Thomas Charles Rogers
2014Annual
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What was filed
73
investments
0
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
1
spouse income
Named parties
- TD Ameritrade
- Florence Public School District One
As filed
1.25a Florence C (1/2011. $10,000) — None
Brokerage account # (Marked as # )
First Clearing, LLC - Cash balance — None
1-AT&T Inc — Int/Div
1 «Softbank Corp ADR — Int/Div — Buy
1 «Verizon Communications Com — Int/Div
1-8C Jobs Econ DV Ath Stdnt 4.25% f01724 "YY" — Int/Div
Brokerage account # 2 {Marked as # 2)
2 Cash balance -First Clearing, LLC — Int/Div
2. Exxon Mobil Corp — Int/Div
Brokerage account # 3 (Marked as # 3)
3. Ameritrade MMDA Account - Cash balance — Int/Div
3. Sarepta Therapeutics Inc Com — None — Buy
3. Sarepta Therapeutics Inc Com — Sold
3. Sarepta Therapeutics Inc Com — None — Buy
3. Sarepta Therapeutics Inc Com — None — Buy (add'l)
3. South State Corp Com — Int/Div — Buy
3. South State Corp Com — Int/Div — Buy (add'l)
3. South State Corp Com — Sold
3 - Softbank Corp Unspon ADR — None — Buy
3 - Softbank Corp Unspon ADR — None — Buy (add'l)
3 - Softbank Corp Unspon ADR — None — Buy (add'l)
3 - Softbank Corp Unspon ADR — None — Buy (add'l)
3 - Softbank Corp Unspon ADR — Sold
3. Dragonwave Inc Com — None — Buy
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
3. Dragonwave Inc Com — None — Buy (add'l)
First Federal checking — None
NBSC (also called National Bank of South Caroling) — Interest
Wells Fargo , NA — Interest
Equitable Variable: EQ Agresssive (whole life policy) — None
Jefferson-Pilot Adjustable Life policy — None
UGMA 2 A (Marked as # A)
4 A - Capital World Growth & Income Fund ne CIC — Int/Div
2 A - First Clearing, LLC - Cash balance — Interest
A American Fds Washington Mut {Edu Sves Acet)ino control) — Int/Div
UGMA 2 A, Trust (Marked as #AT1)
2 ATI - First Clearing, LLC - Cash balance — Int/Div
ZATI-AT&T Inc. (TT) — Int/Div
2 ATI - Russell Invt Co Multi-strategy Alternative Fd C1 S (RMSSX) — None
ATI - Russell Invt Co Global Infrastructure Fd Class S (RGISX) — Int/Div
ATI - Russell Invt Co Commodity Strategies Fd C1 S (RCCSX) — Int/Div
ATI - Russell Invt Co Commodity Strategies Fd C1 S (RCCSX) — Sold (part)
ATI - Russell Invt Co Commodity Strategies Fd C1 S (RCCSX) — Sold (part)
4 ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None
ATI - Russell Emerging Mkis C1 S (REMSX) — Int/Div
ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Int/Div
ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)
ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)
ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)
ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Sold (part)
2 ATI - Russell GIbl Eqgty Class S (RGESX) — Int/Div
2 ATI - Russell GIbl Eqgty Class S (RGESX) — Sold (part)
ATI - Russell US Small Cap Equity Class S(RLESX) — Int/Div
ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Int/Div
ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Sold (part)
ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Int/Div
ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Sold (part)
UGMA # B (Marked as # B)
B- Capital World Growth & Income Fund Ine. C1 C — Int/Div
B- Capital World Growth & Income Fund Ine. C1 C — Sold (part)
B First Clearing, LLC - Cash balance — Interest
B Columbia Mgmt Futre Schol 529 Collge Swng PI (no control} — Int/Div
2B -BPPLC stock — Int/Div
Liability — TD Ameritrade — Margin account
Spouse's income — 2014 — Florence Public School District One
In Part VII, page 4, line 1, Column B(1) for 1.25 acres Florence County received no rental income for the year therefore, column B(2) is "None", The basis as
originally reported, (1/2011, $60,000) was divided as follows: 1.25 A Florence C (1/2011, $10,000), 72.3 & Marion C, SC (1/2011, $50,000). The 72.13 acres
Marion County, SC was sold on 12/31/2013 to Christopher Hayek. The 1.25 a Florence C (1/2011 $10,000) is still owned ut 12/31/2013.
Part VIL, lines 3,9, 12, 44 and 47 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash m that
specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts,
Part VIL, lines 2, 8, 11,42, 46, and 68 are header lines for the investments listed below the specific line.
Part VIL, line 21, Dragonwaver, Inc com
No dividend income was received on this security.
Part VII, line 45, # A American Fds Washington Mut (Edu Svgs Acct) (no control). The fund is American Funds, Washington Mutual Investors, Fund - A, which
is an educational savings account. (no control)
Part VIL line 72, # B Columbia Mgmt Futre Schol 529 Collge Svg Pl (no control. This is the Columbia Management Future Scholar 529 College Savings Plan.
The funds are invested in the Columbia Moderate Growth A. (no control).
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.