John James McConnell jr

Intel Corp — Int/Div

Global X — Int/Div

Brokerage Account #1 (H)

Wells Fargo Money Fund — Interest

Allergan(Fka Actavisjname change 6-15-18 — Int/Div — Buy (add'l)

Allergan(Fka Actavisjname change 6-15-18 — Buy (add'l)

Allergan(Fka Actavisjname change 6-15-18 — Sold (part)

Allergan(Fka Actavisjname change 6-15-18 — Sold

Affiliated Managers Group — Int/Div — Buy (add'l)

Apple Inc — Int/Div

Apphed Materials Inc — Int/Div — Buy (add'l)

CBOE Holdings Inc — Int/Div — Buy (add'l)

CBOE Holdings Inc — Buy (add'l)

Celgene Corp — None — Buy (add'l)

Celgene Corp — Buy (add'l)

Celgene Corp — Sold (part)

Charles Schwab Corp — Int/Div — Buy (add'l)

Charles Schwab Corp — Buy (add'l)

CME Group — Int/Div — Buy (add'l)

CME Group — Buy (add'l)

Danaher Corp — Int/Div — Buy (add'l)

Danaher Corp — Buy (add'l)

EFT Managers TR (formerly PureFunds ISE Cyber) — Int/Div — Buy (add'l)

Express Scripts Hldg Co — Sold

Fedex Corp — Int/Div — Buy (add'l)

Fedex Corp — Buy (add'l)

Fireeye Inc — None

First Trust NYSE Arca Biotechnology Index Fund — None — Buy

IQVIA Hidgs Inc — None — Buy

IQVIA Hidgs Inc — Buy (add'l)

Ishares China — Int/Div

Ishares NASDAQ — Int/Div — Buy

Ishares TRMSCI Emerging Mkts Index Fd — Int/Div

shares Tr Russell 2000 Index Fd — Int/Div

Ishares Transportation Average ETF — Int/Div — Buy (add'l)

Ishares Transportation Average ETF — Buy (add'l)

Ishares US Broker Dealers — Int/Div — Buy

Johnson & Johnson — Int/Div

Lam Research Corp — None — Buy

Lam Research Corp — Buy (add'l)

Lam Research Corp — Buy (add'l)

Lattice Semiconductor Corp — None

Morgan Stanley — Int/Div

NXP Semiconductors — Sold (part)

NXP Semiconductors — Sold

Powershares Golden Dragon China — Int/Div — Buy (add'l)

Qualcomm Inc — Int/Div — Sold (part)

SPDR Gold Trust — None

SPDR S&P Biotech ET — Int/Div

SPDR S&P Midcap 400 Trust Series N — Int/Div

SPDR S&P S00 Trust — Int/Div

SPDR Ser Tr S&P 600 Small Cap — Int/Div

SPDR S&P Semiconductor ETF — Int/Div — Buy (add'l)

Stryker Corp — Int/Div

Thermo Fisher Scientific Inc — Int/Div — Buy (add'l)

Thermo Fisher Scientific Inc — Buy (add'l)

United Natural Foods Inc — None — Sold (part)

Vanguard Mid Cap ETF — Int/Div

Vanguard S&P 500 — Int/Div

Whole Foods Market — Int/Div — Sold (part)

Whole Foods Market — Sold

Wisdomiree Investments — Int/Div — Buy (add'l)

Wisdomiree Investments — Buy (add'l)

Xilinx Inc — Int/Div

Family Trust £1 (H)

Wells Fargo Money Fund — Interest — (part)

Affiliated Managers Group — Int/Div — Buy (add'l)

Affiliated Managers Group — Sold (part)

Allergan(Fka Actavisjname change 6-15.15 — Int/Div — Buy (add'l)

Allergan(Fka Actavisjname change 6-15.15 — Sold (part)

Allergan(Fka Actavisjname change 6-15.15 — Sold

Apple Inc — Int/Div — Sold (part)

Apphed Materials Inc — Int/Div — Sold (part)

Apphed Materials Inc — Buy (add'l)

CBOE Holdings Inc — Int/Div — Buy (add'l)

CBOE Holdings Inc — Buy (add'l)

CBOE Holdings Inc — Sold (part)

Lelgene Corp — None — Buy (add'l)

Lelgene Corp — Buy (add'l)

Lelgene Corp — (part)

Lelgene Corp — Sold (part)

Charles Schwab Corp — Int/Div — Buy

Charles Schwab Corp — Buy (add'l)

CME Group — Int/Div — Buy (add'l)

CME Group — Buy (add'l)

CME Group — Sold (part)

Danaher Corp — Int/Div — Buy (add'l)

Danaher Corp — Buy (add'l)

Danaher Corp — Sold (part)

EFT Managers TR (formerly PureFunds ISE Cyber) — Int/Div — Buy

EFT Managers TR (formerly PureFunds ISE Cyber) — Sold (part)

Express Scripts Hldg Co — Sold

Fedex Corp — Int/Div — Buy (add'l)

Fedex Corp — Buy (add'l)

Fedex Corp — Sold (part)

First Trust NYSE Arca Biotechnology Index Fund — None — Buy

GlobalX — Int/Div — Sold (part)

Intel Corp — Int/Div — Sold (part)

IQVIA Hidgs lnc — None — Buy

IQVIA Hidgs lnc — Buy (add'l)

Ishares China — Int/Div — Sold (part)

Ishares NASDAQ — Int/Div — Buy

ISHRS Russell 2000 Index — Int/Div — Sold (part)

Ishares TR MSC Emergin Mkts Index Fd — Int/Div — Sold (part)

Ishares Transportation Average ETF — Int/Div — Buy (add'l)

Ishares Transportation Average ETF — Buy (add'l)

Ishares Transportation Average ETF — Sold (part)

Ishares US Broker Dealers — Int/Div — Buy

Johnson & Johnson — Int/Div — Sold (part)

Lam Research Corp — None — Buy

Lam Research Corp — Buy (add'l)

Lam Research Corp — Buy (add'l)

Lattice Semiconductor Corp — None — Sold (part)

Morgan Stanley — Int/Div — Sold (part)

NXP Semiconductors — None — Sold (part)

NXP Semiconductors — Sold

Powershares Golden Dragon China — Int/Div — Buy (add'l)

Powershares Golden Dragon China — Sold (part)

Qualcomm Inc — Int/Div — Sold (part)

Qualcomm Inc — Sold (part)

SPDR Gold Trust — Int/Div — Sold (part)

SPDR S&P 500 Trust — Int/Div — Sold (part)

SPDR S&P Biotech — Int/Div — Sold (part)

SPDR S&P Midcap 400 — Int/Div — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Sold (part)

SPDR S&P Semiconductor ETF — Int/Div — Buy (add'l)

SPDR S&P Semiconductor ETF — Sold (part)

Stryker — Int/Div — Sold (part)

Thermo Fisher Scientific Inc — Int/Div — Buy (add'l)

Thermo Fisher Scientific Inc — Buy (add'l)

Thermo Fisher Scientific Inc — Sold (part)

United Natural Foods Inc — None — Sold (part)

Vanguard Mid Cap ETF — Int/Div — Sold (part)

Vanguard S&P 500 ETF — Int/Div — Sold (part)

Whole Foods Market — Int/Div — Sold (part)

Whole Foods Market — Sold (part)

Whole Foods Market — Sold

Wisdomtree Investments — Int/Div — Buy (add'l)

Wisdomtree Investments — Sold (part)

Wisdomtree Investments — Buy (add'l)

Xilinx Inc — Int/Div — Sold (part)

Family Trust #2 (H)

Wells Fargo Money Fund — Interest — Distnbuted

Allergan(FkaActavis) Name change 6-15-18 — Int/Div — Buy (add'l)

Allergan(FkaActavis) Name change 6-15-18 — Distnbuted

Affiliated Managers Group — Int/Div — Buy (add'l)

Affiliated Managers Group — Buy (add'l)

Affiliated Managers Group — Distributed

Apple Inc — Int/Div — Distnbuted

Apphied Materials Inc — Int/Div — Distnbuted

CBOE Holdings Inc — Int/Div — Distnbuted

Celgene Corp — Int/Div — Distnbuted

CME Group — Int/Div — Distnbuted

Danaher Corp — Int/Div — Buy (add'l)

Danaher Corp — Distributed

Dell Technologies Inc — Sold

EFT Managers TR (formerly PureFunds ISE Cyber) — Int/Div — Buy (add'l)

EFT Managers TR (formerly PureFunds ISE Cyber) — Distributed

Express Scripts Hldg Co — Sold (part)

Express Scripts Hldg Co — Sold

Fedex Corp — Int/Div — Buy (add'l)

Fedex Corp — Buy (add'l)

Fedex Corp — Distributed

Global X — Int/Div — Distnbuted

Intel Corp — Int/Div — Distnbuted

Ishares China — None — Distributed

ISHRS Russell 2000 Index — Int/Div — Distnbuted

Ishares TRMSCI Emerging Mkts Index Fd — Int/Div — Distnbuted

iShares Transportation Average ETF — Int/Div — Buy (add'l)

iShares Transportation Average ETF — Distnbuted

Johnson & Johnson — Int/Div — Sold (part)

Johnson & Johnson — Distnbuted

Lattice Semiconductor Corp — None — Distnbuted

Morgan Stanley — Int/Div — Distnbuted

NXP Semiconductors — None — Sold (part)

NXP Semiconductors — Sold

Powershares Golden Dragon China — None — Distnbuted

Qualcomm Inc — Int/Div — Sold (part)

Qualcomm Inc — Distributed

SPDR Gold Trust — None — Distnbuted

SPDR S&P Biotech — Int/Div — Distnbuted

SPDR S&P Midcap 400 — Int/Div — Distnbuted

SPDR S&P S00 Trust ETF — Int/Div — Distributed

SPDR Ser Tr S&P 600 Small Cap ETF — Int/Div — Distnbuted

SPDR® S&P Semiconductor ETF — Int/Div — Distnbuted

Stryker — Int/Div — Distnbuted

Thermo Fisher Scientific Inc — Int/Div — Buy (add'l)

Thermo Fisher Scientific Inc — Distnbuted

United Natural Foods Inc — None — Distnibuted

Vanguard Mid Cap ETF — Int/Div — Distnbuted

Vanguard S&P 500 ETF — Int/Div — Distnbuted

Whole Foods Market — Int/Div — Distnbuted

Wisdomtree Investments — Int/Div — Distributed

Xilinx Inc — Int/Div — Distnbuted

IRA #1 (H)

Wells Fargo Cash — Interest

Allergan (Fka Actavis) name change 615/18 — Int/Div — Buy (add'l)

Allergan (Fka Actavis) name change 615/18 — Sold

Affiliated Managers Group — Int/Div — Buy (add'l)

Apple Inc — Int/Div

Applied Materials Inc — Int/Div

CBOE Holdings Inc — Int/Div — Buy (add'l)

Celgene Corp — None — Buy (add'l)

CME Group — Int/Div — Buy (add'l)

Danaher Corp — Int/Div — Buy (add'l)

Dell Technologies Inc — None — Sold

ETFS Platinum Trust Shs Ben Int ETF — None — Sold

Express Scripts Hldg Co — None — Sold

Fedex Corp — Int/Div — Buy (add'l)

Fireeve Inc — None — Sold

Global X Funds ET — Int/Div

Intel Corp — Int/Div

IQVIA Hidgs Inc — None — Buy

IQVIA Hidgs Inc — Buy (add'l)

Ishares Russell Microcap Index Fund — Int/Div

Ishares TR MSCI Emerging Mkts Index Fd — Int/Div

Ishares NASDAQ Biotech — Int/Div

iShares Transportation Average E1v — Int/Div

Ishares US Broker Dealers — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — None — Buy

Lam Research Corp — Buy (add'l)

Lattice Semiconductor Corp — None — Sold

Morgan Stanley — Int/Div

NXP Semiconductore — None — Sold (part)

NXP Semiconductore — Sold

Potash Corp of Saskatchewan Inc — Int/Div — Sold

Powershares Golden Dragon China — Int/Div

Qualcomm Inc — Int/Div

Guggenheim S&P 500 Equal Wghted Index Fd fka Rydex — Int/Div

SPDR Gold Trust — None — Sold

SPDR S&P Biotech — Int/Div

SPDR S&P China — None — Sold

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker — Int/Div

Thermo Fisher Scientific Inc — Int/Div — Buy (add'l)

United Natural Foods — None — Sold

Vanguard Mid Cap — Int/Div

Vanguard MSC1 ETF Emerging — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Walmart — Int/Div

Whole Foods Market — Int/Div — Sold (part)

Whole Foods Market — Sold

Wisdomtree Investments — Int/Div — Buy (add'l)

IRA #2 (H)

Wells Fargo Money Fund — Interest

Allergan (Fka Actavis) nmae change 6/15/18 — Int/Div — Buy (add'l)

Allergan (Fka Actavis) nmae change 6/15/18 — Sold

Affiliated Managers Group — Int/Div — Buy (add'l)

Apple Inc — Int/Div

Apphed Materials — Int/Div

CBOE Holdings Inc — Int/Div — Buy (add'l)

Celgene Corp — None — Buy (add'l)

CME Group — Int/Div — Buy (add'l)

Danaher Corp — Int/Div — Buy

Dell Technologies Inc — None — Sold

Express Scripts Hldg Co — None — Sold

ETFS Platinum Trust Shs Ben Int ETF — None — Sold

Fedex Corp — Int/Div — Buy (add'l)

Fireeve Inc — None — Sold

Global X — Int/Div

Intel Corp — Int/Div

IQVIA Hidgs Inc — None — Buy

IQVIA Hidgs Inc — Buy (add'l)

Ishares NASDAQ — Int/Div

Ishares Russell Microcap Index Fund — Int/Div

Ishares TR MSCI Emerging Mkts Index Fd — Int/Div

Ishares Transportation Average ETF — Int/Div

Ishares US Brokers Dealers — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — None — Buy

Lam Research Corp — Buy (add'l)

Lattice Semmoconductors — None — Sold

Morgan Stanley — Int/Div

NXP Semiconductors — None — Sold (part)

NXP Semiconductors — Sold

Potash Corp of Saskatchewan Inc — Int/Div — Sold

Powershares Golden Dragon China — Int/Div

Qualcomm Inc — Int/Div

Guggenheim S&P 500 Equal Wehtd Index Fd fka Rydex — Int/Div

SPDR S&P Biotech — Int/Div

SPDR S&P China — None — Sold

SPDR Gold Trust — None — Sold

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker Corp — Int/Div

Thermo Fisher Scientific — Int/Div — Buy (add'l)

United Natural Foods — None — Sold

Vanguard Mid Cap — Int/Div

Vanguard MSC1 EAFE — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Walmart — Int/Div

Whole Foods Market — Int/Div — Sold (part)

R11] — Sold

Wisdomtree Investments — Int/Div — Buy (add'l)

IRA 43 (H)

Wells Fargo Money Fund — Interest

Allergan(Fka Actavisjmame change 6-15-18 — None — Buy (add'l)

Allergan(Fka Actavisjmame change 6-15-18 — Sold

Affiliated Managers Group — Int/Div — Buy (add'l)

Apple Inc — Int/Div

Apphed Materials Inc — Int/Div

CBOE Holdings Inc — Int/Div — Buy (add'l)

Celgene Corp — None — Buy (add'l)

CME Group — Int/Div

Danaher Corp — Int/Div — Buy (add'l)

Danaher Corp — Sold (part)

Dell Technologies Inc — None — Sold

EFT Managers Tr — None — Buy

EFTS Platinum Trust Shs Ben Int EFT — None — Sold

Express Scripts Hldg Co — None — Sold (part)

Express Scripts Hldg Co — Sold

Fedex Corp — Int/Div — Buy (add'l)

Fireeye Inc — None — Sold

Global X — Int/Div

Intel Corp — Int/Div

IQVIA Hldgs Inc — None — Buy

IQVIA Hldgs Inc — Buy (add'l)

shares TRMSCI Emerging Mkts Index Fd — Int/Div

iShares Transportation Average ETF — Int/Div — Buy (add'l)

Johnson & Johnson — Int/Div

Lam Research Corp — None — Buy

Lam Research Corp — Buy (add'l)

Lattice Semiconductor Corp — None — Sold

Morgan Stanley — Int/Div

NXP Semiconductors — None — Sold (part)

NXP Semiconductors — Sold

Potash Corp of Saskatchewan Inc — Int/Div — Sold

Powershares Golden Dragon China — Int/Div

Guggenheim S&P S00 Equal Weghtd Index Fd Formerly Rvdex) — Int/Div

Qualcomm Ince — Int/Div — Sold (part)

SPDR Gold Trust — None

SPDR S&P Biotech ET — Int/Div

SPDR S&P China — None — Sold

Stryker Corp — Int/Div

Thermo Fisher Scientific — Int/Div — Buy (add'l)

Thermo Fisher Scientific — Buy (add'l)

United Natural Foods Inc — None — Sold

Vanguard Mid Cap — Int/Div

Vanguard MSCIEAFE — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russel 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Walmart — Int/Div — Sold (part)

Wisdomtree Investments — Int/Div — Buy

Whole Foods Market — Int/Div — Sold (part)

REN] — Sold

Xilinx Inc — Int/Div

Bank RI Accounts #1 — Interest

Bank RI Accounts #2 — Interest

Bank RI Accounts #3 — Interest

Navigant Credit Union — Interest

USAA Accounts 21 — Interest — Open

Alliance Capital 529 College Fund #2 (H)

CBF Portfolio 1996-98 ALT RA — Int/Div

Catalist LLC — Interest

DSF Capital Partners 111 LP — Distribution

DSF Capital Partners 1V LP — Distribution

MetLife Universal Life — None

Sun Life Umiversal Life #1 — None

Sun Life Universal Life #2 — None

Sun Life Universal Life #3 — None

U.S. Savings Bonds — Interest

Martha's Vinevard Colonial Inn LLC — None

Brokerage # 2 (H)

Ameritrade Insured Deposit Account — Interest — Open

Amazon.com Inc — None — Buy

assy — Buy (add'l)

Amnaly Capital Management Inc — Int/Div — Buy

Amnaly Capital Management Inc — Buy (add'l)

Amnaly Capital Management Inc — Buy (add'l)

Apple Inc — Int/Div — Buy

Apple Inc — Buy (add'l)

Apple Inc — Buy (add'l)

Apple Inc — Buy (add'l)

Apple Inc — Sold (part)

AT&T Corp NFSC — Int/Div — Buy

AT&T Corp NFSC — Buy (add'l)

Cardinal Health Inc — Int/Div — Buy

Cardinal Health Inc — Buy (add'l)

Chevron Corp — Int/Div — Buy

Chevron Corp — Buy (add'l)

Chevron Corp — Buy (add'l)

Chevron Corp — Sold (part)

Chevron Corp — Sold

Coca Cola — Int/Div — Buy

Coca Cola — Buy (add'l)

Coca Cola — Buy (add'l)

Exelon Corp — Int/Div — Buy

Exelon Corp — Buy (add'l)

Exxon Mobil — Int/Div — Buy

Exxon Mobil — Buy (add'l)

Exxon Mobil — Buy (add'l)

Exxon Mobil — Buy (add'l)

Ford Motor Co — Int/Div — Buy

Ford Motor Co — Buy (add'l)

Ford Motor Co — Buy (add'l)

General Electric — Int/Div — Buy

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Mills Inc — Int/Div — Buy

General Mills Inc — Buy (add'l)

General Mills Inc — Buy (add'l)

lntel Corp — Int/Div — Buy

iShares Core S&P 500 ETF — Int/Div — Buy

iShares Core S&P 500 ETF — Buy (add'l)

iShares Core S&P 500 ETF — Buy (add'l)

iShares Core S&P 500 ETF — Buy (add'l)

JPMorgan Chase & Co — Int/Div — Buy

JPMorgan Chase & Co — Buy (add'l)

JPMorgan Chase & Co — Buy (add'l)

JPMorgan Chase & Co — Buy (add'l)

JPMorgan Chase & Co — Sold (part)

Kinder Morgan Inc — Int/Div — Buy

Microsoft Corp — Int/Div — Buy

New York Community Bancorp Inc — Int/Div — Buy

New York Community Bancorp Inc — Buy (add'l)

New York Community Bancorp Inc — Buy (add'l)

Pfizer Inc — Int/Div — Buy

Pfizer Inc — Buy (add'l)

Pfizer Inc — Buy (add'l)

Pfizer Inc — Buy (add'l)

Procter&Gamble — Int/Div — Buy

Symantec Corp — Int/Div — Buy

Verizon — Int/Div — Buy

Verizon — Buy (add'l)

Waste Management Inc — Int/Div — Buy

Officer and Board Member, Crossroads RI

Member, Marthas Vineyard Colomal Ion LLC

Board Member, Institute for the Study & Practice of NonViolence

Board Member, Trinity Repertory Company

Trustee, Family Trust #1]

Trustee, Family Trust #2, closed May 2017

Board Member, Downtown Providence Parks Conservancy

Chair, Selection Committee, Hassenfeld Family Foundation, RI Public Interest Service Fellowship

Bourd Member, Women's Center of Rhode Island

Board Member, Federal Judges’ Association

Agreement — 1/3072003 — Ness Motley, PA. (wk/a MRRM, PA.) Employment and Compensation Agreement (see Section VII for further details)

Agreement — 5/132011 — Assignment of Certam Rights m MRRM, P.A_ (see Section VII for further details)

Agreement — 5/132011 — Assignement of Membership Interests in Motely Rice LLC and Mutual Release (see Section VII for further details)

Liability — American Express — Credit Card

Income — 12312017 — Deferred Compensation, MRRM PA — $2,463 696.00

Part 11 Agreements

A) Ness Motley, P.A. Employment and Compensation Agreement, dated January 30, 2003 by and between Ness Motley, P.A. (fk/a Ness, Motley, Loadholt,

Richardson & Poole, Professional Association) and its attomey signatories, setting forth the disbursement of net income received by the firm as compensation for

services previously rendered.

B) Assignment of Certain Rights in MRRM, PA, dated May 13, 2011 by and between MRRM, PA and John J. McConnell, Jr. setting forth the assignment of

and payment for Other Rights not covered under the January 30, 2003 agreement above,

C) Assignment of Membership Interests in Motley Rice LLC and Mutual Release, dated May 13, 2011 by and between John J. McConnell, Jr and Motley Rice

LLC setting forth the assignment of and payment for membership interests and mututal release of certain liaibilities upon resignation of employment by John J.

McConnell, Jr.

Part 1 & Part VII

Family Trust #2 was distributed into Family Trust #1 in May 2017. Family Trust #2 is now no longer reportable.

Family Trust #1 made partial distributions into Brokerage #1 in May 2017.