Frank Hoover Easterbrook

2013Annual

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Pull out the substance of this filing.

What was filed

  • 52

    investments

  • 1

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 4

    reimbursements

  • 3

    income

  • 2

    spouse income

Named parties

  • University of Chicago
  • Umion League Chub of Chicago
  • Umiversity of Southern California
  • Seattle Univeristy Law School
  • The Federalist Society
  • Judicial business and other gov. reimb, #lso omitted
  • University of Chicago - Salary
  • Harvard Umiversity Press - rovalty
  • Thomson {West Publishing) - royalty
  • Alaska Communication Systems Retirement Plan
  • State of Alaska Retirement Plan

As filed

Vanguard 500 Index Fund — Int/Div

Vanguard 500 Index Fund — Sold (part)

Vanguard 500 Index Fund — Sold (part)

Vanguard 500 Index Fund — Sold (part)

Vanguard 500 Index Fund — Sold (part)

Vanguard 500 Index Fund — Sold (part)

Vanguard Prime Money Market Fund — Int/Div

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Buy (add'l)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Buy (add'l)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Buy (add'l)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Buy (add'l)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard High-Yield Tax Exempt Fund — Interest

TIAA Traditional Fund (im UC retirement account) — None

CREF Stock R3 Fund (in UC retirement account) — None

Vanguard Prime Money Market Fund (in UC retirement account) — Int/Div

Vanguard Long Term Investment Grade Fund (in UC retirement account) — Int/Div

Vanguard High-Yield Corporate Fund (in UC retirement account) — Int/Div

Vanguard International Value Fund (in UC retirement gocount) — Int/Div

Vanguard High-Yield Corporate Fund (in IRA) — Int/Div

Vanguard Short-Term Investment Grade Fund (in IRA) — Interest

JPMorgan Chase Bank (checking account) — Interest

PacifiCorp K Plus Employee Savings Plan

PacifiCorp Money Market Fund — None

PacifiCorp Stable Asset Fund — None

PacifiCorp Bond Fund — None

PacifiCorp Balanced Fund — None

The Pacific Fimancial Group (IRA administered by Charles Schwab)

Fidelity Growth & Income Fund — Int/Div — Sold

Pimco Fundamental Index Plus — Int/Div — Sold

iShares Core S&P ETF Midcap — Int/Div — Sold

iShares Core S&P ETF Smallcap — Int/Div — Sold

Legg Mason Oppty Trust — Int/Div — Buy

Global X ETF Guru Index — Int/Div — Buy

Guggenheim ETF S&P 500 Pure Growth — Int/Div — Buy

Vanguard S&P 500 ETF — Int/Div — Buy

Deutsche Asset & Wealth Management CROCT International Fund S — Int/Div

E*Trade Fmancial Sweeps Account {money- market fund) — Interest

Morgan Stanley IRA

Invesco Diversified Dividend A — Int/Div

MS Multicap Growth Tr A — Int/Div

MSIF Active Int] Allocatin A — Int/Div

MSIF Growth A — Int/Div

MSIF Small Company Growth A — Int/Div

Scmor Lecturer, University of Chicago

Gift — Umion League Chub of Chicago — Signing privileges

Reimbursement — Umiversity of Southern California — February 28 - March 2,2013 — Los Angeles, CA — Moot Court — Transportation, meals, lodging

Reimbursement — Seattle Univeristy Law School — April 25-26, 2013 — Secartle, WA — Colloguium — Transportation, meals, lodging

Reimbursement — The Federalist Society — November 15-16, 2013 — Washington, DX — National Lawyers Convention — Transportation, meals, lodging

Reimbursement — Judicial business and other gov. reimb, #lso omitted

Income — 2013 — University of Chicago - Salary — S29.000.25

Income — 2013 — Harvard Umiversity Press - rovalty — SKR84.51

Income — 2013 — Thomson {West Publishing) - royalty — S415.44

Spouse's income — 2013 — Alaska Communication Systems Retirement Plan

Spouse's income — 2013 — State of Alaska Retirement Plan

1. (Part HLA): | have received the approval of the Judicial Council of the Seventh Circuit to teach at the University of Chicago. This income therefore is "outside

eamed income” rather than an "honorarium" within the meaning of the Ethics Reform Act of 1989, T accepted gross income exceeding the statutory cap (15% of

Level Il of the Executive Schedule) because, under §3(h) of the regulations of the Judicial Conference implementing this statute, "outside earned income” includes

only net taxable income, and therefore excludes pension contributions as well as the “ordinary and necessary expenses paid or incurred in producing this income."

Some of the income reported in Part 111A was contributed to a pension plan through the University of Chicago as part of a salary reduction plan and therefore

does not count for statutory purposes. Moreover, the ordinary and necessary expenses of producing the income--including the cost of commuting between the

courthouse and the Law School and the expenses of equipment and books for my Law School office--are substantial. Net taxable income is less than the statutory

maximum.

2. (Part V): The Union League Club of Chicago extends to federal judges the ability to use the Club's facilities without formal membership. Durning 2013 judges

paid dues of $93 per month during January through June and $103 per month from July through December. Judges pay for all meals and other services at the same

price as members, The Committee on Codes of Conduct has concluded (Opinion 2071) that this arrangement does not entail a gift element.

3. (Part VII): I married on May 12, 2013, and investments reported under the headings PacifiCorp K Plus Employee Savings Plan, The Pacific Financial Group

(IRA administered by Charles Schwab), Deutsche Asset & Wealth Management CROC] International Fund S, E*Trade Financial Sweeps Account (money-market

fund), and Morgan Stanley IRA are retirement accounts that belong to my wife. That is why these investments lack antecedents in earlier years' reports.

4. (Part VII): Dividends and capital gains from all mutual funds listed in Part VII are reinvested automatically.

5. (Part VII): Information formerly in this note has been moved to line items in Part V11 at the request of the Committee on Financial Disclosure.

6. (Part VII): Income from my TIAA-CREF retirement accounts, and my wife's PacifiCorp K Plus Employee Savings Plan accounts, is shown as "none" because

TIAA-CREF and PacifiCorp do not supply income information. Statements from TIAA-CREF and PacifiCorp show the change in each portfolio’s value over

the course of each quarter but not how much of that change is atributable to income (interest or dividends) and how much to change in the market price of the

investments. It is accordingly impossible to disentangle these components.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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