Christopher B. Latham

What was filed

86
investments
0
positions
1
gifts
0
agreements
1
debts
0
reimbursements
0
income
1
spouse income

Named parties

Cash Balance Plan
Pillsbury Winthrop Shaw Pittman LLP (former firm)
Kenneth J. Licht
Pillsbury Winthrop Shaw Pittman LLP « partner draws

As filed

Rental Property, San Diego, CA (1994 $214,000) — Rent

Evergreen Ventures LLC — Distribution

Wells Fargo Bank (deposit accounts) — Interest

ScholarShare 529 account (age-based portfolio) mmm #1 — Int/Div

ScholarShare 529 account (age-based portfolio] Imm #2 — Int/Div

Schwab Money Market — Interest

Schwab American Century Inflation Ad) Bond Fund (ACITX) — Interest — Sold

Pillsbury Winthrop Shaw Pittman Cash Balance Plan — Interest — Buy — Cash Balance Plan

Vanguard Specialized Healthcare Inv (VGHCX) — Int/Div — Sold (part)

Schwab IRA #1-Money Market — Interest

Schwab IRA #1-American Century Inflation Adj Treas, (ACITX) — Interest — Sold

Fidelity 401K-Dodge & Cox Stock Fund (DODGX) — Int/Div — Sold

Fidelity 401 K-Contrafund K (FCUNKX) — Int/Div — Buy

Fidelity 401 K-Contrafund K (FCUNKX) — Sold

Fidelity 401K-Low Priced Stock Fund (FLPKX) — None — Sold

Fidelity 401K-Pimco Total Return Fund (PTTRX) — Int/Div — Sold

Fidelity 401K-Templeton Developing Markets Fund (TDADX) — None — Sold

Fidelity 401K-Templeton Global Bond Fund (TGBAX) — Interest — Sold

Fidelity 401K-Vanguard Inflation Protected Fund (VAIPX) — Int/Div — Buy (add'l)

Fidelity 401K-Vanguard Inflation Protected Fund (VAIPX) — Sold

Fidelity 401K-Vanguard Healthcare Fund (VGHAX) — Int/Div — Buy

Fidelity 401K-Vanguard Healthcare Fund (VGHAX) — Sold

Schwab IRA #2-Money Market — Interest

Fidelity-Chevron Corp. New (common stock) (CVX) — Int/Div

Schwab IRA #2-Am. Cent. Inflation Adj. Treasuries (ACITX) — Interest — Sold

Schwab IRA #2-Pimco Real Return Class D Fund (PRRDX) — Int/Div — Sold

Schwab IRA #1-American Century Inflation Adj. Treasuries (ACITX) (X) — Interest — Sold

Schwab IRA #2-Pimco Global Multi Asset Fund (PGMDX) — Int/Div — Sold

Schwab IRA #2-S&P 500 Index Fund (SWPPX) — Int/Div — Buy (add'l)

Schwab IRA #2-S&P 500 Index Fund (SWPPX) — Sold

Schwab IRA #1-Fidelity Spartan 500 Index Fund (FUSVX) — Int/Div — Buy

Schwab IRA #1-Fidelity Spartan 500 Index Fund (FUSVX) — Sold

Schwab IRA #1-Pimco Real Return Class D Fund (PRRDX) (X) — Int/Div — Sold

Schwab IRA #1-Guggenheim S&P 500 Equal Weight ETF (RSP) — Int/Div — Buy

Schwab IRA #1-Guggenheim S&P 500 Equal Weight ETF (RSP) — Buy (add'l)

Schwab IRA #1-Guggenheim S&P 500 Equal Weight ETF (RSP) — hy — Buy

Schwab IRA #1-Guggenheim S&P 500 Equal Weight ETF (RSP) — Buy (add'l)

Schwab IRA #1-Vanguard FTSE Dev'd Markets ETF (VEA) — Int/Div — Buy

Schwab IRA #1-Vanguard FTSE Dev'd Markets ETF (VEA) — Buy (add'l)

Schwab IRA #1-Vanguard Growth Fund (VUG) — Int/Div — Buy

Schwab IRA #1-Vanguard Mid Cap Growth Fund (VOT) — Int/Div — Buy

S10. — Buy (add'l)

Schwab IRA #1-Vanguard Small Cap Growth Fund (VBK) — Int/Div — Buy

Schwab IRA #1-Vanguard Whitehall High Div. Yield ETF (VYM) — Int/Div — Buy

Schwab IRA #2-Vanguard Mid Cap Value Fund (VOE) — Int/Div — Buy

Schwab IRA #2-Vanguard Mid Cap Value Fund (VOE) — Buy (add'l)

Schwab IRA #2-Vanguard Small Cap Fund (VB) — hy — Buy

Schwab IRA #2-Vanguard Small Cap Fund (VB) — Buy (add'l)

Schwab IRA #2-ProShares Short 20+ Year Treas. ETF (TBF) — Int/Div — Buy

Schwab IRA #2-ProShares Short 20+ Year Treas. ETF (TBF) — Buy (add'l)

Schwab IRA #2-Financial Select Sector SPDR Fund (XLF) — Int/Div — Buy

Schwab IRA #2-Financial Select Sector SPDR Fund (XLF) — Buy (add'l)

Fidelity 401K-Cash BrokerageLink (FDRXX) — Interest — Buy

Fidelity 401K-Vanguard Index Extended Market (VXF) — Int — Buy

Fidelity 401K-Vanguard Index Extended Market (VXF) — Buy (add'l)

Fidelity 401K-Vanguard Index Total Stock Market (VTH — Int/Div — Buy

Fidelity 401K-Vanguard Index Total Stock Market (VTH — Buy (add'l)

Fidelity 401K-Vanguard Star Fund (VXUS) — Int/Div — Buy

Fidelity 401K-Vanguard Star Fund (VXUS) — Buy (add'l)

Gift — Pillsbury Winthrop Shaw Pittman LLP (former firm) — Judicial Investiture Reception 3/19/13 — $15,000.00

Liability — Kenneth J. Licht — Mortgage on Rental Prop., San Diego, CA (Pt VII, line 1)

Spouse's income — 2013 — Pillsbury Winthrop Shaw Pittman LLP « partner draws

"Schwab IRA #17 here includes those positions held in the reporting judge's rollover TRA previously at Fidelity, based on a global transfer to Schwab in July

2013.

"Schwab IRA #2" here includes those entries referred to in the previous report as "Fidelity SEP IRA", bused on a global account transfer to Schwab m July 2013

"Fidelity 401K" here includes those positions held in the reporting [000 non-IRA retirement account with Fidelity,

Line 27 re ACITX -- Value erroneously stated in previous report as Code K; should have been Code M.

Line 33 re PRRDX -~ Inadvertently omitted from previous report.