David Jason Hale

Mainsource Bank Accounts (see Note 1m Part VIII) — Interest

Mainsource Bank Stock (see Note 2 in Part VII — Int/Div — Sold (part)

formerly First Capital Bunk — Sold (part)

Fidelity Freedom K 2035 Fund — Int/Div

Investment Account (H)

Legg Mason Funds Clearbridge Dividend Strategy Fund Class — Int/Div — Buy

Virtus Funds KAR Small Cap Core Fund Class — Int/Div — Buy

Wells Fargo Cash Accounts (see Note 3 in Part VIII) — Interest — Open

Lege Mason Funds Clearbridge Aggressive Growth Fund Class — Int/Div — Buy

Blackrock Funds IShares S&P 500 Index Fund — Int/Div — Buy

Individual Retirement Accounts (H)

Abbvie Inc Stock — Int/Div — Buy

Abbvie Inc Stock — Sold

Altria Group Stock — Int/Div — Buy

Altria Group Stock — Sold

AT&T Inc Stock — Int/Div — Buy

AT&T Inc Stock — Sold

American Electric Power Inc Stock — Int/Div — Buy

American Electric Power Inc Stock — Sold

Cisco Systems Inc Stock — Int/Div — Buy

Cisco Systems Inc Stock — Sold

Conagra Brands Inc Stock — Int/Div — Buy

Conagra Brands Inc Stock — Sold

Diageo PLC Stock — Int/Div — Buy

Diageo PLC Stock — Sold

Dominion Energy Stock — Int/Div — Buy

Dominion Energy Stock — Sold

Dover Corp Stock — Int/Div — Buy

Dover Corp Stock — Sold

DuPont EL De Nemours & Co Stock — Int/Div — Buy

DuPont EL De Nemours & Co Stock — Sold

Exxon Mobil Corp Stock — Int/Div — Buy

Exxon Mobil Corp Stock — Sold

General Dynamics Corp Stock — Int/Div — Buy

General Dynamics Corp Stock — Sold

General Electric Co Stock — Int/Div — Buy (add'l)

General Electric Co Stock — Sold

Genuine Parts Co Stock — Int/Div — Buy

Genuine Parts Co Stock — Sold

Glaxosmithkline PLC-ADR Stock — Int/Div — Buy

Glaxosmithkline PLC-ADR Stock — Sold

Hasbro Inc Stock — Int/Div — Buy

Hasbro Inc Stock — Sold

Home Depot Ine Stock — Int/Div — Buy

Home Depot Ine Stock — Sold

lllinois Tool Works Inc Stock — Int/Div — Buy

lllinois Tool Works Inc Stock — Sold

Intel Corp Stock — Int/Div — Buy

Intel Corp Stock — Sold

IBM Corp Stock — Int/Div — Buy

IBM Corp Stock — Sold

Intemational Paper Co Stock — Int/Div — Buy

Intemational Paper Co Stock — Sold

Johnson & Johnson Stock — Int/Div — Buy

Johnson & Johnson Stock — Sold

Kimberly-Clark Corp Stock — Int/Div — Buy

Kimberly-Clark Corp Stock — Sold

Lockheed Martin Corp Stock — Int/Div — Buy

Lockheed Martin Corp Stock — Sold

M& T Bank Stock — Int/Div — Buy

M& T Bank Stock — Sold

Maxim Integrated Products Inc Stock — Int/Div — Buy

Maxim Integrated Products Inc Stock — Sold

McDonalds Corp Stock — Int/Div — Buy

McDonalds Corp Stock — Sold

Microchip Technology Inc Stock — Int/Div — Buy

Microchip Technology Inc Stock — Sold

Microsoft Corp Stock — Int/Div — Buy

Microsoft Corp Stock — Sold

P. Morgan Chase & Co Stock — Int/Div — Buy

P. Morgan Chase & Co Stock — Sold

Nextera Energy Inc Stock — Int/Div — Buy

Nextera Energy Inc Stock — Sold

Nucor Corp Stock — Int/Div — Buy

Nucor Corp Stock — Sold

People's United Financial Stock — Int/Div — Buy

People's United Financial Stock — Sold

Pepsico Incorporated Stock — Int/Div — Buy

Pepsico Incorporated Stock — Sold

Pfizer Incorporated Stock — Int/Div — Buy

Pfizer Incorporated Stock — Sold

Phillips 66 Stock — Int/Div — Buy

Phillips 66 Stock — Sold

Proctor & Gamble Co Stock — Int/Div — Buy

Proctor & Gamble Co Stock — Sold

Sonoco Products Co Stock — Int/Div — Buy

Sonoco Products Co Stock — Sold

The Southern Company Stock — Int/Div — Buy

The Southern Company Stock — Sold

United Parcel Service-B Stock — Int/Div — Buy

United Parcel Service-B Stock — Sold

US Bancorp — Int/Div — Buy

US Bancorp — Sold

NVenzon Commumcations Stock — Int/Div — Buy

NVenzon Commumcations Stock — Sold

Walgreens Boots Alliance Inc Stock — Int/Div — Buy

Walgreens Boots Alliance Inc Stock — Sold

Waste Management Inc Stock — Int/Div — Buy

Waste Management Inc Stock — Sold

Welltower Inc Stock — Int/Div — Buy

Welltower Inc Stock — Sold

Legg Mason Funds Clearbridge Aggressive Growth Fund Class — Int/Div — Buy

Lege Mason Funds Clearbridge Appreciation Fund Class — Int/Div — Buy

Legg Mason Funds Clearbridge Dividend Strategy Fund Class 1 — Int/Div — Buy

Blackrock Funds [11 S&P Index Fund Class K — Int/Div — Buy

Virtus Funds KAR Small Cap Core Fund Class 1 — Int/Div — Buy

UBS Funds Global Allocation Class C (see Note 4 Part VII — Int/Div — Sold

UBS Funds Dynamic Alpha Fund Class (see Note 4 Part VIII — Int/Div — Sold

Virtus Funds Vountobel Emergimg Markets Opportunities Fund — Int/Div — Buy

Wells Fargo Cash Accounts — Interest

Liability — Transylvania University — Tuition payment plan

Spouse's income — 2017 — Baptist Health - salary

Notes regardmg Part VII, as indicated therem:

Note 1: On April 30, 2017 Mainsource Bank acquired First Capital Bank. As a result of the merger, my bank accounts at First Capital Bank automatically

converted to Mainsource Bank. No closure or opening of an account occurred,

Note 2: As a result of the bank merger, on June 9, 2017, 1 received & combination of stock and cash from Mainsource in exchange for my First Capital Bank stock.

Note 3: A Wells Fargo cash account was opened in 2016. Another wus opened as indicated here on May 17, 2017.

Note 4: From a review of one IRA account held by my spouse. 1 found that two UBS mutual funds | reported sold m full in 2016 were still held in small amounts,

As indicated, the remaining shares were sold in 2017,