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Robert Michael Dow jr

2013Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 220

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 3

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Arthur J. Schimatt Foundation
  • Chase Bank
  • Lauren Barr
  • Sarah Rauh
  • Kate Roin
  • Bailey & Glasser LLP «« mcome as partner at law firm

As filed

GCG Mutual Fund

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

AST Bond Portfolio 2022 — None — Sold

AST Bond Portfolio 2023 (X) — None — Open

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST Bond Portfolio 2023 (X) — Buy (add'l)

AST Bond Portfolio 2023 (X) — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — None — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Buy (add'l)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

AST First Trust Cap/Prudential Growth Allocation Portfolio — Sold (part)

Harms Bank accounts — Interest

American Funds Euro Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of America — Int/Div

American Funds Growth Fund of America — Int/Div

GCG 529 Fund #1

EuroPacific Growth Fund 529A — Int/Div

American Funds New Economy Fund — Int/Div

GOG 529 Fund #2

American Funds Capital World G/1 529A — Int/Div

American Funds Growth Fund of America $20A — Int/Div

GOG 529 Fund #3

New Perspective Fund 529A — Int/Div

American Funds Fundamental Investors $29A — Int/Div

GOG 529 Fund #4

American Funds SmallCap World Fund $29A — Int/Div

American Funds Capital Income Builder $20A — Int/Div

Podesta (Millenium Trust) HSA Account — Interest — Closed

TD Ameritrade (HSA Bank) (X) — Interest — Open

Sauk Valley Community Bank Common Stock — Int/Div

MS) Inc. Common Stock — None

Minnesota Life: Variable Adjustment Life Insurance — None — Redeemed

Buffalo Javhawk China Fund — None — Buy (add'l)

Buffalo Javhawk China Fund — Sold

Buffalo Intemational Fund [mm — Int/Div — Buy (add'l)

Buffalo Intemational Fund [mm — Sold (part)

Buffalo Intemational Fund [mm — Sold (part)

Buffalo Intemational Fund [mm — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Small Cap Fund — Int/Div — Sold (part)

Buffalo Small Cap Fund — Sold (part)

Buffalo Small Cap Fund — Buy (add'l)

Buffalo Science & Tech (Discovery) Fund — Int/Div — Sold (part)

Buffalo Science & Tech (Discovery) Fund — Sold (part)

Buffalo Science & Tech (Discovery) Fund — Buy (add'l)

Buffalo Large Cap Fund — Int/Div — Sold (part)

Buffalo Large Cap Fund — Sold (part)

Buffalo Large Cap Fund — Buy (add'l)

Buffalo USA Growth Fund — Int/Div — Sold (part)

Buffalo USA Growth Fund — Sold (part)

Buffalo USA Growth Fund — Buy (add'l)

Northern Inst. Tax -Exempt — None

Bailey & Glasser 401k Profit Sharing Plan [

Vanguard Wellington Admiral — Int/Div — Sold

T Rowe Price Blue Chip Growth — Ine — Sold

Morgan Stanley Inst MidCap Gr — hy — Sold

Goldman Sachs Growth Opp C1 1 — Int/Div — Buy (add'l)

Qakmark Global — Int/Div — Sold

Prud Jenn Natural Resources A (X) — Int/Div — Buy

Oppenheimer Developing Markets A (X) — Int/Div — Buy

American Funds Cap Wid Gr Inc R3 (X) — Int/Div — Buy

Nuveen Small Cap Index A (X) — Int/Div — Buy

Sequella, Inc — None

IRX Therapeutics, Inc — None

Director, Arthur J. Schimatt Foundation

Liability — Chase Bank — credit card

Reimbursement — Lauren Barr — 830/130 831/13 — Stuart, FL — Officiate at wedding for former extern — Meals, lodging

Reimbursement — Sarah Rauh — 9/20/13 10 9/22/13 — Sausalito, CA — Officiate at wedding for former law clerk — Transportation, meals, lodging

Reimbursement — Kate Roin — 1004/13 10 10/6/13 — Aspen, CO — Officate at wedding for former law clerk — Meals, lodging

Spouse's income — 2013 — Bailey & Glasser LLP «« mcome as partner at law firm

Part VII:

1. Lines 3, 153, 159, 162, 165, 168, and 209 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the lines

below each header.

2. For line 172, the HSA account with TD Ameritrade (HSA Bank) 1s now below $100.00 m value and will be spent down to zero during 2014.

3. For lines 4-52, 54-102, and 103-151, the volume of trades between the various Prudential accounts, sometimes every day for a week or more, takes place to keep

4 guaranteed minimum value in the account,

4. For line 103, the asset "AST First Trust Cap/Prudential Growth Allocation Portfolio" was formerly known as "AST First Trust Cap Appr Target Portfolio.”

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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