Alison Julie Nathan

Emigrant Direct (various accounts) — Interest

Bank of America Checking Account (Y)

Chase Checking Account (Y)

Brokerage Account #1 (H)

Memill Lynch Bank Deposit Program (X) — Interest

AMG Yacktman Fund CL Service. YACKX — None — Sold

ASG Managed Futures Str Fd ASFYX — Int/Div — Buy

Blackrock Global Long Short Credit Fund BGCIX — Int/Div

Blackrock Strategic Muni Opportunities Fund Inst! MAMTX — Int/Div — Buy

Blackrock Strategic Muni Opportunities Fund Inst! MAMTX — Buy (add'l)

Boston Partners Long / Short Equity Fd Inst] BPLSX — Int/Div — Sold (part)

Fidelity Advisor Biotechnology Fund FBTIX — Int/Div — Sold (part)

Fidelity Advisor Industrials Fund FCLIX — Int/Div — Sold (part)

Fidelity Advisor Materials Fund FMFEX — None — Sold

Fiduciary/Clay MLP Opp FMO — Int/Div — Sold

Franklin Intl Small Cap FKSCX — Int/Div

Franklin Mutual Global Discovery Z MDISX — Int/Div

Guggenheim S&P S00 Equal Weight Technology ETF RYT — Int/Div — Buy

Ivy Science and Technology Fund ISTIX — Int/Div

John Hancock Intl Growth Fund GOGIX — Int/Div — Buy

Kayne Anderson MLP KYN — Int/Div — Sold

Loomis Sayles Strategic NEZYK — Int/Div — Sold

Lord Abbett Short Duration Income Fd LDLFX — Int/Div — Sold (part)

Lord Abbett Short Duration Income Fd LDLFX — Buy (add'l)

Lord Abbett Intermediate LISFX — Int/Div — Sold

Muainstay High Yield, MYHIX — Int/Div — Sold

MFS Emerging Markets Debt Fd MEDIX — Int/Div — Buy

MFS Unlines FD CL 1. MMUIX — Int/Div — Sold

Neuberger Berman Absol Rtrn Multi Mgr Fd NABIX — None — Sold

Nuveen Global, FGIYX — Int/Div — Sold

Nuveen Short Duration Hi Yid Muni Bd Fd NVHIX — Int/Div — Buy

Pimco Foreign Bond Fd. PFBPX — Int/Div — Buy

Pimco RAE Fundamental Plus Fund PIXPX — Int/Div

Pimeo Income Fund PONPX — Int/Div — Buy

Prudential Jennison Health Sciences PHSZX — Int/Div — Buy

Prudential Jennison Health Sciences PHSZX — Buy (add'l)

SPDR® S&P S00 ETF SPY — None — Buy

SPDR® S&P S00 ETF SPY — Sold

SunAmerica Focused Dividend Strategy FDSWX — Int/Div — Sold (part)

T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div

TCW Total Return Bond Fd TGLMX — Int/Div — Buy

Templeton Glbl Bond Fund, TGBAX — Int/Div — Sold

The Oakmark Intl Fund OAKIX — Int/Div — Sold

Touchstone Sands Capital Select Growth Fund CFSIX — Int/Div — Sold (part)

Vanguard Energy ETF VDE (X) — None — Sold

Wells Fargo Absolute Return Fd WARDX — None — Sold

Wisdomtree Trust Japan Hedged Equity Fd DXJ — Int/Div — Buy

Wisdomtree Europe Hedged Equity Fund HED) — Int/Div — Buy

Wisdomtree Europe Hedged Equity Fund HED) — Sold (part)

Brokerage Account #2 (H)

Merrill Lynch Bank Deposit Program (X) — Interest

AMG Yacktman Fund CL Service, YACKX — None — Sold

ASG Managed Futures Str Fd ASFYX — Int/Div — Buy

Blackrock Global Long Short Credit Fund BGCIX — None — Sold

Blackrock Strategic Muni Opportunities Fund Instl MAMTX — Int/Div — Buy

Boston Partners Long / Short Equity Fd Inst] BPLSX (X} — Int/Div — Sold (part)

Delaware National High Yield Muni Bond DVHIX) — Int/Div

Fidelity Advisor Biotechnology Fund FBTIX — Int/Div

Fidelity Advisor Industrials Fund FCLIX — Int/Div

Fidelity Advisor Materials Fund FMFEX na

Fiduciary/Clay MLP Opp FMO (Y)

Franklin Int] Small Cap FKSCX — Int/Div

Franklin Mutual Global Disclovery Fd Cl Z MDISX — Int/Div — Buy

Guggenheim S&P S00 Equal Weight Technology ETF RYT — Int/Div — Buy

Ivy Science and Technology Fund ISTIX — Int/Div

John Hancock Intl Growth Fund GOGIX — Int/Div — Buy

Kayne Anderson MLP KYN(Y)

Lord Abbett Intermediate LISFX — Int/Div

MFS Unlites FD CL 1, MMUIX — Int/Div — Sold

Neuberger Berman Multi Cap Opp fund, NMULX — None — Sold

Neuberger Berman Absol Rtrn Multi Mgr Fd NABIX — None — Sold

Nuveen Global, FGIYX — Int/Div — Sold

Nuveen Short Duration Hi Yid Muni Bd Fd NVHIX — Int/Div — Buy

Prudential Jennison Health Sciences PHSZX — Int/Div — Buy

SPDR® S&P S00 ETF SPY — None — Sold

SunAmerica Focused Dividend Strategy FDSWX — Int/Div

T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div

Templeton Glbl Bond Fund, TGBAX — Int/Div — Sold

The Oakmark Intl Fund OAKIX — Int/Div

The Oakmark Select Fund OAKLX — Int/Div

Touchstone Sands Capital Select Growth Fund CFSIX — Int/Div

Wells Fargo Absolute Return Fd WARDX — None — Sold

Wisdomtree Europe Hedged Equity Fund HED) — Int/Div — Buy

Brokerage Account 23 (H)

Memill Lynch Bank Deposit Program (X) — Interest

AMG Yacktman Fund CL Service, YACKX — None — Sold

ASG Managed Futures Str Fd ASFYX — Int/Div — Buy

Blackrock Strategic Muni Opportunities Fund Instl MAMTX — Int/Div — Buy

Boston Partners Long / Short Equity Fd Inst] BPLSX (X) — Int/Div — Sold (part)

Eaton Vance Floating Rate Fund EIBLX — Int/Div — Sold

Fidelity Advisor Biotechnology Fd FBTIX — Int/Div — Buy

Fiduciary/Clay MLP Opp FMO (Y)

Franklin Intl Small Cap Growth Fund FKSCX — Int/Div — Buy

Franklin Mutual Global Disclovery Fd C1 Z MDISX — Int/Div — Buy

Guggenheim S&P 500 Equal Weight Technology ETF RYT — Int/Div — Buy

Ishares US Consumer Goods EFT IYK — None — Sold

Kayne Anderson MLP KYN(Y)

Loomis Sayles Strategic NEZYK — Int/Div — Sold

Lord Abbett Short Duration Income Fd LDLFX — Int/Div — Buy

Metropolitan West Total Return Bond Fund MWTIX — Int/Div — Sold

MFS Diversified Income Fund DIFIX — Int/Div — Buy

MFS Muni Limited. MTLIX — Int/Div — Sold

MFS Utilities FD CL 1. MMUIX — Int/Div — Sold

Neuberger Berman Absol Rtrn Multi Mgr Fd NABIX — None — Sold

Nuveen Global, FGIYX — Int/Div — Sold

Nuveen Real Asset Income Fund NRIEX — Int/Div — Buy

Pimco Foreign Bond Fd PFBPX — Int/Div — Buy

Pimco Income Fund PONPX — Int/Div — Buy

Pimco Rae Fundamental Plus Fund PIXPX — Int/Div — Buy

Principal Global Real Estate Securities POSPX — None — Sold

Prudential Jennison Health Sciences PHSZX — Int/Div — Buy

SPDR® KBW Reigonal Banking ETF KRE xX) — Int/Div

SunAmerica Focused Dividend Strategy FDSWYX — Int/Div

T. Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div — Sold

TCW Total Return Bond Fd TGLMX — Int/Div — Buy

The Oakmark Intl Fund OAKIX — Int/Div — Buy

Touchstone Sands Capital Select Growth Fund CFSIX — Int/Div

Wells Fargo Absolute Return Fd WARDX — None — Sold

Brokerage Account #4 (H)

TD Ameritrade Cash Account — Interest

Apple Inc Stock, AAPL — Int/Div

Retirement Plan 21 (H)

Vanguard Target Retirement 2040) — Int/Div

Vanguard Target Retirement 2020 — Int/Div

Vanguard FTSE Social Index — Int/Div

529 Account £1 (H)

J.P Morgan Aggressive Age-Based Portfolio C — Int/Div — Sold

J.P Morgan Moderate Growth Age-Based Portfolio C — Int/Div — Buy

529 Account #2 (H)

J.P Morgan Aggressive Age-Based Portfolio Cc — Int/Div — Sold

LP Morgan Moderate Growth Age-Based Portfolio C — Int/Div — Buy

Advisor on the Restatement of the Law, Copynight Project, Amencan Law Institute

Liability — Navient (formerly Sallie Mae) — Student Loans

Income — 2015 — NYU School of Law (teaching income) — $15,555.61

Spouse's income — 2015 — NYU School of Law Salary

The 2015 report was reformatted to separately identify holdings within each brokerage account. As a result, some entries in the 2014 report will correctly

correspond with multiple entries in this report,

Asset name changes are corporate in nature and do not reflect transactions; symbols remain consistent,

Part VIL, line 127: This holding was inadvertently omitted from the 2014 and orginal 2015 reports. {Purchased October 6, 2014; Value Code and Transaction

Value Code - J; Income Code - A: Income Type - Dividend: Value Method Code - T.)

Part VII, line 128: This holding was inadvertently omitted from the original 2015 report.

Part VIL, line 130: This holding was inadvertently omitted from the 2014 and orginal 2015 reports. {Purchased October 6, 2014; Value Code and Transaction

Value Code - J; Income Code - A: Income Type « Dividend: Value Method Code - T.)

Part VII, line 131: This holding was inadvertently omitted from the original 2015 report.