Mary Patricia Gorman

TCW Funds Relative Value Large Cap (TGDIX) — Int/Div

M. Hogan Trust #1 - Checking account at JPMorgan Chase — None

M. Hogan Trust #1 - Whole life policy with Gen. Amer. Life — None

M. Hogan Trust #2 - Checking account at JPMorgan Chase — None

M. Hogan Trust #2 - Whole life. policy with Gen Amer. Life — None

Whole life ins. Policy with Northwestern Mutual Life Ins, — None

AMG Funds Timessquare Mid Cap Gr. f/k/a Mgrs Fd Mid Cap Gr (TMDPX) — Int/Div

Artisan Partners Fds Small Cap Fd (ARTSX) — Int/Div

Blackrock Funds Core Bond (BFMCX) — Int/Div

Blackrock Funds Emerging Market Long Short Equity Fd. (BLSIX) — Int/Div — Buy (add'l)

Blackrock Funds Emerging Market Long Short Equity Fd. (BLSIX) — Sold

Blackrock Global Alloc Instit. (IMALOX) — Int/Div

Blackrock Global Alloc Instit. (IMALOX) — Sold (part)

Credit Suisse Commodity Ret. Strat. Fd (CRSOX) — Int/Div — Buy

Credit Suisse Commodity Ret. Strat. Fd (CRSOX) — Buy (add'l)

Delaware Group Adviser FDS Inc US Growth Fd (DELIX) — Int/Div

Delaware Group Adviser FDS Inc US Growth Fd (DELIX) — Sold (part)

Delaware Group Adviser FDS Inc US Growth Fd (DELIX) — Sold (part)

Delaware Group Equity FDS 11 Value Fd (DDVIX) — Int/Div

Deutsche Global/lntl Fd. Global Sm.Cap (SGSCX) — Int/Div — Buy

Deutsche Sec. Enhanced Commodity Strat Fd. (SKNRX) — Int/Div — Buy

Deutsche Sec. Global Real Est. Secs. Fd. (RRGTX) — Int/Div — Buy

Dreyfus Emerging Mkts. Fd. (DRPEX) — Distribution — Sold

Eaton Vance Global Macro Absolute Return Fd. (FGRIX) — Int/Div — Buy

Fidelity Advisor Strategic Income Fd {FSRIXO) — Int/Div — Buy

First Eagle Funds Global Fd. (SGIIX) — Int/Div

First Eagle Funds Sogen Overseas Fd (SGOIX) — Int/Div

Forward Funds Tactical Growth Fd (FTGMX) — Int/Div

Gabelli Equity Ser. Fd. Sm. Cap Growth Fd, (GACTX) — Int/Div — Buy

Gabelli Equity Ser. Fd. Sm. Cap Growth Fd, (GACTX) — Buy (add'l)

Gabelli Equity Ser. Fd. Sm. Cap Growth Fd, (GACTX) — Sold (part)

Goldman Sachs Dynamic Allocation Fd (GDIFX) — Int/Div

Goldman Sachs Finl Square Tax Free Money Mkt (FTXXX) — Int/Div

Goldman Sachs Finl Square Tax Free Money Mkt (FTXXX) — Sold (part)

Goldman Sachs Finl Square Treas Instrs Fd. (FTIXX) — Int/Div

Goldman Sachs Finl Square Treas Instrs Fd. (FTIXX) — Buy (add'l)

Goldman Sachs Finl Square Treas Instrs Fd. (FTIXX) — Buy (add'l)

Goldman Sachs Finl Square Treas Instrs Fd. (FTIXX) — Buy (add'l)

Goldman Sachs Finl Square Treas Instrs Fd. (FTIXX) — Buy (add'l)

Gotham Absolute Return Fund (GARIX) — Int/Div — Buy

Gotham Absolute Return Fund (GARIX) — Buy (add'l)

Harbor Cap. Apprec Fd. (HACAX) — Int/Div

Harbor Cap. Apprec Fd. (HACAX) — Sold (part)

Harbor International Fund (HAINX) — Int/Div

Harris Assoc. Invt. Tr. Oakmark Intl. Fd {OAKIX) — Int/Div — Buy (add'l)

Harris Assoc. Invt. Tr. Oakmark Intl. Fd {OAKIX) — Sold

Heartland Group Value Plus Fd. (HNVIX) — Int/Div — Sold

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Int/Div

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Sold (part)

S10. — Sold (part)

Invesco Global Real Estate Fd (ARGY X) — Int/Div — Buy (add'l)

Inv Mgrs Ser Tr Oak Ridge Small Cp Gr Fd fik/a Pioneer Ouk (ORTYX) — Int/Div

Ivy Funds Asset Strategy Fd. (IVAEX) — Int/Div

Ivy Funds Asset Strategy Fd. (IVAEX) — Buy (add'l)

Janus Inve Fd. Flexible Bond Fd. (JFLEX) — Int/Div — Sold

John Hancock Classic Value Fund (JCVIX) — Int/Div

John Hancock Funds Absolute Return Currency (JCUIX) — Int/Div

John Hancock Funds Absolute Return Currency (JCUIX) — Buy (add'l)

John Hancock Funds Absolute Return Currency (JCUIX) — Sold (part)

JP Morgan US Large Cap Core Plus Fd JLPSX) — Int/Div

JP Morgan US Large Cap Core Plus Fd JLPSX) — Sold (part)

Kinetics Mut Fds Inc. Paradigm Fd (KENPYX) — Int/Div

Lazard Fds. Intl. Equity Port Inst]. (LZIEX) — Int/Div — Buy

Lazard Fds. Intl. Equity Port Inst]. (LZIEX) — Sold (part)

Mainstay Funds Marketfield Fd. (MFLDX) — Int/Div

Mainstay Funds Marketfield Fd. (MFLDX) — Sold (part)

Mainstay Funds Marketfield Fd. (MFLDX) — Sold (part)

Nationwide Mut. Fds New Geneva Midcap Growth Fd (NWHYX) — Int/Div — Sold

Natixis Fds. ASG Managed Futures Strat Fd. (ASFYX) — Int/Div

Natixis Fds. ASG Managed Futures Strat Fd. (ASFYX) — Sold (part)

Natixis Fds. ASG Managed Futures Strat Fd. (ASFYX) — Buy (add'l)

Natixis Fds. ASG Managed Futures Strat Fd. (ASFYX) — Sold (part)

Natixis Fds. ASG GIbl Alternatives Fd (GAFYX) — Int/Div — Buy

Natixis Fds. ASG GIbl Alternatives Fd (GAFYX) — Buy (add'l)

Natixis Fds. ASG GIbl Alternatives Fd (GAFYX) — Sold (part)

Neuberger Berman Alternative Funds Long Short Fd, (NLSIX) — Int/Div — Sold

Oppenheimer Dev. Mkts. Fd. (ODVYX) — Int/Div

Oppenheimer Dev. Mkts. Fd. (ODVYX) — Buy (add'l)

Oppenheimer Dev. Mkts. Fd. (ODVYX) — Buy (add'l)

Oppenheimer Intl. Growth Fd. (OIGYX) — Int/Div

Oppenheimer Global Fd. (OGLYX) — Int/Div

Oppenheimer Global Fd. (OGLYX) — Sold (part)

Pimco All Asset Fd. (PAALX) — Int/Div

Pimco Funds Pacific Investment (PCRIX) — Int/Div — Buy (add'l)

Pimco Funds Pacific Investment (PCRIX) — Sold

Pioneer Fd. CK-Y (PYODX) — Int/Div

Pioneer Fd. CK-Y (PYODX) — Sold (part)

Principal Fds. High Yield Fd. (PHYTX) — Int/Div — Buy

Putnam Absolute Return (PDMYX) — Int/Div

Putnam Absolute Return (PDMYX) — Buy (add'l)

Putnam Absolute Return (PDMYX) — Sold (part)

RS Invi. Tr. Small Cap Growth Fd (RSYEX) — Int/Div — Buy

RS Invi. Tr. Small Cap Growth Fd (RSYEX) — Sold (part)

Russell Invi. Co. Global Equity Fd (RGESX) — Int/Div

Russell Invi. Co. Global Equity Fd (RGESX) — Sold (part)

Russell Invt. Co. Global Infrastructure Fd (RGISX) — Int/Div

Russell Invt. Co. Global Infrastructure Fd (RGISX) — Buy (add'l)

Russell Invt. Co. Global Infrastructure Fd (RGISX) — Sold (part)

Russell Invt. Co. Commodity Strat. Fd (RCCSX) — Int/Div

Russell Invt. Co. Commodity Strat. Fd (RCCSX) — Buy (add'l)

Russell Invt. Co. Commodity Strat. Fd (RCCSX) — Sold (part)

Russell Inve, Co. Global Opp. Fd. (RGCSX) — Int/Div

Russell Inve, Co. Global Opp. Fd. (RGCSX) — Buy (add'l)

Russell Inve, Co. Global Opp. Fd. (RGCSX) — Sold (part)

Russell Invt. Co. Emerging Mkts, Fd (REMSX) — Int/Div

Russell Invt. Co. Emerging Mkts, Fd (REMSX) — Buy (add'l)

Russell Invt. Co. Emerging Mkts, Fd (REMSX) — Buy (add'l)

Russell Invt, Co. Global Real Estate Fd (RRESX) — Int/Div

Russell Invt, Co. Global Real Estate Fd (RRESX) — Sold (part)

Russell Invt, Co. Global Real Estate Fd (RRESX) — Sold (part)

Russell Invt. Co. Intl. Develpd Mkts Fd (RINTX) — Int/Div

Russell Invt. Co. Intl. Develpd Mkts Fd (RINTX) — Sold (part)

Russell Invt. Co. Intl. Develpd Mkts Fd (RINTX) — Sold (part)

Russell Invt. Co. Intl. Develpd Mkts Fd (RINTX) — Buy (add'l)

Russell Invt. Co. Multi- Strategy Fd (RMSSX) — Int/Div

Russell Invt. Co. Multi- Strategy Fd (RMSSX) — Buy (add'l)

Russell Invt. Co. Multi- Strategy Fd (RMSSX) — Sold (part)

Russell Invi. Co. Strategic Bond Fd (RFCTX) — Int/Div

Russell Invi. Co. Strategic Bond Fd (RFCTX) — Sold (part)

Russell Invi. Co. Strategic Bond Fd (RFCTX) — Sold (part)

Russell Invt. Co. US Small Cap Equity Fd (RLESX) — Int/Div

Russell Invt. Co. US Small Cap Equity Fd (RLESX) — Sold (part)

Russell Invt. Co. US Small Cap Equity Fd (RLESX) — Buy (add'l)

Russell Invt. Co. US Small Cap Equity Fd (RLESX) — Buy (add'l)

Russell Inve. Co. US Strat. Eq. Fd. (RSESX) — Int/Div

Russell Inve. Co. US Strat. Eq. Fd. (RSESX) — Buy (add'l)

T. Rowe Price Real Estate Fd. (TRREX) — Int/Div

T. Rowe Price Real Estate Fd. (TRREX) — Sold (part)

TCW Funds Relative Value Large Cap (TGDIX) — Sold (part)

TCW Funds Relative Value Large Cap (TGDIX) — Buy (add'l)

Victory Portfolios Small Co Oppty Fd. (VSOIX) — Int/Div

Virtus Emerging Market Opp. Fd. (HIEMX) — Int/Div — Buy

Virtus Emerging Market Opp. Fd. (HIEMX) — Buy (add'l)

Virtus Emerging Market Opp. Fd. (HIEMX) — Buy (add'l)

Wells Fargo Fds Asset Allocation Fd (EAAIX) — Int/Div

Wells Fargo Emerging Growth Fd (WEMIX) — Int/Div

Wells Fargo Fds Emerging Mkts Equity Fund (EMGNX) — Int/Div

Wells Fargo Fds Emerging Mkts Equity Fund (EMGNX) — Buy (add'l)

WFA Absolute Return Fund (WARCX) — Int/Div

William Blair Funds Intl. Growth Fd (BIGIX) — Int/Div — Sold

Trustee, Michael R. Hogan Trust #1. Brother-in-law is settlor. Sole beneficiaries are my sister, nicees and nephews.

Trustee, Michael R. Hogan Trust #2. Brother-in-law is settlor, Sole beneficiaries are my sister, nieces and nephews.

Board member and treasurer, FE \on-prof corporation.