William S. Duffey jr

Brokerage Account #2 (H)

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Fund — Int/Div — Buy

Franklin Mutual Quest C — Int/Div — Sold (part)

s, — Distribution

Invesco VK Amer Franchise C — Sold (part)

Invesco VK Amer Franchise C — Donated

Vanguard Dividend Appreciation — Int/Div

IRA #1 (H)

Federal National Mtg Assn Pool 357952 — Interest

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Fund — Int/Div — Buy

Schwab Value Advantage Money Market Fund — Sold

Schwab Value Advantage Money Market Fund — Buy

Marathon Oil Corp — Interest — Redeemed

Venzon Commumcations — Interest — Redeemed

Glaxosmithkline Cap Inc — Interest — Redeemed

Mondelez International — Interest

AT&T Ine — Interest

Boeing Co — Interest

Indiana Michigan Power — Interest

Altria Group Inc — Interest

Barrick North America Finance LLC — Interest

Metlife Inc — Interest

JPMorgan Total Return FD — Int/Div

DFA US Core Eqty Port Inst] — Int/Div

28 — istmbution

Vanguard Div Growth FD Investor — Int/Div

I. — Distribution

PIMCO Enhanced Shrt — Int/Div — Buy

PIMCO Enhanced Shrt — Distribution — Sold (part)

PIMCO Flexible Credit — Int/Div — Buy

IRAZ(H)

AIP ABSLT RTNSTS — None — Sold (part)

AIP ABSLT RTNSTS — Sold

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

IRA £2 (H)

AIP ABSLT RTNSTS — None — Sold (part)

AIP ABSLT RTNSTS — Sold

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

MS Bank Dep Program (X) — Open

MS Bank Dep Program (X) — Closed

Roth IRA 21 (H)

Ishares Core Dividend — Int/Div — Buy

Roth IRA #2 (H)

Ishares Core Dividend — Int/Div — Buy

Brokerage Account #1 (H)

Charles Schwab Deposit Accounts — Interest

dchwab Value Advantage Money Market Funds — Int/Div — Buy

dchwab Value Advantage Money Market Funds — Buy (add'l)

dchwab Value Advantage Money Market Funds — Buy (add'l)

dchwab Value Advantage Money Market Funds — Sold (part)

Ishares Russel Midcap G In Fd — None — Sold

Ishares Russel Midcap V In Fd — Int/Div

Ishares S&P SOO GRWTH Index — Int/Div

Ishares S&P S00 Value Index — Int/Div

Tortise MLP & Pipeline Inst — Int/Div

Vanguard Total Stock Market — Int/Div

IRA 43 (H)

Charles Schwab Deposit Accounts — Interest

Schwab Value Advantage Money Market Fund — Int/Div — Buy

Schwab Value Advantage Money Market Fund — Buy (add'l)

Schwab Value Advantage Money Market Fund — Buy (add'l)

Ishares Russell Midcap V In FD — Int/Div — Sold (part)

Ishares S&P S00 GRWTH Index — Int/Div

Renasant Corp — Int/Div

Baird Aggregate Bond — Int/Div

Doubleline Total Return Bond — Int/Div

Pimco Income Inst Cl — Int/Div

First Eagle Overseas Fund C1 — Int/Div — Sold (part)

76. — Distribution

Matthews Asia Dividend Fund — Int/Div

78. — istnbution

Tweedy Browne Global Value Fund — Int/Div

0 — Distribution

Vanguard Div Growth Fd Investor — Int/Div — Sold (part)

4) — Distribution

Vanguard Total — Int/Div — Buy

Vanguard Energy Fund — None — Buy

Boston Partners Long Short Eq — Distribution — Buy (add'l)

FPA Crescent Fund Inst C1 — Int/Div — Buy (add'l)

FPA Crescent Fund Inst C1 — Distribution — Buy (add'l)

UBS E TRACS Alerian MLP — Int/Div — Sold

Vanguard Dividend Appreciation — Int/Div — Sold (part)

Oakmark Int] Fd Inv — Int/Div — Buy

Oakmark Int] Fd Inv — Sold

Oakmark Intl Fd Inst — None — Buy

Virtus SEIX US Gov Sec Ultra Short Bd — Int/Div — Buy

IRA ES (H)

John Hancock Invmt Grd BD — Int/Div — Sold

MS Bank Deposit Program — None — Open

MS Bank Deposit Program — Closed

IRA #6 (HX X)

Fulcrum Growth Fund 11], LLC **** — Int/Div

NW Mutual Estate CompLife — None

John Hancock Life Insurance — None

C & B Capital IILLP.* — Distribution

CB Liquidating ** — Distribution

C & B Capital 111, LP. *** — None

Betsy Byars, Inc — Rovalty

106. — Distribution

Peachtree Ridge Partners, LLC (Peachtree Corners, Georgia) — Rent — Buy

108 — istmbution

Gold coins — None

Chair of the Board of Directors, Atlanta Track Club

Grant Commuttee Member, Atlanta Foundation

Spouse's income — 18 — Simon & Schuster - royalties from copyrights

Spouse's income — 201718 — Penguin Group (USA) Ing. - royalties from copyrights

Spouse's income — 201718 — Macmillan Holding, LLC - royalties from copynghts

Spouse's income — 2

201718 — Gerth Medien GmbH - royalties from copyrights

Spouse's income — 18 — Amazon.com - royalties from copyrights

Spouse's income — 201718 — Self-employed wniter

Part VIL. Investments and Trusts

*Ownership interest percentage is 0.754760%, During the reporting period, C&B Capital 11, LP. held interests in the following companies:

«= Brand Group Holdings, Inc.

= Carters Commerce, Tne,

- Controlscan, Inc

- Navitas Lease Finance Corp.

= REACH Health, lnc.

= CB Network Holdings, Inc. d/b/a chanc Network

- Computex Technology Solutions, Inc,

~ SAJ Shift Corp (Name changed to Snag Holdings, Inc. in 2018)

- InTouch Technologies, Inc. (Acquired REACH Health)

**Ownership interest percentage is 0.261 180%. During the reporting period, C&B Liquidating, LLC, held interests in the following companies;

- Liason Technologies, Inc.

- Focus Receivables, Inc.

***Ownership interest percentage is 0,.492983%. During the reporting period, C&B Capital 111, L.P. held interests in the following companies:

- Brand Group Holdings, Inc,

- Confirmation Capital, LLC

- Gro Solutions, Inc.

- DefenceStorm, Inc.

~ Secretariat International, Inc,

**#+Ownership interest percentage is 1.2358393%. During the reporting period, Fulcrum Growth Fund 111, LLC held interests in the following companies:

-Advantum Health

“CarePlus

-Dropoft

-Synthio

-Fattmerchant

Liberation Way

-SuaSOptics