Michael R. Wilner

Brokerage Acct #2

Brokerage Acct #

BMO INTERM TAX FREE BOND FUND — Distribution — Sold

SCHWAB CA TAX FREE BOND FUND — istnibution — Sold

VANGUARD CA INTERM TERM TAX FREE — Distribution

BROWN ADVISORY GROWTH FUND — Distribution — Sold

DIAMOND HILL SMALL CAP — Distribution

HODGES SMALL CAP FUND — istrnibution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

ISHARES RUSSELL 1000 VALUE ETF — Distribution

ISHARES S&P S00 GROWTH ETF — Distribution

ISHARES RUSSELL 1000 GROWTH ETF — Distribution

ISHARES RUSSELL 2000 GROWTH ETF — Distribution

ISHARES MSCI EAFE SMALL CAP ETF — Distribution

ISHARES NATL MUNI BOND ETF — Distribution

SCHWAB SHORT TERM US TREASURY ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — istrnibution

SCHWAB US MIDCAP ETF — Distribution

SCHWAB EMERGING MARKETS ETF — istmbution

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB INTL SMALL CAP ETF — Distribution

SCHWAB US LARGE CAPETF — Distribution — Buy (add'l)

SCHWAB USSMALL CAPETF — Distribution — Buy (add'l)

POWERSHARES EMRG MKTS SOVRGN DBT ETF — Distribution

SPDR S&P 600 SMALL CAP ETF — Distribution

ISHARES CALIFORNIA MUNI BOND ETF — Distribution — Buy

ISHARES IBONDS DEC 2017 TERM ETF — Distribution — Buy

ISHARES IBONDS DEC 2017 TERM ETF — Sold

ISHARES IBONDS DEC 2018 TRM ETF — istmbution — Buy

ISHARES IBONDS DEC 2019 TERM ETF — Distribution — Buy

ISHARES IBONDS DEC 2020 TRM ETF — Distribution — Buy

ISHARES IBONDS DEC 2021 TERM E1F — Distribution — Buy

ISHARES IBONDS DEC 2022 TERM ETF — istnbution — Buy

ISHARES IBONDS DEC 2023 TERM ETF — Distribution — Buy

ISHARES IBONDS DEC 2024 TRM ETF — Iistnbution — Buy

ISHR IBND DEC 2025 TRM ETF — Distribution — Buy

BMO INTERM TAX FREE BOND FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — istnbution — Sold

BROWN ADVISORY GROWTH FUND — Distribution — Sold

HODGES SMALL CAP FUND — Distribution — Sold

LAUDLS US LARGE CAP GROWTH FUND — Distribution

PARNASSUS CORE EQUITY FUND — istmbution — Sold

PRINCIPAL EQUITY INCOME FUND — Distribution

SCHWAB SHORT TERM US TREASURY ETF — Distribution

SCHWAB AGGR BOND ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPS ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — istnibution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB USSMALLCAPETF — Distribution — Buy (add'l)

SPDR MSC ACWI EX-US ETF — Distribution

VANGUARD FTSE DEVELOPED MARKETS ETF — istrnibution

ISHARES CALIFORNIA MUNI BOND FTF — Distribution — Buy (add'l)

ISHARES CALIFORNIA MUNI BOND FTF — Buy (add'l)

ISHARES NATIONAL MUNI ETF — Distribution

SCHWAB FUNDA EMG MKTS LARGE FTF IV — Distribution

Brokerage Acct #3

BMO INTERM TAX FREE BOND FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — Distribution — Sold

BROWN ADVISORY GROWTH FUND — Distribution — Sold

JANUS VENTURE FUND — Distribution — Sold

LAUDLUS US LARGE CAP GROWTH FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Iistnbution

UNDISCOVERED MANAGERS VALUE FUND — Distribution — Sold

ISHARES CALIF AMT FREE MUNI ETF — istmbution — Buy (add'l)

ISHARES CALIF AMT FREE MUNI ETF — Buy (add'l)

ISHARES NATL MUNI BOND ETF — Distribution

SCHWAB SHORT TERM US TREASURY ETF — Distribution

SCHWAB AGGR BOND ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPS ETF — Iistnbution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — istnbution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB US SMALL CAPETF — istmbution

SCHWAB FUNDA EMG MKTS LARGE COM ETF — Distribution

SPDR S&P 600 SMALL CAP GROWTH ETF — Distribution

Brokerage Acct #4

SCHWAB CA TAX FREE BOND FUND — Distribution — Sold

BROWN ADVISORY GROWTH FUND — Distribution — Sold

HODGES SMALL CAP FUND — istmbution — Sold

JANUS VENTURE FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

UNDISCOVERED MANAGERS VALUE FUND — Distribution

SCHWAB AGGR BOND ETF — istnbution — Buy (add'l)

SCHWAB US DIVIDEND EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US TIPS ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution

SCHWAB US LARGE CAP ETF — istnbution — Buy (add'l)

SCHWAB USSMALL CAPETF — Distribution

ISHARES CALIFORNIA MUNI BOND ETF — Distribution — Buy (add'l)

ISHARES CALIFORNIA MUNI BOND ETF — Buy (add'l)

Brokerage Acct # 5

ACADIAN EMERGING MARKETS FUND — Distribution — Sold

BROWN ADVISORY GROWTH FUND — Distribution — Sold

HARBOR INTERNATIONAL FUND — Distribution — Sold

HODGES SMALL CAP FUND — Distribution — Sold

JANUS VENTURE FUND — Distribution — Sold

MOTLEY FOOL GREAT AMERICAN FUND — Distribution

OAKMARK INTL FUND — Distribution — Sold

PRINCIPAL EQUITY INCOME FUND — Distribution — Sold

UNDISCOVERED MANAGERS VALUE FUND — Distribution — Sold

POWERSHARES INTL DIVIDEND ACHIEVERS ETF — Distribution — Buy (add'l)

SCHWAB US DIVIDEND EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US DIVIDEND EQUITY ETF — Sold

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — istmbution — Buy (add'l)

SCHWAB US SMALL CAPETF — Distribution — Buy (add'l)

PROSHARES RUSSELL 2000 DVD GRWRS ETF — Distribution

Brokerage Acct #6

BAIRD CORE PLUS BOND FUND — Distribution — Sold

PIMCO TOTAL RETURN FUND — Iistnbution

BROWN ADVISORY GROWTH FUND — Distribution — Sold

HARBOR INTERNATIONAL FUND — istnbution — Sold

HODGES SMALL CAP FUND — Distribution — Sold

PRINCIPAL EQUITY INCOME FUND — Iistnbution

POWERSHARES HIGH YIELD BOND ETF — Distribution — Buy (add'l)

SCHWAB AGGR BOND ETF — istmbution — Buy (add'l)

SCHWABUSTIPSETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Iistnbution — Buy (add'l)

SCHWAB INTL EQUITY EIF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US SMALL CAPETF — Distribution — Buy (add'l)

SPDR BARCLAYS EX-US TREASURY ETF — Distribution — Sold

SCHWAB US BROAD MARKET ETF — istnbution — Buy (add'l)

Brokerage #7

ISHARES AMT BOND ETF MUB — istnbution

VANGUARD TOTAL STOCK MARKET ETEVTI — Distribution

VANGUARD FTSE EMERGING MARKETS ETF VWO — Distribution

VANGUARD ENERGY ETF VDE — istmbution

VANGUARD FTSE DEVELOPED MARKETS ETF VEA — Distribution

ISHARES CORE MSCI EMERGING MARKETS IEMG — Distribution

SELECT SECTOR SPDR ENERGY TRUST XLE — Distribution

SCHWAB INTL EQUITY ETF SCHF — istnbution

SCHWAB US BROAD MARKET ETF SCHB — Distribution

SCHWAB US DIVIDEND EQUITY ETF SCHD — Iistnbution

SPDR NUVEEN BARCLAYS MUNI BOND ETF TF1 — Distribution

VANGUARD DIVIDEND APPRECIATION ETF VIG — Distribution

VANGUARD MUNI BOND FUND ETF VTEB — Distribution — Buy

Brokerage ¢ 8

SCHWAB US REITETF SCHH — Distribution

ISHARES GOLD ETF IAU — Distribution — Buy

ETFS PHYSICAL PRECIOUS MTL BSKT ETF GLTR — Distribution

ISHARES HIGH YIELD CORPORATE BOND ETF SHYF — Distribution

MARKET VECTORS EMERGING MARKET ETF EMLC — Distribution

SCHWAB EMERGING MARKETS ETF SCHE — Distribution

SCHWAB FUNDAMENTAL EMERGING MARKETS ETF FNDE — Distribution

SCHWAB FUNDAMENTAL INTL LARGE CAP ETF FNDF — istnibution

SCHWAB FUNDAMENTAL INTL SMALL CAP ETF FNDC — Distribution

SCHWAB FUNDAMENTAL US LARGE CAP ETF FNDX — Distribution

SCHWAB FUNDAMENTAL US SMALL CAP ETF FNDA — Distribution

SCHWAB INTERNATIONAL ETF SCHF — istrnibution

SCHWAB INTERNATIONAL SMALL CAP ETF SCHC — Distribution

SCHWAB US LARGE CAP ETF SCHX — Iistnbution

SCHWAB USC SMALL CAP ETF SCHA — Distribution

VANGUARD GLOBAL EXUS REAL ESTATE ETF VNQI — Distribution

SPDR BARCLAYS HIGH YIELD BOND FTF HYLB — Distribution

VANGUARD EMERGING MKT GOV BND ETF IV — Distribution — Sold

ISHARES CORE MSCI EMERGING ETF 1EMG — Distribution

SPDR BARCLAY EMERGING MARKET BONDS ETF EBND — istmbution — Buy

Brokerage #9

SCHWAB US BROAD MARKET ETF SCHB — istmbution — Buy

Brokerage # 10

SCHWAB INTERNATIONAL ETF SCHF — Distribution — Buy

SCHWAB INTERNATIONAL ETF SCHF — Buy (add'l)

SCHWAB US BROAD MARKET ETF SCHB — Distribution — Buy

SCHWAB US BROAD MARKET ETF SCHB — Buy (add'l)

Brokerage # 11

SCHWAB INTERNATIONAL ETF SCHF — Distribution — Buy

SCHWAB INTERNATIONAL ETF SCHF — Buy (add'l)

SCHWAB US BROAD MARKET ETF SCHB — Distribution — Buy

SCHWAB US BROAD MARKET ETF SCHB — Buy (add'l)

Schwab Checking / Brokerage Sweep Accts — Int/Div

Citibank Checking / Savings Accts — Int/Div

Capital One Bank Savings Acct — Int/Div

529 Account #1 New York Col Savings Prog Cons/Mod Growth (no control) — Distribution — Sold (part)

529 Account #1 New York Col Savings Prog Cons/Mod Growth (no control) — Sold (part)

529 Account #2 Wealthfront Dividend Stock and Boad Portfolio — Distribution

Board Member, Federal Bar Association, Los Angeles Chapter

Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court