Thomas B. Smith

2016Annual

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Pull out the substance of this filing.

What was filed

  • 18

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 3

    reimbursements

  • 1

    income

  • 2

    spouse income

Named parties

  • The Florida Bar
  • State of Flonda--Pension
  • Orlando Health--Hourly Wages
  • American Society of Clinical Pathologists-—-Cost Reimbursement and Speaking Fees

As filed

Federated Prime Obligations Trust SH Money Market — Int/Div

Oppenheimer Global FD Class A Mutual Fund — Int/Div

Oppenheimer Main Street Select Class A Mutual Fund — Int/Div

T Rowe Price Global Technology Mutual Fund — Int/Div

T Rowe Price Intemational Stock Mutual Fund — Int/Div

Vanguard Dividend Growth Mutual Fund — Int/Div

Vanguard Global Equity Mutual Fund — Int/Div

MetLife Stable Value Symbol GAG! — Interest

Valic Fixed Account Plus fixed income Annuity — Int/Div

Principal Global Investors Large Cap S&P 200 Index RS Fund — Int/Div

Principal Global Investors Small Cap S&P 600 Index RS Fund — Int/Div

Capital Research and Mgmet. Co. Am Feds New Persp R3 Fund — Int/Div

American Funds Target Date Rtm 2020 R6 Fund — Int/Div

Country Life Insurance Company Life Policy single premium whole life — Int/Div

SunTrust Bank Account — Interest

McCoy Federal Credit Union — Interest

MetLife Stable Value Symbol GAG) — Interest

West Asset Management U.S. Government Portfolio — Int/Div

Agreement — 2016 — State of Flonda Employee Pension Plan--No Control

Reimbursement — The Florida Bar — January 28 to January 29,2016 — Orlando, Flonda — Attend Business Law Section Meetings — Transportation, Parking, Meals

Reimbursement — Section Meetings and Dinner

Reimbursement — The Florida Bar — September 2 to September 5, 2016 — Naples, Florida — Attend Business Law Section Retreat — Transportation, Lodging, Parking, Meals

Income — 2016 — State of Flonda--Pension — S458.936.00

Spouse's income — 2016 — Orlando Health--Hourly Wages

Spouse's income — 2016 — American Society of Clinical Pathologists-—-Cost Reimbursement and Speaking Fees

Part VIL. Line 13, the Principal Lifetime 2020 Fund now goes by the name American Funds Target Date Rtm 2020 R6 Fund.

Part VII. Line 8, On my 2015 report | listed MetLife Stable Value Symbol GAGI and on my 2016 report | listed Fidelity 403B. This is my wife's retirement asset

through her employer, Orlando Health, The "Plan Details” for the Orlando Health 4038 Retirement Savings Plan shows “Fidelity Investments” in the top right

corner und the plan suys it is "powered by” Fidelity Investments which is where 1 got that reference. But, the investment option within the plan which my wife

chose is MetLife Stable Value which is a bond fund. Therefore, | have amended Line 8, consistent with the 2015 report because, while Fidelity has some role in

the Orlando Health plan, my wife's investment is in the MetLife Stable Value fund.

Part VII. Line 17. On my 2015 report 1 listed MetLife Stable Value Symbol GAGJ and on my 2016 report | listed MetLife Universal Annuity. This is another of

my wife's retirement vehicles through Orlando Health and again, 1 was in error. The mvestment was correctly listed as MetLife Stable Value Symbol GAGJ on the

2015 report and | have amended this report accordingly.

Part Vii. Line 19. My 2016 report lists Brighthouse Financial Universal Annuity which was not on my 2015 report. Once again, this is my wife's investment,

Between the filing of my 2015 and 2016 reports, the name changed from MetLife to Brighthouse Financial. But, the servicing agent (Voya Financial Advisors)

and account number remained the same. The investment which is 1005 in the West Asset Management U.S. Government Portfolio also remained the same.

Accordingly, | have deleted line 19 because the actual mvestment already appears at line 18. According to the statement, the plan type is “Tax Sheltered Annuity"

und the product type is "Universal Annuity." According to the prospectus, it is a "variable" annuity,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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