Nancy K. Johnson

Vanguard Windsor 11 IRA — Int/Div

Vanguard Star IRA — Int/Div

Hewlett Packard Co. (HPQ) — Int/Div

Hewlett Packard Enterprise (HPE) — Int/Div

Intel — Int/Div

USE Credit Umion — Interest

Chase Bank — Interest

Microsoft Corporation — Int/Div

Phizer Corporation — Int/Div

Kinder Morgan, Inc — Int/Div

Cingroup, Inc — Int/Div

Locke Lord 401K Vanguard Inflation Protected Secs — Int/Div — Sold

Locke Lord 401K Vanguard Small Cap Index — Int/Div — Sold

Locke Lord 401K Mid Cap Index — Int/Div — Sold

Locke Lord 401K S&P S00 Index — Int/Div — Sold

Locke Lord 401K Dodge & Cox Int'l Stock — Int/Div — Sold

Locke Lord 401K Schwab S&P S00 Index — Int/Div — Buy

Locke Lord 401K Vanguard Primecap Core Inv — Int/Div — Buy

Locke Lord 401K Vanguard Midcap Index 1 — Int/Div — Buy

Lock Lord 401K Vanguard Smallcap Index 1 — Int/Div — Buy

Walmart — Int/Div

Caterpillar (CAT) — Int/Div

Sinus Satellite XM — Int/Div — Sold

BYDCo Lud — Int/Div — Sold

Memonal Partners — Int/Div — Sold

Craft Brewers Alhance — None — Sold

Alia — Int/Div

Berkshire Hathaway "B" Shares — None

Qualcomm, Inc — Int/Div

Gilead Sciences — Int/Div

Bellicum Pharmaceuticals — None

Mondelez Int'l Inc — Int/Div — Buy

Prudential Alliance (X) — Interest

Hospitality Properties REIT (X) — Sold

Johnson& Johnson (X) — Sold

Proctor&Gamble (X) — Sold

RMR Group, Inc.(X) — Sold

Spectra Energy Corp. (X) — Sold

Thomburg Invest Trust(X) — Sold

Thomburg Invest Trust Income Builder (X) (BenelRATIBIX — Int/Div — Buy

Chevron Corp. (X) — Sold

Conoco Phillips (X) — Sold

Duke Energy (X) — Sold

American Funds/EuroPacific Growth Fund F2AEPFX (BenelRAXNX) — Int/Div — Buy

Hotchkiss & Wiley HWHIX (BenelRA) (X)High Yield — Int/Div — Buy

Oakmark FundOAKMX (BenelRA) {X)Harrs Assoc. Inv, Trust Class 1 — Int/Div — Buy

Franklin Custodian FundsFRIAX(BenelRA(X) — Int/Div — Buy

Hennessy Focus FundsHFCIX (BenelRA) (xX) — Int/Div — Buy

First Eagle GlobalSGIIX Fund(BenelRA) (xX) — Int/Div — Buy

Edgewood Growth FundEGFIX (BenelRA) (xX) — Int/Div — Buy

Goldman Sachs Square Money Market Fund (BenelRA NX) — Int/Div — Buy

Goldman Sachs Square Money Market Fund — Int/Div — Sold

Dodge&Cox Stock FundDODGX (BenelRANX) — Int/Div — Buy

AMG Yacktman Fund YACKX (BenelRA) xX) — Int/Div — Buy

TRowe Price Blue Chip Growth Fund TRBCX(X)NBenelRA — Int/Div — Buy

Vanguard Small Cap Fund Admiral (BenelRANX) — Int/Div — Buy

Wells Fargo Short Duration Govt Bond WSGIX(BenelRANX) — Distribution — Buy

Pax World Fds Ser. Tr. 1Small Cap Fund (BenelRANX) — Int/Div — Buy

SunAmerica Focused Div. Strategy ProtfolioFDSWX (BenelRA WX) — Int/Div — Buy

Fidelity Invest. Money Market FNSXX — Int/Div — Buy

1. My father died in 2016 and | inherited a number of stocks from his IRA, which | sold in May 2016 and purchased funds.

20000 IRA with Locke Lord (five accounts) sold those funds and purchased four funds. | did not list a gain because | don't think a gain was realized, It

was just a rollover of the TRA amount in [1 account.

3. Bellicum Pharmaceuticals and Craft Brewers earned no income.