Alan Cooke Kay

Bank of America — Interest

Wells Fargo Bank — Interest

DOJFCU (CD) — Interest

Pacific Life Ins. Select Exec NI — Int/Div

Pacific Life Var Iniv. Life Ins. — Int/Div

Janney Advantg. Ins Sweep(Money Mkt) — Interest — Closed — out see Part vii

RBC Bank Deposit Program (Money Mkt) — Int/Div — Open — in see Part vil

EQITIES

American Tower Corp. Cl. A com — None — Sold

American Water Wks Co. Inc. New — None — Sold

Amnaly Cap. Management Inc. Pref Rate App. Trans, — None — Sold

Artesian Res. Corp. C1. A — Int/Div

Chesapeake Energy Corp — None — Sold

Cisco Systems Inc — Int/Div

Conoco Phillips com — Int/Div

Exelon Corp — Int/Div

Exxon Mobile Corp. — Int/Div

General Electric Co. com — Distribution

Gladstone Capital Corp. Ser A Noncum Var — None — Sold

JP Morgan Chase — Int/Div

Morgan Stanley Dep Shs Rep. 1/1000 Prfd Ser A Non Cum Var — Int/Div

Microsoft Corp. — Int/Div

Phizer Inc — Int/Div

State Street Comp — None — Sold

MUTUAL FUNDS

Blackstone GSO Strategic CR Fnd SBI — Int/Div — Buy

Eaton Vance World Gwth Hith Sci Fad C11 — None — Sold

Ivey Funds Inc. Asset Stregy Fond C1. — Int/Div

Nuveen Equity Prem Adv. Fd — None — Sold

Oppenheimer Deviop, Mkts Fad Cl. A — Int/Div

Pimco Dynamic Income Fnd — Int/Div — Buy

Pimco Fads Pac Inv Mgmt Ser All Asset Fd CL A — Int/Div

Prudential Income Strategy Fud — Int/Div — Buy

Prudential Inv. Port Inc 10 Jenison Equity Inc. Fed CL A — Int/Div

Prudential Sector Fnd Ins. Hlth Sci Fad CLI — None — Buy

Prudential Total Return Bond Fd Inc. CLA — Int/Div — Buy

Small Cap World Fnd Inc. C11 — None — Sold

Exec.Commuttee, Lawyers Club

Director, Inwood House

See Part VII lines 6-7 Change of brokerage company from Janney Montgomery Scott to RBC Wealth Management resulting in a change

of the money market accounts