Alan M. Koschik

2016Annual

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What was filed

  • 29

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 1

    debts

  • 3

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • MFS Value RS
  • Lg Cap Glenmison Fund
  • MassMutual Select Mid C
  • Metro West Total Return
  • T.Rowe Price Equity Inc
  • Am Funds Growth Fund
  • Fed Total Ret & PIMCO
  • college kK tor col Liquidated exp
  • tor college exp
  • Chase Bank
  • 2, Cleveland Metropolitan Bar Association
  • Bankruptcy Judges
  • Kindermusik of Cleveland, Hourly Wages
  • Solon Board of Education, Hourly Wages

As filed

STRS Russell 2000 Index Fund — None

STRS Large Cap Core Fund — None

OPERS Large Cap Index Fund — None

OPERS Small Cap Index Fund — None

T. Rowe Price Equity Income Fund — None — Redeemed — MFS Value RS

American Funds Growth Fund of America — None — Redeemed — Lg Cap Glenmison Fund

Amencan Century Heritage Fund — None — Redeemed — MassMutual Select Mid C

Federated Total Return Government Bond Fund — None — Redeemed — Metro West Total Return

PIMCO Total Return Fund — None — Redeemed — Metro West Total Return

MFS Value RS — None — Buy — T.Rowe Price Equity Inc

Large Cap Growth/Jennison Fund — None — Buy — Am Funds Growth Fund

MassMutual Select Mid Cap Growth Equity n — None — Buy — Fed Total Ret & PIMCO

Metropolitan West Total Return Bond Plan — None — Buy

Oppenheimer Equity Fund C — Int/Div

Oppenheimer Main Street Mid Cap Fund € — Int/Div

Oppenheimer Main Street Fund C — Int/Div

Oppenheimer Main Street Select Fund € — Int/Div

Oppenheimer International Growth Fund € — Int/Div

Oppenheimer Global Opportunities Fund € — Int/Div

Oppenheimer Capital Income Fund ( — Int/Div

Oppenheimer Global Allocation Fund € — Int/Div

NY Life MSVP Comerstone Growth Fund — None

NY Life ICAP Select Equity Fund — None

NY Life VP Eagle Small Cap Int C1 Fund — None

American Fund Money Market $29 — None — Sold (part) — college kK tor col Liquidated exp

American Fund Money Market $29 — Sold (part) — tor college exp

Thrivent Financial for Lutherans Whole Life Insurance Policy — Int/Div

Kev Bank, N.A., Cash Accounts — Interest

Galler SB. LLC — None

Agreement — 20002015 — Brouse McDowell -- employer sponsored 401(k) retirement plan and profit shanng plan; Will soon be rolled over to IRA. No future contributions.

Liability — Chase Bank — Revolving Credit Card

Reimbursement — 2, Cleveland Metropolitan Bar Association — 06/01/2016 to 0622016 — Cleveland, Ohio — Attend William J. O'Neill Bankruptcy Institute — Registration Fee and Materials, Lunches, and Speaker Dinner

Reimbursement — 0 16:2016 — Association National Conference — Dinner (with spouse)

Reimbursement — Bankruptcy Judges — 101292016 — lodging during annual NCBJ Conference — To TE Ne TH oh oT TH TH

Spouse's income — 2016 — Kindermusik of Cleveland, Hourly Wages

Spouse's income — 2016 — Solon Board of Education, Hourly Wages

In Section VII, all of the items listed as Nos. 1-26 are funds in tax deferred retirement accounts (cluding 401(k) and 401(a) plans and rollover IRAs) or college

529 accounts, The income reported includes all income (dividend, interest, etc.) actually reported to me in the quarterly and annual statements | received. |

assume that the remainder of the changes in value, including in those funds for which income is identified as "none," is from value appreciation (or depreciation)

of the market value of the underlying investments. Tn i few instances, LT and ST capital gain figures were separately reported to me. | have included those

amounts as income (although 1 included them as "dividends" since there is not option to select "capital gains™). To the extent other portions of the change in value

could be attributed to some form of income, as opposed to market appreciation, those amounts have not been reported to me. This comment is intended to address

the Committee's letter to me dated February 3, 2015, regarding my initial financial disclosure dated December 15, 2014. That letter noted that “all income is

reportable, whether taxable, tax deferred, or tax exempt. . . , the amount of the dividends reinvested must be listed as income on your report. You may want to

refer to pages 45 and 46 of the filing instructions.” I have carefully reviewed the instructions, as 1 had before preparing my initial disclosure. As Idid with my

initial disclosure, this annual disclosure includes all income that hus been reported to me.

The items in Item Nos, 5-9 in Section VII were rolled over on or about November 30, 2016, and reinvested in the fund listed as Item Nos. 10-13, This was done

when former employer, Brouse McDowell, changed the administrator of its retirement plans from Huntington Bank, successor by merger to First Merit Bank,

to Prudential. Trem No. 5 was rolled into Item No, 10; Item No, 6 was rolled into Item No. | 1; Item No. 7 was rolled into Item No, 12; and Item Nos. 8-9 were

consolidated and rolled mto Item No. 13.

The items listed at Nos. 28 and 29 {Key Bunk cash accounts and wife's interest in Galler SB, LLC) appear for the first time in this report because they were

overlooked in prior reports. Their value range was similar at the end of each of my prior reporting periods. My wife holds a 25 percent membership interest,

identical to those of cach of her three siblings, in Galler SB, LLC, 4 family limited liability company that holds title to a vacation home, The LLC was set up in

carly 2015 and each sibling, including my wife, transferred their respective 1/4 undivided share in the reul estate into the LLC at that time. Therefore, my report

for 2015 should have included this identical item. My report for 2014 should have reported my wife's 1/4 undivided share of the real estate, which is located in

Suttons Bay, Michigan. Please accept this us my amendment to my prior reports,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Alan M. Koschik | Frix