Thomas Charles Rogers

2014Annual

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What was filed

  • 73

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • TD Ameritrade
  • Florence Public School District One

As filed

1.25a Florence C (1/2011. $10,000) — None

Brokerage account # (Marked as # )

First Clearing, LLC - Cash balance — None

1-AT&T Inc — Int/Div

1 «Softbank Corp ADR — Int/Div — Buy

1 «Verizon Communications Com — Int/Div

1-8C Jobs Econ DV Ath Stdnt 4.25% f01724 "YY" — Int/Div

Brokerage account # 2 {Marked as # 2)

2 Cash balance -First Clearing, LLC — Int/Div

2. Exxon Mobil Corp — Int/Div

Brokerage account # 3 (Marked as # 3)

3. Ameritrade MMDA Account - Cash balance — Int/Div

3. Sarepta Therapeutics Inc Com — None — Buy

3. Sarepta Therapeutics Inc Com — Sold

3. Sarepta Therapeutics Inc Com — None — Buy

3. Sarepta Therapeutics Inc Com — None — Buy (add'l)

3. South State Corp Com — Int/Div — Buy

3. South State Corp Com — Int/Div — Buy (add'l)

3. South State Corp Com — Sold

3 - Softbank Corp Unspon ADR — None — Buy

3 - Softbank Corp Unspon ADR — None — Buy (add'l)

3 - Softbank Corp Unspon ADR — None — Buy (add'l)

3 - Softbank Corp Unspon ADR — None — Buy (add'l)

3 - Softbank Corp Unspon ADR — Sold

3. Dragonwave Inc Com — None — Buy

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

3. Dragonwave Inc Com — None — Buy (add'l)

First Federal checking — None

NBSC (also called National Bank of South Caroling) — Interest

Wells Fargo , NA — Interest

Equitable Variable: EQ Agresssive (whole life policy) — None

Jefferson-Pilot Adjustable Life policy — None

UGMA 2 A (Marked as # A)

4 A - Capital World Growth & Income Fund ne CIC — Int/Div

2 A - First Clearing, LLC - Cash balance — Interest

A American Fds Washington Mut {Edu Sves Acet)ino control) — Int/Div

UGMA 2 A, Trust (Marked as #AT1)

2 ATI - First Clearing, LLC - Cash balance — Int/Div

ZATI-AT&T Inc. (TT) — Int/Div

2 ATI - Russell Invt Co Multi-strategy Alternative Fd C1 S (RMSSX) — None

ATI - Russell Invt Co Global Infrastructure Fd Class S (RGISX) — Int/Div

ATI - Russell Invt Co Commodity Strategies Fd C1 S (RCCSX) — Int/Div

ATI - Russell Invt Co Commodity Strategies Fd C1 S (RCCSX) — Sold (part)

ATI - Russell Invt Co Commodity Strategies Fd C1 S (RCCSX) — Sold (part)

4 ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None

ATI - Russell Emerging Mkis C1 S (REMSX) — Int/Div

ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Int/Div

ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)

ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)

ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)

ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)

2 ATI - Russell GIbl Eqgty Class S (RGESX) — Int/Div

2 ATI - Russell GIbl Eqgty Class S (RGESX) — Sold (part)

ATI - Russell US Small Cap Equity Class S(RLESX) — Int/Div

ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Int/Div

ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Sold (part)

ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Int/Div

ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Sold (part)

UGMA # B (Marked as # B)

B- Capital World Growth & Income Fund Ine. C1 C — Int/Div

B- Capital World Growth & Income Fund Ine. C1 C — Sold (part)

B First Clearing, LLC - Cash balance — Interest

B Columbia Mgmt Futre Schol 529 Collge Swng PI (no control} — Int/Div

2B -BPPLC stock — Int/Div

Liability — TD Ameritrade — Margin account

Spouse's income — 2014 — Florence Public School District One

In Part VII, page 4, line 1, Column B(1) for 1.25 acres Florence County received no rental income for the year therefore, column B(2) is "None", The basis as

originally reported, (1/2011, $60,000) was divided as follows: 1.25 A Florence C (1/2011, $10,000), 72.3 & Marion C, SC (1/2011, $50,000). The 72.13 acres

Marion County, SC was sold on 12/31/2013 to Christopher Hayek. The 1.25 a Florence C (1/2011 $10,000) is still owned ut 12/31/2013.

Part VIL, lines 3,9, 12, 44 and 47 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash m that

specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts,

Part VIL, lines 2, 8, 11,42, 46, and 68 are header lines for the investments listed below the specific line.

Part VIL, line 21, Dragonwaver, Inc com

No dividend income was received on this security.

Part VII, line 45, # A American Fds Washington Mut (Edu Svgs Acct) (no control). The fund is American Funds, Washington Mutual Investors, Fund - A, which

is an educational savings account. (no control)

Part VIL line 72, # B Columbia Mgmt Futre Schol 529 Collge Svg Pl (no control. This is the Columbia Management Future Scholar 529 College Savings Plan.

The funds are invested in the Columbia Moderate Growth A. (no control).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Thomas Charles Rogers | Frix