Raymond Joseph Lohier jr

American Century Growth Stock Fund — Int/Div

American Century Ultra Stock Fund — Distribution

American Century Retirement Growth Stock Fund — istnibution

IRA AIG American Pathway (Annuity) — Int/Div

Fidelity Asset MGR — Int/Div

Fidelity Growth Co. — Int/Div

Fidelity Worldwide Fund (Fidelity Roth IRA) — Int/Div

Fidelity Retirement Money Market — Interest

Fidelity Investment Contract — Interest

Fidelity SIT MidCap Growth Fund — Interest

Fidelity Magellan — None

Sun America Fund/Annuity — None

Janus 20 Fund — Distribution

Janus Global Technology Fund — Distribution

Vanguard Growth Index Fund — Ine

Vanguard Small Cap Index Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

Vanguard Total Stock Market ETF mutual fund (Wachovia Roth IRA) — Int/Div

TIAA Cref Retirement Fund — Interest

T Rowe Price New Honzons Fund — Distribution

T Rowe Price Intemational Stock Fund — Int/Div

AOL Inc. common stock — None — with line 40)

Vanguard Windsor 2 Fund — Int/Div

Bank of America Common Stock — Int/Div

Becton Dickinson & Co. common stock — Int/Div

China Mobile Lid — Int/Div

Chevron common stock — Int/Div

Cisco. Inc. common stock — None

Dow Chemical common stock — Int/Div

Exxon Mobil Corp. common stock — Int/Div

Honeywell International Common Stock — Int/Div

IBM Corp. common stock — Int/Div

Intel Corp. common stock — Int/Div

International Game Technology common stock — None

Microsoft Corp. common Stock — Int/Div

OGE Energy Corp. — Int/Div

Oracle Corp. common stock — Int/Div

Staples Inc. Common stock — Int/Div

Time Wamer Cable Inc — Int/Div

Time Wamer Inc. common stock! — Int/Div

Trust #1 — None

First Clearing LLC (X) — Int/Div

Apple Inc. (X) — Int/Div

Coming Inc. (X) — Int/Div

Prudential Fmancial Inc. (X) — Int/Div

Qualcomm (X) — Int/Div

Invesco Floating Rate Mutual Fund (X) — Int/Div

Prudential Jenn Value Fund C (Mutual Fund) (X) — Distribution

Prudential Short Term Corporate Bond Fund (Mutual Fund) (X) — Int/Div

Trustee, New York University Law School

Reimbursement — American Law Institute — May 17-20, 2015 — Washington, DC — Bar Association — Transportation, Meals, Hotel

Reimbursement — Securities and Exchange Commission — Sept. 20, 2015 — Washington, DC — Panel/Speech — Transportation, Meal, Hotel

Income — 20158 — New York Umiversity School of Law - Teaching — S20.000 00

Spouse's income — 2015 — City University of New York School of Law - Salary

1) Part | und Part VII

“Trust #1 is an "unfunded trust" whose sole asset is a term life insurance policy.

Part VII

Items in lines 43 to 49 reflect "property that is the sole financial terest or responsibility of the spouse or child: that is not derived from the assets, income or

activities of the reporting person; from which the reporting person does not derive or expect to derive a benefit; and” until recently “of which the reporting person”

had "no knowledge.” In connectin with preparing this year's report, I very recently became aware of these assets, which are controlled by my father-in-law for the

benefit of my wife, and which are in an account in the name of my wife. These assets were apparently purchased for the benefit of my wife's account well before

the 2015 reporting period.