Donna M. Ryu

2015Annual

Ask Donna

Pull out the substance of this filing.

What was filed

221
investments
1
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Revocable Trust Agreement re family member's estate

As filed

CLFLX — Buy

CLERX — Buy

CLSAX — Buy

CLBLX — Buy

Brokerage Account - Indv. (H)

Dimensional Funds Emerging Market {DFEVX) — None — Sold (part)

Dimensional Funds Int'l Value (DFIVX) — None — Sold (part)

Dimensional Funds Int'l Value (DFIVX) — Sold (part)

Dimensional Funds US Large Value (DFLVX) — Int/Div — Buy (add'l)

Dimensional Funds US Large Value (DFLVX) — Sold (part)

Dimensional Funds US Small Value {DFSVX) — Int/Div — Buy (add'l)

Dimensional Funds US Small Value (DFSVX) — Sold (part)

Dimensional Funds Int'l Small Value (DISVX) — Sold (part)

Dimensional Funds Inter Term Bond (DFTEX) — Int/Div — Buy (add'l)

Dimensional Funds Inter Term Bond (DFTEX) — Sold (part)

Dimensional Funds Inter Term Bond (DFTEX) — Int/Div — Buy (add'l)

Dimensional Funds Global Equity (DGEIX) — Buy

Dimensional Funds Global Equity (DGEIX) — Int/Div — Buy (add'l)

Money Market Fund (SWSXX) — Int/Div — Buy (add'l)

Brokerage Account - SEP IRA (H)

Money Market Fund (SWSXX) — Int/Div — Buy (add'l)

Dimensional Funds Int'l Value (DFIVX) — Buy (add'l)

Dimensional Funds Int'l Value (DFIVX) — Int/Div — Buy (add'l)

Dimensional Funds US Large Value (DFLVX) — Int/Div — Buy (add'l)

Dimensional Funds US Small Value (DFSVX) — Int/Div — Buy (add'l)

Dimensional Funds Int'l Small Value (DISVX) — Int/Div — Buy (add'l)

Dimensional Funds Int'l Small Value (DISVX) — Buy (add'l)

Dimensional Funds Inter Term Bond (DFTEX) — Int/Div — Buy (add'l)

Brokerage Account - Roth IRA (H)

Money Market Fund (SWSXX) — Int/Div — Buy (add'l)

Dimensional Funds Inter Term Bond (DFTEX) — Int/Div — Buy (add'l)

Dimensional Funds Global Equity (DGEIX) — Int/Div — Buy (add'l)

University of California CAP (H)

Fixed Account (no selection of funds available) — Interest

TIAA-CREF 529 College Savings Plan (H)

Age Based Portfolio - 18 & Over Index — Int/Div

Wells Fargo Bank Accounts — Int/Div

Provident Credit Union Accounts — Int/Div

ING Direct Accounts — hy

Brokerage-Indiv. TOD (H)

Federated Capital Reserves — None — Buy

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — Int/Div — Buy (add'l)

DFA Global Equity Portfolio (DGEIX) — Int/Div — Buy (add'l)

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — Int/Div — Buy (add'l)

Federated Capital Reserves — Redeemed

Bokerage--IRA Rollover (H)

Pershing Prime Reserves — None — Redeemed

Pershing Prime Reserves — None — Buy

Pershing Prime Reserves — Buy (add'l)

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — Int/Div — Buy (add'l)

DFA Emerging Markets Fund (DFEVX) — Int/Div — Buy (add'l)

DFA Intemational Small-Cap Value Fund (DISVX) — Int/Div — Buy (add'l)

DFA U.S. Small-Cap Value Fund (DFSVX) — Int/Div — Buy (add'l)

DFA US. Large-Cap Value Fund (DFLVX) — Int/Div — Buy (add'l)

DFA International Value Fund (DFIVX) — Int/Div — Buy (add'l)

Brokerage--Roth IRA (H)

Pershing Prime Reserves — None — Buy

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — Int/Div — Buy (add'l)

DFA Global Equity Portfolio — Int/Div — Buy (add'l)

Pershing Prime Reserves — Buy (add'l)

Pershing Prime Reserves — Redeemed

Brokerage-Indiv. TOD (H)

DFA Global Equity Portfolio (DGEIX) — None — Sold

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — None — Sold

Wilshire Large Company Growth Fund (DTLGX) — None — Buy

Doubleline Total Return Bond Fund (DLTNX) — Buy

Blackrock High Yield Bond Fund (BHYAX) — Buy

Wilshire Large Cap Core Fund (WLCTX) — Buy

Guggenheim Total Return Bond Fund (GIBAX) — Buy

Templeton Global Bond Fund (TPINX) — Buy

Wilshire Small Company Growth Fund (DTSGX) — Int/Div — Buy

Wilshire Small Company Value Fund (DTSVX) — Buy

Fidelity U.S. Bond Index Porfolio (FBIDX) — Buy

Wilshire Large Company Value Fund (DTLVX) — Buy

GIBAX — Int/Div — Buy (add'l)

FBIDX — Int/Div — Buy (add'l)

BHYAX — Int/Div — Buy (add'l)

DLTNX — Int/Div — Buy (add'l)

TPINX — Int/Div — Buy (add'l)

GIBAX — Int/Div — Buy (add'l)

FBIDX — Int/Div — Buy (add'l)

BHYAX — Int/Div — Buy (add'l)

DLTNX — Int/Div — Buy (add'l)

GIBAX — Int/Div — Buy (add'l)

TPINX — Int/Div — Buy (add'l)

WLCTX — Int/Div — Buy (add'l)

DTSVX — Int/Div — Buy (add'l)

DTLVX — Int/Div — Buy (add'l)

Brokerage—IRA Rollover (H)

DFA Emerging Markets Value Fund (DFEVX) — None — Sold

DFA US. Large-Cap Value Fund (DFLVX) — None — Sold

DFA U.S. Small-Cap Value Fund (DFSVX) — None — Sold

DFA Intemational Value Fund (DFIVX) — None — Sold

DFA International Small-Cap Value Fund (DISVX) — None — Sold

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — None — Sold

WISDOMTREE TR MANAGED FUTURES STRATEGY FD (WDTH — None — Buy

OPPENHEIMER STEELPATH MLP SELECT 40 FUND CLASS Y (MLPTX) — Int/Div — Buy

SPDR SER TR BARCLAYS1-3 T BILL ETF (BIL) — None — Buy

SPDR GOLD TR GOLD SHS (GLD)y — None — Buy

PUTNAM ABSOLUTE RETURN 700 FUND CLASS Y (PDMYX) — Buy

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVY VOLATILITY — Buy

PIONEER LONG/SHORT BOND FUND CLASS Y (LSGYX) — Buy

NEUBERGER BERMAN LONG SHORT FUND INSTITUTIONAL CLASS (NLSIX) — Buy

MERGER FUND (MERFX) — Buy

MARKET VECTORS ETF TR GOLD MINERS ETF FD(GDX) — None — Buy

LORD ABBETT FLOATING RATE FUND CLASS F (LFRFX) — Buy

JOHN HANCOCK ABSOLUTE RETURN CURRENCY FUND CLASS AUJCLAX)Y — None — Buy

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE)Y — Buy

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Buy

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Buy

INDEX IQ ETF TR IQ MERGER ARBITRAGE ETF (MNA) — Int/Div — Buy

CLERX — Int/Div — Buy (add'l)

INDEXIQ ETF TR 1Q HEDGE MACRO TRACKER ETF (MCRO)Y — None — Buy

DEUTSCHE ALTRNTIVE ASSET ALLOCATION FUND CLASS S(AAASX) — None — Buy

AQR MANAGED FUTURES STRATEGY FUND CLASS (AOMIX) — Buy

CLS GLOBAL GROWTH FUND CLASS N(CLBLX) — Buy

CLS LONG/SHORT FUND CLASS N {CLEIX) — Buy

CLS FLEXIBLE INCOME FUND CLASS N(CLFLX) — Buy

CLS GROWTH AND INCOME FUND CLASS N(CLERX) — Buy

CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N(CLSAX) — Buy

SPDR SER TR BARCLAYSI-3 T BILL ETF (BIL) — Sold

POWERSHARES EXCHANGE-TRADED FD TR I S&P S00 LOW VOL (SPLV) — Sold

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Sold

ISHARES TR MSCI FAFEETF (EFA) — None — Buy

ISHARES TR S&P 500 VALUE ETF (IVE) — Buy

ISHARES TR S&P 500 GROWTH ETF {IVW) — Buy

DEUTSCHE X-TRACKERS MSC EUROPE HEDGED EQUITY ETF (DBEU) — None — Buy

CLBLX — Sold

USMYV — Buy

CLERX — Sold

CLSAX — Sold

USMV — Buy

CLBLX — Buy

CLEIX — Buy

CLFLX — Buy

CLERX — Buy

CLSAX — Buy

MLPTX — Sold

AMLP — Buy

DBEL — Sold

SPLV — Buy

AAASX — Sold

COLUMBIA ADAPTIVE ALTS FUND {CLFUX) — Buy

CLEIX — Sold

CLSAX — Sold

CLFLX — Buy

CLS GLOBAL AGGRESSIVE EQUTY (CLACX) — Buy

CLACX — Buy

CLERX — Buy

SPLV — Sold

DBEL — Buy

AMLP — Sold

VANGUARD ENERGY FUND (VGENX) — Buy

JHAAX — Sold

CLBLX — Sold

CLFLX — Sold

CLERX — Sold

SPLV — Buy

DBEL — Sold

SPLV — Buy

SPLV — Int/Div — Buy (add'l)

CLEIX — Int/Div — Buy (add'l)

CLFLX — Int/Div — Buy (add'l)

LFRFX — Int/Div — Buy (add'l)

MLPTX — Int/Div — Buy (add'l)

AMLP — Int/Div — Buy (add'l)

SPLV — Int/Div — Buy (add'l)

CLFLX — Int/Div — Buy (add'l)

LFRFX — Int/Div — Buy (add'l)

PDMYX — Int/Div — Buy (add'l)

CLFUX — Int/Div — Buy (add'l)

AOMIX — Int/Div — Buy (add'l)

LSGYX — Int/Div — Buy (add'l)

NLSIX — Int/Div — Buy (add'l)

VGENX — Int/Div — Buy (add'l)

ACWYV — Int/Div — Buy (add'l)

MERFX — Int/Div — Buy (add'l)

CLFLX — Int/Div — Buy (add'l)

CLBLX — Int/Div — Buy (add'l)

CLACX — Int/Div — Buy (add'l)

CLSAX — Int/Div — Buy (add'l)

SPLV — Int/Div — Buy (add'l)

VLUE — Int/Div — Buy (add'l)

QUAL — Int/Div — Buy (add'l)

USMV — Int/Div — Buy (add'l)

CGAIX — Int/Div — Buy (add'l)

Brokerage--Roth IRA (H)

DFA Global Equity Portfolio (DGEIX) — None — Sold

DFA Intermediate Term Extended Quality Portfolio (DFTEX) — None — Sold

Vanguard Total Intemational Stock Index Fund ETF (VXUS) — Buy

Vanguard Total Stock Market ETF (VT1) — Buy

Vanguard Total Bond Market ETF (BND) — Buy

Vanguard Total Intemational Bond Index ETF (BNDX) — Buy

BNDX — Int/Div — Buy (add'l)

VXUS — Int/Div — Buy (add'l)

BNDX — Distribution — Buy (add'l)

BNDX — Int/Div — Buy (add'l)

Co-Trustee, Revocable Trust Agreement re family member's estate

Agreement — 2002 — University of California Retirement Plan (pension on retirement)

Part |, and Part VIL

Part I:

Line 1: Trust for the benefit of fumily member,

-1 am not the owner or grantor of the trust, | am solely the co-trustee of a revocable trust created for the benefit of a familty member.

-I am a co-trustee for the convenience of my family member, and | have not received any income through the trust or trust assets. In an abundance of caution, |

hiad previously listed the trust property (my mother's house) in Section VIL, but that have since been instructed not to list the house in Section VII, since it is not an

investment, and 1 do not receive any income of any kind from the house or the trust,

PartVIL:

Lines 3-37: The University of California Capital Accumulation Provision (CAP) account is a supplemental benefit plan held by the University of California. | have

no input in selecting how these funds are invested.

Part VII:

Lines 86, 225 and 226 were held and reported in 2014 (See Lines 13, 14, 33 and 34 of my 2014 report). In 2015, I changed brokers and these assets were

transferred to the Brokerage -- Individual TOD account.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.