Reena Raggi

CITIBANK CHECKING ACCOUNT — Interest

CITINEW YORK TAX FREE RESERVE MMF (Y)

CITI PERSONAL WEALTH MANAGEMENT A/C#C 184057734

CORPORATE BOND - GENERAL ELEC CAP CORP DTD-YOR2008 — Interest

NEW YORK CITY G/O SER 1 DD 04/0104 FIC 8/1/04 — Interest — Sold

NEW YORK N Y GENL OBLIG BDS-G. B/E DD 01032008 — Interest

CERTIFICATE OF DEPOSIT-CITIBANK {Y)

NEW YORK CITY G/O SER M DD 42805 FIC 10V105(Y)

NEW YORK ST DORM AUTH ST PERS INCOME TAX REV ED-A-B'E — Interest

NY ST THRUWY AUTH ST PERS INCM TX REV BDS-B/E DD 9/10v0% — Interest

GREENWICH ST. EMPLOYEES FUND {Y)

CITIPERSONAL WEALTH RETIREMENT PLANS-IRA

GENERAL ELECTRIC CAPITAL CORP CORPORATE BONDS — Interest

GENERAL ELECTRIC CAPITAL CORP CORPORATE BONDS — Interest

BERKSHIRE HATHAWAY INC DTD 042904 (YI CORPORATE BONDS (Y)

CASH ACCOUNT-CITIBANK BANK REPOSIT PROGRAM — Interest

MORGAN STANLEY SMITH BARNEY IRA ROLLOVER (Y) ACCOUNT

MORGAN STANLEY BANK NA. (Y)

ISHARES BARCLAYS 1-3 YEARS CRED SHORT TERM BOND FUND (Y)

VANGUARD TOTAL BOND MARKET Y

CALVERT SHORT DURATION INC A MUTUAL FUNDS (Y)

DELAWARE LTD-TERM DIVERS INC A MUTUAL FUNDS (Y)

PIMCO TOTAL RETURN A MUTUAL FUNDS (Y)

VIRTUS MULTI-SECTOR S/T BD A MUTUAL FUNDS (Y)

TEMPLETON GLOBAL BDFD AY)

TEMPLETON GLOBAL TOTAL RET A Y)

MORGAN STANLEY SMITH BARNEY BROKERAGE (Y) ACCOUNT

MORGAN STANLEY BANK NA. (Y)

ALBANY NY INDL DEV AGY CIVIC FAC REV MUNI BOND (Y)

NEVADA ST MUNI BD BK MUNI BOND(Y)

CALIFORNIA ST GENL OBLIG MUNI BONDS (Y)

NEW YORK NY GENL OBLIG SER-O MUNI BONDS (Y)

NEW YORK ST URBAN DEV CORP EMPIRE STDEV CORP SVC MUNIS (Y)

NEW YORK NY GENL OBLIG SER D MUNI BONDS (Y)

LONG ISLAND PWR AUTH N'Y ELEC SYS REV-A MUNI BONDS (Y)

ALBANY NY INDL DEV AGY CIVIC FAC REV MUNI BONDS (Y)

AMERICAN EXPRESS CREDIT CO CORPORATE BONDS (Y)

GOLDMAN SACHS GROUP INC CORPORATE BONDS (Y)

MORGAN STANLEY CORPORATE BONDS (Y)

WACHOVIA CORP CORPORATE BONDS (Y)

CALVERT SHORT DURATION INC ( MUTUAL FUNDS (Y)

DRYDEN SH TRM CORP BD ( MUTUAL FUNDS (Y)

VIRTUS MULTI-SECTOR S/T BD T MUTUAL FUNDS (Y)

WELLS FARGO SHT TRM MUNI BD ¢ MUTUAL FUNDS (Y)

TRIBOROUGH BRDG & TUNL AUTH NY REVS SER-A (YY)

OPPENHEIMER LTD TERM NY MUNI CY)

NEW YORK CITY GEN OBLIG FISCAL SER-B SUBSER B-1 (Y)

METROPOLITAN TRANS AUTH N'Y TRANS REV SER-A (Y)

NEW YORK NY CITY MUN WTR FIN AUTHWTR & SWR SYS REV SER EY)

CALVERT SHORT DURATION INC C 1)

MAINSTAY HIGH YIELD OPPORT(Y)

OPPENHEIMER LTD TERM NY MUNI CY)

PRUDENTIAL SHT TRM CORP BD ¢ yr

VIRTUS UNSIGHT SH INTM BD CY)

VIRTUS MULTI SECT SHT TRM BD T wy)

WELLS FARGO ADV ST MUNI BD ( Ww)

GENERAL ELECTRIC CO(Y)

PFIZER INC L(Y)

METROPOLITAN TRANS AUTH NY TRANS REV SER-A (Y)

NEW YORK STATE TWY AUTH REV SER-H(Y)

MAINSTAY HIYLD CORP BOND C (Y)

OPPENHEIMER LTD TERM NY MUNI CY)

VIRTUS MULTI SECT SHT TRM BD T Yr

NEW YORK CITY TRANS FIN AUTH BLDG AID REV FISCAL S-1(Y)

NEW YORK CITY GENL OBLIG SER-1 Y)

NEW YORK CITY TRANS FIN AUTH FUTURE TAX SECD REV-F SUBSER (Y)

MORGAN STANLEY TRADITIONAL INHERITED IRA (Y)

CHARLES SCHWAB-CONTRIBUTORY IRA -HIGHTOWERS ADVISORS LLC

CASH ACCOUNT — Interest

ISHARES BARCLAYS 1-3 YEARS CRED SHORT TERM BOND FUND — Int/Div

VANGUARD BOND INDEX FUND — Int/Div

CALVERT SHORT DURATION INC A MUTUAL FUNDS — Int/Div

DELAWARE LTD-TERM DIVERS INC A MUTUAL FUNDS — Int/Div

PIMCO TOTAL RETURN A MUTUAL FUNDS — Int/Div

VIRTUS MILTI-SECTOR S/T BD A MUTUAL FUNDS — Int/Div

TEMPLETON GLOBAL BDFD A — Int/Div

TEMPLETON GLOBAL TOTAL RETA — Int/Div

GUGGENHEIM EFT — Int/Div — Buy

CHARLES SCHWAB - HIGHTOWER SECURITIES, LLC

PRIME FUND CAPITAL RESERVES MONEY MARKET — Int/Div

GENERAL ELECTRIC CO — Int/Div

PFIZER INC — Int/Div

GOLDMAN SACH GRP INC MTN BE 6% CORPORATE BOND — Interest — Sold

MORGAN STANLEY SR NT 6%. CORPORATE BOND — Interest — Sold

WACHOVIA CORP NEW SUB NT £ 259%. CORPORATE BOND — Interest — Sold

NEW YORK NY BDS SER. 2005 D- MUNICIPAL BOND — Interest — Sold

NEW YORK NY GO BDS SER. 2005 O- MUNICIPAL BOND — Interest

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

ALBANY NY INDL DEV AGY CIVIC FAC REV-MUNICIPAL BOND — Interest

NEVADA ST MUNI BD BK MUNI BOND(Y)

CALIFORNIA ST GO BDS SER. 2007 SO MUNICIPAL BOND — Interest

NEW YORK NY GO BDS. 2005 O. MUNICIPAL BOND — Interest

NEW YORK ST URBAN DEV CORP REV SERVICE-MUNICIPAL BOND — Interest

NEW YORK NY GO BDS SER. 2005 D- MUNICIPAL BOND — Interest — Sold

METROPOLITAN TRANSN AUTH N'Y REV FOR-MUNICIPAL BOND — Interest

LONG ISLAND PWR AUTH NY ELEC SYS REV-MUNICIPAL BOND — Interest

ALBANY NY INDL DEV AGY CIVIC REV-MUNICIPAL BOND — Interest

AMERICAN EXPRESS CREDIT CO CORPORATE (Y) BONDS

NEW YORK N'Y GO BDS SER. 2009 B-1-MUNICIPAL BOND — Interest

NEW YORK ST TWY AUTH GEN REV GEN REV BDS-MUNICIPAL BOND — Interest

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

TRIBOROUGH BRDG & TUNL AUTH NY REVS SER-A (Y)

NEW YORK N'Y GO BDS SER. FISCAL 2008 1-1 -MUNICIPAL BOND — Interest

METROPOLITAN TRANSN AUTH N'Y REV FOR-MUNICIPAL BONDS — Interest

NEW YORK NY CITY MUN WTR FIN AUTHWTR & SWR SYS REV SER EY)

NEW YORK ST TWY AUTH GEN REV GEN REV BDS-MUNICIPAL BOND — Interest

NEW YORK N'Y CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

CALVERT SHRT DURATIO INCOME CL C-MUTUAL FUNDS — Int/Div

MAINSTAY HIGH YIELD CORP CLASS C-MUTUAL FUNDS — Int/Div

OPPENHEIMER ROCHESTER LTD TERM NY MUNI C-MLUTUAL FUNDS — Int/Div

PRUDENTIAL SHORT TERM CORP BOND CL C-MUTUAL FUNDS — Int/Div

VIRTUS LOW DURATION INCOME FUND CLASS C-MUTUAL FUNDS — Int/Div

VIRTUS MULTI SECTOR SHORT TERM BOND CL T-MUTUAL FUNDS — Int/Div

WELLS FARGO SHORT TERM MUNI BOND FD C-MUTUAL FUNDS — Int/Div

METROPOLITAN TRANSN AUTH REV FOR 4.00% 1 1/152026 — Interest — Buy

NEW YORK NY GO BDS SER B 4.00% 08012022 — Interest — Buy

NEW YORK NY CITY MUN WTR FIN AUTH WTR 4.125% 06/152024 — Interest — Buy

NEW YORK ST TWY AUTH ST PERS INCOME TAX 3.1259, 03/152028 — Interest — Buy

CHARLES SCHWAB-INHERITED IRA

FIDELITY PURITAN FUND (X) — Int/Div

HUDSON CITY SAVINGS BANK: CERTIFICATE OF DEPOSIT (XO) — Interest

TRUSTEE, ACADEMY OF THE HOLY ANGELS SCHOOL. DEMAREST NEW JERSEY

TRUSTEE, WILLIAM NELSON CROMWELL FOUNDATION, NEW YORK, NEW YORK

Reimbursement — NOTRE DAME LAW SCHOOL — 032602014-03/,27201- — NOTRE DAME, IN — SPEECH — TRAVEL, HOTEL AND MEALS

Reimbursement — HARVARD LAW SCHOOL — 04/02/2014-04/03/201 — CAMBRIDGE, MA — SPEECH — TRAVEL, HOTEL AND MEALS

Reimbursement — DUKE UNIVERSITY SCHOOL OF LAW — O08 2004-04/10/.201 - — DURHAM. NC — PANEL PRESENTATION AND MOOT COURT — TRAVEL. HOTEL AND MEALS

DPART VI1, PAGE 5, LINES#19-28: THIS ACCOUNT WAS CLOSED ON 01/31/2013 AND ALL OF THE HOLDINGS WERE TRANSFEREED TO A NEW

INVESTMENT BROKERAGE ACCOUNT. LINES #75-84, THE

W BROKERAGE ACCOUNT IS CHARLES SCHWAB.

2)PART VII, PAGES, LINES#71-81: THIS ACCOUNT WAS OPENED ON 01/31/2013 AND ALL OF THE ASSETS FROM THE MORGAN STANLEY

SMITH BARNEY IRA ROLLOVER ACCOUNT, LINE#19 WERE TRANSFERRED TO THIS ACCOUNT,

3)PART VII, PAGES 5-8, LINES#29-70: THIS ACCOUNT WAS CLOSED ON 01/31/2013 AND ALL OF THE HOLDINGS WERE TRANSFEREED TO A

NEW INVESTMENT BROKERAGE ACCOUNT. LINES #85-126. THE NEW BROKERAGE ACCOUNT IS CHARLES SCHWAB.

4PART VI1, PAGES 8-11, LINES#82-118: THIS IS THE NEW BROKERAGE ACCOUNT THAT WAS OPENED ON 01/31/2013. ALL ASSETS FROM THE

MORGAN STANLEY BROKERAGE ACCOUNT WERE TRANSFERRED INTO THIS ACCOUNT,