv, Sec. Adv. Fund — Buy (add'l)

Invesco Premier Tx Exempt Inst. Fund — Buy (add'l)

Invesco Small Cap Valve Fund — Buy

Invesco Small Cap Valve Fund — Buy (add'l)

JP Morgan Dynamic Sm Cp Gr Sel Fund — Buy (add'l)

Lege Mason WA Emerg. Mkt. Debt Fund — Buy (add'l)

Lege Mason WA Emerg. Mkt. Debt Fund — Buy (add'l)

Maimnstay Large Cap Grw Fund

Mainstay Marketfield Fund — Buy (add'l)

Mainstay Marketfield Fund — Buy (add'l)

Nuveen limited term muni bond Fund — Buy (add'l)

Oppenheier Int'l Bond Y Fund — Buy (add'l)

Prudential Jenmison Mid Cap GW Z Fund — Buy (add'l)

Royce Premier Inv Fund — Sold

Trust No. 3; — Int/Div

brokerage account No. 1 (H)

Morgan Stanley Active Assets Tax Free Trust

stocks (H):

M Co.

Air Products

Apache

Apple

Danaher

Johnson & Johnson

bonds (H):

Bay County FL School '18 3.5

CT Higher Ed. "17 3.85

Greece NY 'ISS50 — Redeemed

Gnswold "183.0

Henderson Nev. '155.0 — Matured

Janesville Wis. Sch. ‘194.125 — Buy

Marlborough CT '16 4.0

NJ. Transp. ‘17 5.0

Okla. Water Resources '19 5.0 — Buy

San Buenaventura CA water '17 4.0

Southington CT '18 3.5

Tampa FL Ubiv, '16 5.0 — Buy

brokerage account No. 2 (H)

Morgan Stanley Active Assets Tax Free Trust

stocks (H):

AIA Group

Air Liquide

Allianz — Buy (add'l)

Amencan Express — Buy (add'l)

Amencan Express — Buy (add'l)

Anheuser Busch — Sold (part)

Amnaly Capital Momgt — Buy

Arm Holdings — Buy (add'l)

Atlas Copco

Baidu — Buy (add'l)

Baidu — Buy (add'l)

Banco Bilbao

Bammick Gold — Sold

Baxalta — from line 367)

Baxter Int'l — Buy (add'l)

Bayerische Motore Werke — Buy (add'l)

Bed. Bath & Bevond — Buy (add'l)

Bed. Bath & Bevond — Buy (add'l)

Bed. Bath & Bevond — Sold (part)

BG Group — Buy (add'l)

Bunge — Buy (add'l)

Bunge — Buy (add'l)

Canadian National Ry

Chevron — Buy (add'l)

Chevron — Sold (part)

Chevron — Buy (add'l)

Chubb — Sold

Cisco

Coloplast — Buy

Conoco — Buy (add'l)

assy — Sold (part)

assy — Sold

CSL Ld,

CSL Ld, — Sold (part)

CSL Ld, — Sold

Dassault Systems

DBS Group — Buy (add'l)

Diamond Offshore Drilling — Buy (add'l)

Dr. Pepper — Sold (part)

Dr. Pepper — Sold

Ebay — Buy (add'l)

Exelon — Buy (add'l)

Express Scripts — Sold (part)

Exxon Mobil — Buy (add'l)

Exxon Mobil — Buy (add'l)

Exxon Mobil — Buy (add'l)

Fanuc Ltd — Buy (add'l)

Franklin Resiources — Buy

Franklin Resiources — Buy (add'l)

Franklin Resiources — Sold (part)

Fresenius Medical Care

Fuchs Petrolub — Buy (add'l)

Glaxo Smith Kline — Buy (add'l)

Glaxo Smith Kline — Buy (add'l)

Gnfols S.A — Buy

Honda — Buy (add'l)

Hong Kong Exchanges & Clearing — Sold (part)

Hong Kong Exchanges & Clearing — Sold

Icict Bank — Buy (add'l)

Imperial Oil — Buy (add'l)

Imperial Oil — Sold (part)

tau Unibanco — Buy (add'l)

tau Unibanco — Buy (add'l)

Johnson & Johnson — Buy (add'l)

Kone Oyj — Buy

Linde AG — Buy (add'l)

L'Oreal

LVMH Moet

Mack Cali Realty — Buy (add'l)

Mack Cali Realty — Buy (add'l)

Medtronic — Buy

Medtronic — Sold (part)

Microsoft — Sold (part)

Mitsubishi

Molson — Sold (part)

Molson — Sold

Monotaro

MTN Group — Buy (add'l)

Naspers Ltd. — Buy

Nestle

Newmont — Sold

Novo Nordisk — Buy (add'l)

Novo Nordisk — Sold (part)

Paypal — from line 393)

Procter & Gamble

Qualcomm — Buy

Roche — Buy (add'l)

Sands China Ltd. — Buy (add'l)

SAP Ag — Buy

Sasol — Buy (add'l)

Sasol — Buy (add'l)

Schlumberger — Buy (add'l)

Schneider — Buy (add'l)

Schneider — Sold

Shire PLC — Sold

Sonova

Southwestern Energy — Buy (add'l)

Southwestern Energy — Buy (add'l)

Suntrust

Svenska

Swatch — Buy (add'l)

Swatch — Sold

Symnse

Sysmex — Buy (add'l)

Sysmex — Sold (part)

Taiwan Semiconductor — Sold (part)

Taiwan Semiconductor — Buy (add'l)

Taiwan Semiconductor — Buy (add'l)

Target

T Rowe Price — Sold

Travelers

Turkiye Gurantu Bankasi

US Bancorp

Unicharm

Unilever NV NY — Buy (add'l)

Wal-Mart — Buy (add'l)

Wells Fargo

Whole Foods Markets — Buy

Whole Foods Markets — Buy (add'l)

WPP PLC

Xinyi — Buy (add'l)

Xinyi — Sold

Exchange Traded & Closed End Funds:

IShares MSCI Small Cap Fund

Mutual Funds (H):

Brandes Int'l small cap equity’ Fund — Buy

CRM Small Cap Value Inst. Fund — Buy (add'l)

Franklin Fed. Intm. Trm. Tx. Fr. Adv Fund

Gabelli Equity Fund

Invesco Pemier Fund — Buy (add'l)

Lord Abbett Conv. Fund — Buy (add'l)

Lord Abbett Emerg. Mkts, Currr. Fund — Buy (add'l)

Nuveen Ltd. Term Mun. Bond Fund — Buy (add'l)

Oakmark Int'l Small Cap Fund — Buy (add'l)

Oakmark Int'l Small Cap Fund — Sold

Oppenheimer Int'l Bond Fund — Buy (add'l)

Pimco Real Return Fd — Buy (add'l)

Thormburg Int'l Fund — Buy (add'l)

Tweedy Browne Fund — Buy (add'l)

Trust No. 4: — Int/Div

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust

stocks (H):

Apple

Automatic Data Processing

Danaher

Ecolab

Exxon Mobil

Nike Class B

United Technologies

bonds (H):

Kentucky St Prop ‘194.0

NJ. St Transp. '17 5.75

NYC Transition Fin. '16 5.0

Phoenix AZ Civic Imp. "154.0 — Matured

Southington CT '18 35

U.S. Treasury '189.0

brokerage account No. 2 (H)

Morgan Stanley Active Assets Tax Free Trust

stocks (H):

AIA Group

Air Liquide — Buy (add'l)

Allergan — Buy

Allianz — Buy (add'l)

Allianz — Buy (add'l)

Anadarko Petroleum — Buy (add'l)

Anheuser-Busch

Anasys — Sold (part)

Arm Holdings — Buy (add'l)

AspenTechnology! — Buy

Atlas Copco

Autodesk

Baidu — Buy (add'l)

Banco Bilbao — Buy (add'l)

Bank of Hawaii — Buy (add'l)

Bayerische Motoren Werke — Buy (add'l)

Berkley WR — Buy

BG Group — Buy (add'l)

Biogen — Buy (add'l)

Broadcom

Bunge Lid — Buy (add'l)

Cablevision — Sold

Canadian Nat. Ry — Buy (add'l)

Church & Dwight — Sold

Citrix

Clarcor — Sold (part)

Clarcor — Sold

Cohen & Steers — Sold

Coloplast — Buy

Comcast

Cooper Co. — Buy

Cooper Co. — Buy (add'l)

Copart — Sold

Core Labs — Buy (add'l)

Covidien — Sold

Cree — Buy (add'l)

Cyberonics — Buy

Cyberonics — Sold

Dassault

Dassault — Buy (add'l)

Directy — Sold

Discovery Commumcations — Buy

Discovery Commumcations — Buy (add'l)

Dolby

Donaldson — Sold

Dresser-Rand — Sold

Equifax

Expeditors Int'l

Factset Research — Sold (part)

Factset Research — Sold (part)

Fanuc — Buy (add'l)

Fastenal — Buy

First Cash Fin. Sves, — Buy

Fluor — Buy (add'l)

Freeport McMoran — Buy (add'l)

Freeport McMoran — Buy (add'l)

Fresenius

Fuchs Petrolub — Buy (add'l)

Grfols SA. — Buy

Hong Kong Exchanges & Clearing — Sold

lcci — Buy (add'l)

Immunogen — Buy (add'l)

Imperial Oil — Buy (add'l)

Imperial Oil — Sold (part)

Isis Pharmaceuticals

ltau Umibanco — Sold (part)

SKS. — Buy (add'l)

Juck Henry

Juck Henry — Buy (add'l)

Kone Oyj — Buy

L'Oreal

L3 Comm

Landstar

Liberty Broadband — Buy

Liberty Interactive Co. Inter A

Liberty Media — Buy (add'l)

Linde AG

Livanova — Buy

LVMH Moet

Manhattan Associates — Buy

Manhattan Associates — Sold

Medtronics — Buy

Mitsubishi

Monotaro — Buy (add'l)

Monotype — Buy (add'l)

MSC Industries — Sold

MSC Inc Com — Sold (part)

MTN Group — Buy (add'l)

Naspers Ltd — Buy

National Oilwell — Buy (add'l)

National Oilwell — Buy (add'l)

Nestle

Nordson — Buy (add'l)

Novo Nordisk

NOW Inc — Buy (add'l)

Nuance Comm. — Buy (add'l)

Nucor — Buy (add'l)

Pall — Sold

Pentair — Buy (add'l)

Primerica — Buy

Primerica — Buy (add'l)

RBC Bearngs

Rentrack — Buy

Roche — Buy (add'l)

Ross Stores

Sandisk — Buy (add'l)

Sands China — Buy (add'l)

Sands China — Buy (add'l)

SAP AG — Buy (add'l)

Sasol — Buy (add'l)

Sasol — Buy (add'l)

Schlumberger — Buy (add'l)

Schnewder — A

Schnewder — Sold

Seagate Tech. — Buy (add'l)

Seagate Tech. — Buy (add'l)

Shire PLC — Sold

Signature Bank

Sirona — Sold (part)

Snap-on

Sonova

Starz Liberty Cap Ser. A

Svenska

Symnse — Buy (add'l)

Sysmex — Sold (part)

Taiwan Semiconductor — Buy (add'l)

TE Connectivity

The ADT Corp. — Buy (add'l)

Towers Watson — Sold (part)

Tripadvisor — Buy

Turkiye Garanti

Twitter — Buy

Twitter — Buy (add'l)

Tyco Int'l

Unicharm

Unilever — Buy (add'l)

United Health

Vertex

Wabeo Holdings

Weatherford Int'l — Buy (add'l)

Western Digital Corp. — Buy

Western Digital Corp. — Buy (add'l)

Winmark

Wolverine — prt)

Wolverine — Sold

Wynn Resorts — Buy

Xinvi Glass — Buy (add'l)

Xinvi Glass — Sold

Exchange Traded Closed End Funds (H):

Ishares MSC EAFE Value Fund — Buy (add'l)

Ishares Russell 3000 Fund

Mutual funds (H):

Alliance Bernstein Global Bond Advisor Fund — Buy (add'l)

Brandes Emergmg Markets Fund — Buy (add'l)

Fuchs Petrolub

Columbia Acorn Fund — Buy (add'l)

Columbia Acorn Fund — Buy (add'l)

Franklin Federated Intermediate Term Tax Free Fund — Buy (add'l)

Invesco Premier Tax Exempt — Buy (add'l)

Lateef Fund

Lord Abbett Cony. Fund — Buy (add'l)

Lord Abbett Emer. Mkts. Fund — Buy (add'l)

Pimco Real Return Fund — Buy (add'l)

TCW Total Return Bond Fund — Buy (add'l)

IRA consisting of Stocks and Corporate (H): Bonds: — Int/Div

brokerage account No, (H).

Citibank Bank Deposit

corporate bonds (H):

Bank of America '16 5.750

Caterpillar '15 4.750 — Matured

Lowes'l1SS5.0 — Matured

mumicipal bonds (H):

MMGO. "154421 — Matured

brokerage account No. 2 (H)

Morgan Stanley, New Haven, CT liquid asset fund

stocks (H):

Abbvie — Buy

AIA Group

Air Liquide

American Electric Power

Ameriprise Financial

Anheuser Busch — Sold (part)

Anthem — Sold (part)

T04, — Sold

Apple — Buy

Apple — Buy (add'l)

Arm Holding — Buy (add'l)

Atlas Copco

AT&T

Baidu — Buy (add'l)

Baidu — Buy (add'l)

Banco Bilbao

Barrick Gold — Sold

Bayerische Motoren Werke

Baxalta — Buy

Baxalta — Sold

Baxter Int'l — Sold (part)

TIS. — Sold (part)

TIS. — Sold

BG Group

BHP Billiton — Sold

Bunge — Buy (add'l)

CA Inc.

Canadian National Ry

Capitol One — Buy

Celanese — Buy

Chevron — Buy (add'l)

Cisco

Coloplast — Buy

Conoco Phillips — Sold (part)

Conoco Phillips — Sold (part)

Conoco Phillips — Sold

Cummins Inc — Buy

Cummins Inc — Buy (add'l)

T16. — Sold

Dassault Systems

DBS Group

Dow Chemical — Buy

Dow Chemical — Buy (add'l)

Dow Chemical — Sold

Dupont — Sold (part)

Dupont — Sold

Eaton — Buy

Eaton — Buy (add'l)

Exxon Mobil — Buy

Fanuc

Fifth Third Bank

Ford Motor — Sold (part)

Freeport-McMoran — Buy (add'l)

Freeport-McMoran — Sold

Fresenius

General Electric — Sold

General Motors — Buy

Gilead Science — Buy

Gilead Science — Buy (add'l)

GlaxoSmithKline — Sold

Grifols SA — Buy

Harris Corp. Delaware — Sold

Hartford Fin. Serv. (see note, Part VII

Hong Kong Exchanges & Clearing — Sold (part)

Hong Kong Exchanges & Clearing — Sold

Hong Kong Exchanges & Clearing — Buy

Icict Bank

Imperial Oil — Sold (part)

Intel — Buy (add'l)

Intemational Paper

Intemational Paper — Buy (add'l)

Johnson & Johnson

JP Morgan Chase

Kone Oyj — Buy

L'Oreal

Linde AG

LVMH Moet

Macy's

Mattel — Buy (add'l)

MTN Group — Buy (add'l)

Naspers — Buy

Navient — Buy (add'l)

Navient — Sold (part)

Navient — Sold

Nestle

Norfolk Southern — Sold (part)

Norfolk Southern — Sold

Northrop Grumman — Sold

Novo Nordisk — Sold (part)

Occidental Petrolem — Sold

Pfizer

PNC Financial

Procter & Gamble — Buy

Procter & Gamble — Buy (add'l)

Public Service Enterprise

Quest Diagnostics — Buy

Roche — Buy (add'l)

Roval Dutch Shell — Buy (add'l)

Roval Dutch Shell — Buy (add'l)

Ryder Systems — Buy

Ryder Systems — Buy (add'l)

Sands China Ltd — Buy (add'l)

Sands China Ltd — Buy (add'l)

Sasol — Buy (add'l)

Schlumberger

Schnewder Elec — Sold

Shire PLC — Sold

Sonova

Svenska

Swatch — Sold

Symantec — Sold (part)

R16. — Sold

Symrise

Sysmex — Sold (part)

Tarwan Semiconductors — Sold (part)

Teva Pharmaceuticals (see note Part VII

Total — Buy (add'l)

Total — Sold (part)

Travelers — Buy (add'l)

Turkiye

Unicharm

Unilever PLC — Buy (add'l)

United Technologies — Buy

Valero — Buy

Verizon

Walmart — Buy (add'l)

Wellpoint (changed name to “Anthem” also reported on line 704) — Sold

Wells Fargo

Xerox — Sold

Xinyi Glass — Sold

Exchange Traded and Closed End Funds (Hy

Ishares Barclays 7-10 Year Treasury Fund

Ishares MSC EAFE Index Fund

Ishares Russell 1000 Index Fund

Ishares Russell 1000 Value Fund

Ishares Russell 3000 Fund

Ishares Russell mid-cap Fund — Buy

Ishares TIPS Bond Fund

SPDR DJ Wilshire Int'l Real Estate

Vanguard Utilities Fund

Mutual Funds (H):

Cohen & Steers Pref, Sec. & Inc.

Invesco AIM ATST Premier Fund — Buy (add'l)

Invesco Mid Cap Core Equity Fund — Sold

Legg Mason Western Asset Emerging Markets Fund — Buy (add'l)

Mamstay Marketfield Fund — Buy (add'l)

Oppenheimer Int'l Fund — Buy (add'l)

Pimco Real Return Fund — Sold

Pimco Total Return Fund — Buy (add'l)

Oppenheimer SR Floating Rate Fund (see note, Part VIII

Swatch (see note. Part VII

Corporator, Institute of Living

Life Regent, University of Hartford

Trustee, No. Famly Trust (assets listed in Part VIL, lines 114-144

Gift — Duke University — two mights lodging at conference on class action rules — $398.00

Gift — Yale Umversity — three mghts lodging, lunches, and dinners at Global Constitutional seminar — $900.00

Reimbursement — Yale Umversity — Sept. 16-19, 2015 — New Haven, CT — attend Global Constitutional Seminar — breaktasts and parking three days

Reimbursement — Duke University — July 22-23 — Washington, D.C — attend conferebee on class action rules — round trip tram fare New York City to Washington D.C.

Spouse's income — 919115 — University of North Carolina Press rovalty

global: all entries have been listed alphabetically within separately numbered brokerage accounts and, within each account, grouped within categories labeled

"stocks," "exchange traded and closed end funds,” "mutual funds,” and "bonds™ as permitted according to advice received from committee staff,

Line 27: Name change Revenueshares Mid Cap ETF to Oppenheimer Mid Cap Revenue

Line 28: Name change from Revenueshares Small Cap ETF ro Oppenheimer Small Cap Revenue

Line 134: The maturity date of this bond was inadvertently listed as 'I7. The maturity date was is in fact '15,

Line 197: On Oct. 5, 2015, Google changed its name to Alphabet Inc. The Google purchase is shown on line 231,

Line 230 This stock issue was inadvertently omitted from the 2014 form. 12 shares were purchased on 2/14/2014 for $975.14.

Line 297: This fund has changed its name.

Line 298: This fund has changed its name.

Tine 329: 3m stock was inadvertently omitted from the 2014 form. It had been purchased in an earlier year,

Line 374: This spinoff should have been reported on the 2014 report. This report includes the sale of the shares that were spun-off.

Line 757: The entry for Hartford Fin. Serv. on the 2014 report should have indicated "sold in purtt” instead of “sold.”

Line 816: The entry for Teva Pharmaceuticals on the 2014 report should have indicated "sold in part" mstead of “sold.”

Line 855: Oppenheimer SR Floating Rate Fund, which was listed on the 2014 report, was inadvertently marked as partly sold when in fact it was entirely sold on

the date indicated with the proceeds and gain as reported.

Line 856: Swatch, which was listed on the 2014 report as a holding within Trust No. 4, brokerage account No. 2, was sold on Febray 3, 2015; the proceeds were in

Category J, and there was no gain.