Joan Glazer Margolis

J.P. Morgan Chase Bank, New Haven, CT Bank Accs. &IRA. Bank — Interest

First Niagara Bank (New Alliance), New Haven, Bank Accounts — Interest

State of Israel.Bonds {Mazel Tov Savings Bonds) — Interest

State of Israel Bonds (7th Dev. Reg. Savings Amended Bond) — Interest

Connecticut Light & Power Co., Preferred Stock — Int/Div

United lHluminating Co., Common Stock — Int/Div

International Business Machines, Stock — Int/Div — Distnbuted — Chald

Puerto Rico Zero Coupon Bonds — Interest

LP. Morgan Fund (formerly Chase Vista Trust) — Interest

Columbia Seligman Henderson Glob. Tech Fund (fka Seligman) — Int/Div

Microsoft Comp. Stock — Int/Div

Fundamental Investors. Inc — Int/Div

Growth Fund of America, Inc — Int/Div

Capital World Growth & Income Fund — Int/Div

Small Cap World Fund, Inc — Int/Div

New World Fund — Int/Div — Buy (add'l)

Euro Pacific Growth Fund — Int/Div — Buy (add'l)

New Economy Fund SBI — Int/Div

American Mutual Funds, Inc — Int/Div

Columbia Seligman Comm. & Info. (fka Seligman Comm. ), Stock — Int/Div

Xcel Energy, Stock — Int/Div — Distnbuted — Chuld

LP. Morgan Chase Corp.. Stock — Int/Div

Cisco Systems Inc. Stock — Int/Div

Phzer. Inc. Stock — Int/Div

Nippon Telegraph & Telephone Co. Stock — Int/Div

Amgen, Inc., Stock — Int/Div

Qualcomm, Inc., Stock — Int/Div

Proctor & Gamble Co., Stock — Int/Div

Home Depot, Stock — Int/Div

Mayflower Advisors, LLC (formerly Wells Fargo Bank, NA), Market Fund — Interest

General Electric, Stock — Int/Div

AXA Equitable Fund — Interest

Pub. Sve. Enter. Gr. Inc. (fka PSEG). Stock — Int/Div

Conn, State Higher Ed. Supp. LN Authority — Interest — Redeemed

Johnson & Johnson, lnc. Stock — Int/Div

First Niagara Financial Group, LLC (fka New Alliance), Stock — Int/Div — Sold (part)

Verizon Communications, Stock — Int/Div

Prime Money Market Fund (fka Tamarack Investment FDS Prime) — Interest

Bristol Myer Squibb Co. Stock — Int/Div

Intel Corp, Stock — Int/Div

Archer Daniels Midland Co... Stock — Int/Div

Milestone Scientific. Inc.. Stock — Int/Div

Hamden, CT, Property {in LLC) — Reat

Merck & Co, Inc... Stock — Int/Div

Conn ST SPL Tax Obligation R Spl, Bond — Interest

Shanghai OLED New Haven, LLC, Stock — Int/Div

IM. Smucker & Co... Stock — Int/Div

Bright Directions Coll Sav. Prog., 111. Coll Sav. Pool (non control) — Interest — Sold (part)

Bright Directions Coll. Sav. Prog, 111. Coll, Sav, Pool (non control) — Interest — Sold (part)

Roval Dutch Shell, PLC — Int/Div — Buy (add'l)

Statoil ASA — Int/Div

Thompson Reuter Corp. — Int/Div

Vodafone Group PLC — Int/Div — Buy

Minos Tool Works Ine — Int/Div

Connecticut St. Ser B G/O — Int/Div

Enduro Rovalty Trust — Int/Div

Enterprise Products Parmers, LP — Int/Div

Manning & Napier FDNCW Pro Blend Extended Term Serv, Class A — Int/Div

Promissory Note (personal loan secured by mig. by JBB, LLC) — Distribution — Redeemed — in foreclosure

Prudential Premier Retirement B Series Annuity — Interest

CBOE Holdings, Inc — Int/Div

Manulife Financial Corp. — Int/Div

Novartis AG — Int/Div

Connecticut St. For Issues Dated Prior to 119/10 — Interest

Connecticut St SPL Tax Obligation Rey RFDG Trans Infra Serv — Interest

Connecticut St. Ser C G/O Unltd B'E OID — Interest — Redeemed

Connecticut St. Ref Ser D G/O Unlid B/E — Interest

Consolidated Edison, Inc — Int/Div

Citizens Bank — Interest

Caterpillar, Inc — Int/Div

Diebold. Inc — Int/Div

Conocophillips — Int/Div

AT&T — Int/Div — Buy

Realty Income Corp. REIT — Interest — Buy

Delek Group LTD, Sponsored ADR — Distribution — Buy

Pentair PLC. SHS — Distribution — Buy

Veolia — Distribution — Buy

West Haven, CT Property (owned by LLC) — None — Buy — at foreclosure

Synchrony — Int/Div — from lime 31)

SPDR Gold Trust — istnbution — Buy

Trustee, Family Philanthropic Funds

Spouse's income — 2015 — Husband, Self-Emploved Attorney

Bright Directions College Savings Program appears twice, in lines 48 & 49, because there were two distributions last year, for the Fall 2015 semester in July 2015

und for the Spring 2016 semester in November 2015,

There are three Connecticut State bonds with very similar names in lines 55, 66 & 67, whose names have been straightened out — Ser, B, Ser C, and Ser D,

Upon the death of several elderly relatives, | became the Trustee of philanthropic funds established by my relatives with a local charity. My role with respect

to these philanthropic funds is quite limited. As Trustee, my sole responsibility is to make recommendations for distributions to other charities, which

recommendations can be followed or ignored by the charitable foundation which administers the funds, This charitable foundation manages millions of dollars

of charitable funds (akin to a little version of the United Way), of which my relatives’ philathropic funds are just a small part. 1 have no knowledge of, or

responsibility for, any assets held by this fund; ull these decisions are vested solely in the discretion of the charituble foundation. 1 explained this in a letter to

CFD, dated July 30, 2004,

Thank you.