Lawrence Patrick Auld

Bank of America Cash Accounts — Interest

Truliant Federal Credit Union Cash Accounts — Interest

Brokerage Account #1 (H)

Lord Abbett Bd-Deb C BDLAX — Int/Div

Pimeo Income PONCX — Int/Div

New Perspective Fund — Int/Div

JP Morgan UM Behavioral Value Fd LUBVCX — Int/Div

Brokerage Account #2 (H)

Vanguard Tax Mgd Sml Cap Inv VTMSX — Int/Div

CBRE Clarion Global Real Estate — Int/Div

Ishares Min Vol Emrg Mkt — Int/Div

Ishares TR Gl Timb Fore — Int/Div

New World Fd Inc New NFFFX — Int/Div

Oppenheimer Intl Growth Fd OIGYX — None — Sold

Oppenheimer ETF Tr Large Cap Rev RWL {formerly Opp Rev Weighted) — Int/Div — Buy (add'l)

SPDR S&P S00 — Int/Div

Vanguard Tax Managed Fd Europe Pacific VEA — Int/Div — Buy (add'l)

Vanguard Tax Managed Fd Europe Pacific VEA — Buy (add'l)

Vanguard Whitehall Fds Inc — Int/Div

Vanguard Index Fds — Int/Div — Buy (add'l)

Vanguard Index Fds — Buy (add'l)

Vanguard Index Fds — Buy (add'l)

Virtus VONTOBEL Emerging Markets Oppty HIEMX — Int/Div

Advantage Bank Deposit FDIC Insured at various bks — Interest

IRA £1 (H)

Invesco ntl Growth Fd C1 A AIIEX — None — Sold

New Perspective Fd Inc ANWFX — Int/Div

Powershares DB Cmdty Indx Track DBC — None

Doubleline Fds Tr Emerging Mkts Income DLENX — Int/Div

Harbor Capital Appreciation HCAIX — Int/Div

Virtus Vontobel emerg Mrkits Oppty C1 HIEMX — Int/Div

CBRE Clarion Global Real Estate IGR — Int/Div

Lyrical US Value Equity LRIX — Int/Div

New World Fd Inc New NFFFX — Int/Div

PIMCO Income P PONPX — Int/Div

SPDR S&P SOO ETF SPY — Int/Div

Undiscovered Mgr Beh'l Val UBVLX — Int/Div

Vanguard Intl Equity Index Fd — Int/Div

Ishares TR Gl Timb Fore WOOD — Int/Div

Ishares Min Vol Emrg Mkt EEMV — Int/Div

Vanguard Index Fds REIT VNQ — Int/Div

Ishares Tr MSCL EAFE ETF EFA — Int/Div — Buy

Advantage Bank Deposit FDIC Insured at various Bks — Interest

401k #1 (H)

Vanguard Windsor 11 Admiral — None — Sold

Sterling Capital Special Opp — Int/Div — Sold

T Rowe Price Blue Chip Growth — Int/Div — Sold

Dreyfus Small Cap Stock Index — Int/Div — Sold

Amencan Europacific Gr R6 — None — Sold

Vanguard REIT Index Admiral — None — Sold

Vanguard 500 Index Admiral — None — Sold

Western Asset Core Bond IS — Int/Div — Sold

Fidelity Mid Cap Stock — Int/Div — Sold

ABA Retirement Funds: Large-Cap Index Equity Fund — Int/Div — Buy

ABA Retirement Funds: Mid-Cap Index Equity Fund — Int/Div — Buy

ABA Retirement Funds: Small-Cap Index Equity Fund — Int/Div — Buy

ABA Retirement Funds: International Index Equity Fund — hy — Buy

ABA Retirement Funds: Real Estate Return Fund — Int/Div — Buy

VOYA Rehastar Variable Life Ins (H)

Large Cap Growth Portfolio — None

TT Rowe Price Div Mid Cap Grth Cls — None

Voya Russell Large Cap Growth Index Port Cl — None

VCSP College America 529 Plan (H)

American Funds Amcap Fund - 529 fd cl A CAFAX — Int/Div

American Funds EuroPacific Growth Fund «-S29A — Int/Div

American Funds The Growth Fund of America - S29A — Int/Div

American Funds SMALLCAP World Fund «S29A — Int/Div

American Funds Captial World Growth and Income - S29A — Int/Div

American Funds Washington Muutal Investors Fund - S$29A — Int/Div

American Funds Capital Income Builder £20A CIRAX — Int/Div

Amencan Funds New World Fund — Int/Div

American Funds Capital World Bond Fund CCWAX — Int/Div

American High Income CITAX — Int/Div

BB&T Cash Accounts — Interest — Closed

State Employees’ Credit Union Cash Accounts — Interest — Closed

Wells-Fargo Cash Accounts — Interest — Closed

Brokerage Account #3 (H) (X)

BB&T Corp. (X) — None — Sold

Exxon Mobil Corp. (X) — None — Sold

Ford Motor Co. (X) — Int/Div — Sold

IBM(X) — None — Sold

Procter & Gamble Co. (X) — Int/Div — Sold

Amencan Funds: AMCAP Fund (X) — Int/Div

American Funds: Capital Income Builder (xX) — Int/Div

American Funds: Capital World Grw & Inc. Fund (X) — Int/Div

American Funds: Fundamental Investors Fund (X) — Int/Div

American Funds: Income Fund of America xX) — Int/Div

American Funds: New Economy Fund (X) — Int/Div

American Funds: New Perspective Fund (xX) — Int/Div

Edward Jones Cash Account (X) — None

Adpnct Professor of Pretrial Practice, Duke Umiversity School of Law

Income — 27 — Duke Umiversuty School of Law: teaching income — SO.00

Spouse's income — 2017 — self-employed attorney

In Part I, the position of adjunct professor is listed because of the direction that positions held by the filer must cover from January | of the reporting period

through the date the report is filed. The filer did not serve as un adjunct professor during 2017. He began serving as an adjunct professor in January 2018.

Accordingly, in Part [11-A, the income listed for 2017 is $0,00,