James E. Gates

UBS Bank Account — Interest

Fundamental Investors (American Funds) — Int/Div

Growth Fund of America { American Funds) — Int/Div

Investment Co. of America (Amencan Funds) — Int/Div

New Ecomony Fund {American Funds) — Int/Div

New Perspective Fund (American Funds) — Int/Div

Small Cap World Fund {American Funds) — Int/Div

Washington Mutual Investors Fund (American Funds) — Int/Div

I Shares S&P Small Cap 600 Value Index Fund — Int/Div

Shares S&P Small Cap 600 Growth Index Fund — Int/Div

Shares S&P Mid Cap 400 Value Index Fund — Int/Div

Shares S&P Mid Cap 400 Growth Index Fund — Int/Div

U.S. Treasury (1 bonds, notes) — Interest

Vanguard Tax-Managed Growth & Income Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard Mid Cap Index Fund — Int/Div

Vanguard Short Term Invest. Grade Bond Fund — Int/Div — Sold (part)

Vanguard Short Term Invest. Grade Bond Fund — Sold (part)

Oppenheimer International Bond Fund — Int/Div

Franklin Templeton Global Bond Fund — Int/Div

Delaware Limited Term Bond Fund — Int/Div

RS Low Duration Bond Fund — Int/Div

Euro Pacific Bond Fund { American Funds) — Int/Div

Spouse's income — 2013 — North Raleigh United Methodist Church--salary

Part 1. My term on the Council of the Dispute Resolution Section of the North Carolina Bar Assocation expired in 2013, and therefore the reference to it in the

report for 2012 has been dropped.

Part 111. B. page 2, line 1.

income paid Jan. through May and Sept. through Dec. in reporting period.

Part VII. Vanguard Balanced Index Fund, which appeared on the report for 2012, is not included in the instant report because the investment is held by

who was no longer

in 2013.