Frank Hoover Easterbrook
2013Annual
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Pull out the substance of this filing.
What was filed
52
investments
1
positions
1
gifts
0
agreements
0
debts
4
reimbursements
3
income
2
spouse income
Named parties
- University of Chicago
- Umion League Chub of Chicago
- Umiversity of Southern California
- Seattle Univeristy Law School
- The Federalist Society
- Judicial business and other gov. reimb, #lso omitted
- University of Chicago - Salary
- Harvard Umiversity Press - rovalty
- Thomson {West Publishing) - royalty
- Alaska Communication Systems Retirement Plan
- State of Alaska Retirement Plan
As filed
Vanguard 500 Index Fund — Int/Div
Vanguard 500 Index Fund — Sold (part)
Vanguard 500 Index Fund — Sold (part)
Vanguard 500 Index Fund — Sold (part)
Vanguard 500 Index Fund — Sold (part)
Vanguard 500 Index Fund — Sold (part)
Vanguard Prime Money Market Fund — Int/Div
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Buy (add'l)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Buy (add'l)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Buy (add'l)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Buy (add'l)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard Prime Money Market Fund — Sold (part)
Vanguard High-Yield Tax Exempt Fund — Interest
TIAA Traditional Fund (im UC retirement account) — None
CREF Stock R3 Fund (in UC retirement account) — None
Vanguard Prime Money Market Fund (in UC retirement account) — Int/Div
Vanguard Long Term Investment Grade Fund (in UC retirement account) — Int/Div
Vanguard High-Yield Corporate Fund (in UC retirement account) — Int/Div
Vanguard International Value Fund (in UC retirement gocount) — Int/Div
Vanguard High-Yield Corporate Fund (in IRA) — Int/Div
Vanguard Short-Term Investment Grade Fund (in IRA) — Interest
JPMorgan Chase Bank (checking account) — Interest
PacifiCorp K Plus Employee Savings Plan
PacifiCorp Money Market Fund — None
PacifiCorp Stable Asset Fund — None
PacifiCorp Bond Fund — None
PacifiCorp Balanced Fund — None
The Pacific Fimancial Group (IRA administered by Charles Schwab)
Fidelity Growth & Income Fund — Int/Div — Sold
Pimco Fundamental Index Plus — Int/Div — Sold
iShares Core S&P ETF Midcap — Int/Div — Sold
iShares Core S&P ETF Smallcap — Int/Div — Sold
Legg Mason Oppty Trust — Int/Div — Buy
Global X ETF Guru Index — Int/Div — Buy
Guggenheim ETF S&P 500 Pure Growth — Int/Div — Buy
Vanguard S&P 500 ETF — Int/Div — Buy
Deutsche Asset & Wealth Management CROCT International Fund S — Int/Div
E*Trade Fmancial Sweeps Account {money- market fund) — Interest
Morgan Stanley IRA
Invesco Diversified Dividend A — Int/Div
MS Multicap Growth Tr A — Int/Div
MSIF Active Int] Allocatin A — Int/Div
MSIF Growth A — Int/Div
MSIF Small Company Growth A — Int/Div
Scmor Lecturer, University of Chicago
Gift — Umion League Chub of Chicago — Signing privileges
Reimbursement — Umiversity of Southern California — February 28 - March 2,2013 — Los Angeles, CA — Moot Court — Transportation, meals, lodging
Reimbursement — Seattle Univeristy Law School — April 25-26, 2013 — Secartle, WA — Colloguium — Transportation, meals, lodging
Reimbursement — The Federalist Society — November 15-16, 2013 — Washington, DX — National Lawyers Convention — Transportation, meals, lodging
Reimbursement — Judicial business and other gov. reimb, #lso omitted
Income — 2013 — University of Chicago - Salary — S29.000.25
Income — 2013 — Harvard Umiversity Press - rovalty — SKR84.51
Income — 2013 — Thomson {West Publishing) - royalty — S415.44
Spouse's income — 2013 — Alaska Communication Systems Retirement Plan
Spouse's income — 2013 — State of Alaska Retirement Plan
1. (Part HLA): | have received the approval of the Judicial Council of the Seventh Circuit to teach at the University of Chicago. This income therefore is "outside
eamed income” rather than an "honorarium" within the meaning of the Ethics Reform Act of 1989, T accepted gross income exceeding the statutory cap (15% of
Level Il of the Executive Schedule) because, under §3(h) of the regulations of the Judicial Conference implementing this statute, "outside earned income” includes
only net taxable income, and therefore excludes pension contributions as well as the “ordinary and necessary expenses paid or incurred in producing this income."
Some of the income reported in Part 111A was contributed to a pension plan through the University of Chicago as part of a salary reduction plan and therefore
does not count for statutory purposes. Moreover, the ordinary and necessary expenses of producing the income--including the cost of commuting between the
courthouse and the Law School and the expenses of equipment and books for my Law School office--are substantial. Net taxable income is less than the statutory
maximum.
2. (Part V): The Union League Club of Chicago extends to federal judges the ability to use the Club's facilities without formal membership. Durning 2013 judges
paid dues of $93 per month during January through June and $103 per month from July through December. Judges pay for all meals and other services at the same
price as members, The Committee on Codes of Conduct has concluded (Opinion 2071) that this arrangement does not entail a gift element.
3. (Part VII): I married on May 12, 2013, and investments reported under the headings PacifiCorp K Plus Employee Savings Plan, The Pacific Financial Group
(IRA administered by Charles Schwab), Deutsche Asset & Wealth Management CROC] International Fund S, E*Trade Financial Sweeps Account (money-market
fund), and Morgan Stanley IRA are retirement accounts that belong to my wife. That is why these investments lack antecedents in earlier years' reports.
4. (Part VII): Dividends and capital gains from all mutual funds listed in Part VII are reinvested automatically.
5. (Part VII): Information formerly in this note has been moved to line items in Part V11 at the request of the Committee on Financial Disclosure.
6. (Part VII): Income from my TIAA-CREF retirement accounts, and my wife's PacifiCorp K Plus Employee Savings Plan accounts, is shown as "none" because
TIAA-CREF and PacifiCorp do not supply income information. Statements from TIAA-CREF and PacifiCorp show the change in each portfolio’s value over
the course of each quarter but not how much of that change is atributable to income (interest or dividends) and how much to change in the market price of the
investments. It is accordingly impossible to disentangle these components.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.