James E. Gates

UBS Bank Account — Interest

Fundamental Investors (American Funds) — Int/Div

Growth Fund of America { American Funds) — Int/Div

Investment Co. of America (Amencan Funds) — Int/Div

New Ecomony Fund {American Funds) — Int/Div

New Perspective Fund (American Funds) — Int/Div

Small Cap World Fund {American Funds) — Int/Div

Washington Mutual Investors Fund (American Funds) — Int/Div

I Shares S&P Small Cap 600 Value Index Fund — Int/Div

Shares S&P Small Cap 600 Growth Index Fund — Int/Div

Shares S&P Mid Cap 400 Value Index Fund — Int/Div

Shares S&P Mid Cap 400 Growth Index Fund — Int/Div

U.S. Treasury (1 bonds, notes) — Interest

Vanguard Tax-Managed Growth & Income Fund — Int/Div — Sold (part)

Vanguard Tax-Managed Growth & Income Fund — Sold (part)

Vanguard Tax-Managed Growth & Income Fund — Sold (part)

Vanguard 500 Index Fund — Int/Div — Sold (part)

Vanguard 500 Index Fund — Sold (part)

Vanguard 500 Index Fund — Sold (part)

Vanguard Small Cap Index Fund — Int/Div — Sold (part)

Vanguard Mid Cap Index Fund — Int/Div — Sold (part)

Vanguard Total International Stock Index Fund — Interest — Sold

Vanguard Short Term Invest. Grade Bond Fund — Int/Div — Sold (part)

Vanguard Short Term Invest. Grade Bond Fund — Sold (part)

Vanguard Balanced Index Fund — Int/Div — Sold (part)

Vanguard Balanced Index Fund — Sold (part)

Oppenheimer International Bond Fund — Int/Div

Franklin Templeton Global Bond Fund — Int/Div

Delaware Limited Term Bond Fund — Int/Div — Sold (part)

RS Low Duration Bond Fund — Int/Div

Euro Pacific Bond Fund (American Funds) — Int/Div

Member of Section Council, North Caroling Bar Association, Dispute Resolution Section

Income — 2012 — Campbell University Law School--Teaching (spring semester) — $2,500.00)

Spouse's income — 2012 — North Raleigh United Methodist Church--salary

Part |, page 1. Although it is not entirely clear that membership on the Council of the Dispute Resolution Section of the North Carolina Bar Association is

reportable, it is listed out of an abundance of caution.

Part ITL.B. page 2, line 1. |= ncome paid Jan. through May and Sept. through Dec. in reporting period.