Walter King Stapleton

2015Annual

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Pull out the substance of this filing.

What was filed

  • 345

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Chester County Country Properties (real estate brokerage partmership)

As filed

Graco Inc — Int/Div

AMEX Tech. SPD

Gotham Abs. Ret. Fd

Baxter Int'l Com. — Int/Div

Conoco Phillips Com — Int/Div

J&) Com — Int/Div

Marathon Oil Corp. Com — Int/Div

Pepsico Com — Int/Div

Kimberly Clark Com — Int/Div

Southern Co. Com. — Int/Div

Exxon Mobil — Int/Div

3M Comp — Int/Div

SEI Tax Exempt Trust Account — Int/Div

Chubb Com — Int/Div

Emerson Elec. Com. — Int/Div

Acom Il LP (*org. inv. Ponzi scheme: present value unknown) — None

Clarco Inc — Int/Div

JM. Schmucker Co. — Int/Div

Vanguard FTSE All World ex. US — Int/Div

IShares MSC Pac. ex. Japan — Int/Div

AT&T — Int/Div

Bar Hrbr Bankshares — Int/Div

Nat'l GRI-ADR — Int/Div

Teva Phar. Ind — Int/Div

Roche Hidg. Lid — Int/Div

Microsoft Corp. — Int/Div

Schlumberger Ltd — Int/Div

Sigma Aldrich Corp — Int/Div — Sold

Stericycle — None

Microsoft Corp. — Int/Div

Ishares Pac. ex. Japan — Int/Div

Spectra Energy Corp. — Int/Div

Wallingford-Swart PA — Interest

Warwick PA Sch. — Interest

IShares Dow Jones Select — Int/Div

Duke Energy — Int/Div

Roval Dutch ADR — Int/Div

Cincinnati Financial — Int/Div

IPG Photonics — None

BCE — Int/Div

Erie Indemnity — Int/Div

General Mills — Int/Div

Roval Dutch ADR — Int/Div — Sold

Schlumberger — Int/Div

Cincinnati Financial — Int/Div

Erie Indemnity — Int/Div

Conoco Phillips — Int/Div

Roval Dutch ADR — Int/Div

Novartis AG ADR — Int/Div

RBC Bearings — None

IPG Photonics — None

Alerian MLP EJF — Int/Div

AT&T — Int/Div

BCE — Int/Div

Buckeye Partners — Interest — Sold

Medtronic PLC SHS — Interest — Sold

Lower Allen TWP PA — Interest — Sold

Davis Co. Utah Sch. Dist — Interest — Buy

South Carolina St — Interest — Buy

Unionville PA Sch. Dist 2021 — Interest — Redeemed

Unionville Sch. Dist. 2024 — Interest — Redeemed

Neshaminy PA Sch. Dist — Interest — Sold

Irvington NY Sch. Dist — Interest — Buy

Monroeville PA — Interest — Redeemed

Cedar Rapids lowa Swr — Interest — Buy

West Fargo ND — Interest — Buy

Ummah St Lmv — Interest — Buy

Maryland St. Loc — Interest — Buy

Clint TX Sch. Dist. — Interest — Buy

Pine Grove PA Sch. Dist — Interest — Redeemed

North Pocono PA Sch. Dist — Interest — Redeemed

VA State Res. — Interest — Buy

Pierce Co. WA sewer — Interest — Buy

Florida St. Tpk. Auth — Interest — Buy

West Chester PA Sch. Dist. — Interest — Redeemed

Northwest Harms Co. TX — Interest — Buy

Warwick Co. PA Sch. Dist — Interest — Sold

Nuveen Perf Pls Muni — Interest — Sold

Spectra Energy Corp — Int/Div — Sold

IM Smucker — Int/Div — Sold

Schlumberger Lid — Int/Div — Sold

Novartis — Int/Div — Sold

Microsoft — Int/Div — Sold

Barharbor Bankshares — Int/Div — Sold

3M Company — Int/Div — Sold

Colgate Palmolive — Int/Div — Sold

Johnson & Johnson — Int/Div — Sold

Merck & Co — Int/Div — Sold

Merck & Co. — Int/Div — Sold

Stericycle — Int/Div — Sold

Amex Tech Select SPDR — Int/Div — Buy

EGA Bevond Brics ETF — Int/Div — Buy

Guggenheim S&P Eq. Wt. Tech. ETr — Int/Div — Buy

Shares Core High Div. ETF — Int/Div — Buy

IShares Core S&P Small Cap. ETF — Int/Div — Buy

IShares S&P Global — Int/Div — Buy

IShares Transportation — Int/Div — Buy

IShares Trust SHS Ishare MSC1 Emerging — Int/Div — Buy

ISHARES us Consmer Servs ETF — Int/Div — Buy

shares US Healthcare — Int/Div — Buy

shares U.S. Industrials ETF — Int/Div — Buy

Ishares US Med. Devices ETF — Int/Div — Buy

Ishares US Aerospace ETF — Int/Div — Buy

Materials Sel. Sector SPDR Fund — Int/Div — Buy

Sector SPDR Consumers STPL — Int/Div — Buy

Sector SPDR Energy — Int/Div — Buy

Sector SPDR Financial — Int/Div — Buy

SPDR KBW Reg. Banking ETF — Int/Div — Buy

SPDR S&P SOO ETF — Int/Div — Buy

SPDR S&P Midcap 400 ETF — Int/Div — Buy

Vanguard Div. App. ETF — Int/Div — Buy

Vanguard FTSE Dev. Mkts, ETF — Int/Div — Buy

Vanguard Mega Cap 300 — Int/Div — Buy

Vanguard REIT ETF — Int/Div — Buy

Vanguard Total Stk Mkt ETF — Int/Div — Buy

Wisdomtree Eup. Hedged Equity Fund — Int/Div — Buy

Wisdomtree Trust Jap. Hdgd Eq. Fund — Int/Div — Buy

Alps Alerian MLP ETF — Int/Div — Sold

Berkshire Hathaway DEL CL B VSP — None — Sold

Ishares Sel. Div. ETF — Int/Div — Sold

Ishares Sel. Div. ETF — Int/Div — Sold

Alps Alerian MLP ETF — Int/Div — Buy

Amex Tech. Sel. SPDR — Int/Div — Buy

Berkshire Hathaway Del CI B — Int/Div — Buy

EGA Bevond Brics ETF — Int/Div — Buy

Guggenheim S&P 500 Eq. Wt. Tech, ETF — Int/Div — Buy

Shares Core High Div. ETF — Int/Div — Buy

Shares Core S&P Sm. Cap. ET — Int/Div — Buy

Shares S&P Global — Int/Div — Buy

IShares Transportation — Int/Div — Buy

IShares Trust SHS Ishare Emerging — Int/Div — Buy

Shares US Consumer Servs ETF — Int/Div — Buy

IShares US Healthcare — Int/Div — Buy

Shares US Industrials ETF — Int/Div — Buy

IShares US Med. Devices ETF — Int/Div — Buy

IShares US Aerospace L511 — Int/Div — Buy

Matenals Sel. Sector SPDR Fund — Int/Div — Buy

Sector SPDR Consmrs STPL — Int/Div — Buy

Sector SPDR Energy — Int/Div — Buy

Sector SPDR Financial — Int/Div — Buy

SPDR KBW Reg. Banking ETF — Int/Div — Buy

SPDR S&P S00 ETF Trust — Int/Div — Buy

SPDR S&P Mid Cap 400 ETF Trust — Int/Div — Buy

Vanguard Div. App. ETF — Int/Div — Buy

Vanguard FTSE Dev. Markets ETF — Int/Div — Buy

Vanguard Mega Cap 300 Growth — Int/Div — Buy

Vanguard REIT ETF — Int/Div — Buy

Vanguard Tot. Stk Mkt ETF — Int/Div — Buy

Shares MSC Emg

Wisdomtree Eur. Hdgd Equity Fund — Int/Div — Buy

Wisdomtree Trust Japan Hdgd. Eq. Fund — Int/Div — Buy

Alps Alerian MLP ETF — Int/Div — Buy

Amex Tech. Select SPDR — Int/Div — Buy

Berkshire Hathaway Del CL B — Int/Div — Buy

EGA Bevond Brics ETF — Int/Div — Buy

Guggenheim S&P S00 Equal Wt. Tech. ETF — Int/Div — Buy

Shares Core High Div, ETF — Int/Div — Buy

IShares Core S&P Sm. Cap. ETF — Int/Div — Buy

IShares S&P Global — Int/Div — Buy

Shares Transportation — Int/Div — Buy

IShares Trust SIS 1Share MSC1 Emerg. — Int/Div — Buy

IShares US Consmr Services ETF — Int/Div — Buy

IShares US Healthcare — Int/Div — Buy

IShares US Industrials Ev — Int/Div — Buy

Shares US Med. Devices ETF — Int/Div — Buy

IShares US Aerospace ETF — Int/Div — Buy

Materials Select Sector SPDR Fund — Int/Div — Buy

Sector SPDR Consmirs STPL — Int/Div — Buy

Sector SPDR Energy — Int/Div — Buy

Sector SPDR Financial — Int/Div — Buy

SPDR KBW Reg. Bank. ETF — Int/Div — Buy

SPDR S&P S00 ETF — Int/Div — Buy

SPDR S&P Mid. Cap. 400 ETF — Int/Div — Buy

Vanguard Div. App. ETF — Int/Div — Buy

Vanguard FTSE Dev. Mkts ETF — Int/Div — Buy

Vanguard Mega Cap. 300 Growth — Int/Div — Buy

Vanguard REIT ETF — Int/Div — Buy

Vanguaard Total Stk. Mkt. ETF — Int/Div — Buy

Wisdomtree Eur. Hdgd Equity Fund — Int/Div — Buy

Wisdomtree Trust Japan Hded Eq. Fund — Int/Div — Buy

IShares Nasdaq Biotech ETF — Int/Div — Sold

Warwick PA School Bond — Interest — Redeemed

Nuveen Perform. Plus. Mum — Interest

Buckeve Partners — Interest

Johnson &Johnson Com — Int/Div

Merck & Co. Com. — Int/Div

Real Estate Chester Co. PA (App.Date 6/30/11: S950.000) — None

Star Bancorp. — Int/Div

PA-exempt Mun. Bd — Interest

Powershares Exch — Interest

Berkshire Hathaway, Inc — None

IShares Nasdaq Biotech — Int/Div

Natixis ASG Global — Int/Div

IRA — Int/Div

IShares Select — Sold

IShares US Medical — Sold

Street Tracks Gold Trust — Sold

IShares S&P Mid. Cap

IShares DJ US Unl — Sold

IShares US Healthcare — Sold

IShares Trust-Dow J Sel. Div

IShares T NASDAQ — Sold

Plum Creek Timber Co — Sold

ML Bank USA RASP account

Sector SPDR Consumers — Sold

Retirement Res. CLI account

Berkshire Hathaway Inc

IShares Tr. Dow LS

Powershares Global Water — Sold

IShares DJ US Oil & Gas — Sold

ALPS Alerian — Sold

IShares MSC Mexico — Sold

Guggenheim S&PS00 Eq. Wid. ETF — Buy

Guggenheim S&PS00 Eq. Wid. ETF — Sold

IShares Trans, Ave

Vanguard MSCI Eur. ETF — Sold

Vanguard Div. App. ETF

Vanguard FTSE Dev. Mkts ETF

IShares Core S&P Small Cap ETF — Sold

SPDR KBW Reg. Bank ETF — Sold

Matenals Sel. Sector SPDR Fund

Sector SPDR Energy

Sector SPDR Fmancial

Shares MSCI Mex. Capped — Sold

Vanguard MSC1 Eur. ETF — Sold

Amex Tech Select SPDR — Buy

Berkshire Hathaway Del CI B — Buy

EGA Bevond Bricks ETF — Buy

Guggenheim S&P Equal Weight Tech ETF — Buy

IShares Core High Div. ETF — Buy

IShares S&P Global — Buy

IShares U.S. Consumer Servs ETF — Buy

IShares US. Telecoms 11 — Buy

IShares U.S. Aerospace ETF — Buy

Sector SPDR Energy — Buy

SPDR S&P Midcap 400 ETF Trust — Buy

Vanguard Div. App. ETF — Buy

Vanguard FTSE Dev. Mkts ETF — Buy

Vanguard Mega Cap 300 Growth — Buy

Vanguard REIT ETF — Buy

Vanguard Total Stk. Mkt. ETF — Buy

Wisdomtree Europe Hedged Equity Fund — Buy

Wisdomtree Trust Jap. Hedged Equity Fd — Buy

SPDR S&P S00 ETF Trust — Buy

Alps Alerian MLP ETF — Sold

IShares Core S&P Mid Cap ETF — Sold

IShares MSCI Mex. Capped — Sold

IShatrs Nasdaq Biotech ETF — Sold

Ishares Select Div. ETF — Sold

IShares US Healthcare — Sold

IShares US Med Devices ETF — Sold

IShares US Oil & Gas Exp. & Prod — Sold

IShares US Utilities — Sold

Plum Creek Timber Co. — Sold

Powershares Global Water Portfolio — Sold

Sector SPDR Consmrs Stpl — Sold

SPDR Gold Trust — Sold

SPDR KBW Reg. Bank. ETF — Sold

Vanguard MSCI Eur, ETF — Sold

IShares Nasdaq Biotech ETF — Sold

IShares US Healthcare — Sold

Ches. Co. Country Properties SEP — Int/Div

Berkshire Hathaway, Inc

Templeton Global Total — Sold

US Treas. Inflation Note 1/18/15 — Redeemed

ML Bank USA RASP account

US Treas. Inflation Note 1/15/20

BAC Mitts Ind. 1/29/16

US Treas. Inflation Note 7/15/20

U.S. Treas. Inflation Note 1/15/18

Natixis ASG Global

Vanguard Total St. Mk

Shares Core High Div. ETF

Guggenheim S&P 500 Equal Wt. Tech ETF

Vanguard Div. APP. ETF

Advisory Research MLP & Ener. Inc. Fd CLC

PMF TEI Fund Ip — Sold

IShares S&P Global 100

Vanguard MSC1 European ETF

Mainstay Marketfield Fund CLC — Sold

Vanguard Total Stk Mkt ETF

Vanguard MSC1 Eur. ETF

Vanguard Div. App. ETF

Vanguard 1 1SE Dev. Markets ETF

Vanguard Total Stk. Mkt. ETF

ALPS Alerian MLP ETF — Buy

Vanguard Mega Cap 300 Growth — Buy

Vanguard REIT ETF — Buy

Wisi Wisdomtree Europe Hedged Equity Fund — Buy

Wisdomtree Trust Japan Hedged Eq. Fd — Buy

IShares Core High Div. ETF — Buy

Vanguard Mega Cap Growth — Buy

T. Rowe Price Sci. & Tech Fd — Int/Div

Exxon Com — Int/Div

Acorn II LP (org. inv. Ponzi scheme: present vitlue unknown) — None

SEI Tax Exempt Trust account — Int/Div

Kimberly Clark Com — Int/Div

Cincinnati Fin. Corp. Com, — Int/Div

SEI Investments Co — Int/Div

Stericycle, Inc — None

Pine Grove Sch. Bd — Interest

AT&T Inc — Int/Div

Spectra Energy Corp. — Int/Div

BP PLC Spons ADR — Int/Div

IShares MSC Pac. ex. Japan — Int/Div

Bar Harbor Bankshares — Int/Div

CMA PA Mun. account — Interest

Warwick PA Sch. Dist. Bd — Interest

N. Pocono Sch. Dist. Bd — Interest

Council Rock Sch. Dist. Bd. — Interest

PA St First — Interest

Monroeville PA Bond — Interest — Redeemed

Unionville<Chadds Ford Bd — Interest — Redeemed

Bloomsberg Area Sch. Dist. — Interest

Towanda Area Sch. Dist — Interest

Westmoreland PA Mun — Interest

Ringgold PA Sch. Dist — Interest

Lower Allen PA Bd — Interest — Redeemed

Unionville<Chadds Ford Bd — Interest — Redeemed

Covidien — None

Nat'l GRI-ADR — None

Wisdomtree Emer. Mkts — Int/Div

Novartis AG — Int/Div

Microsoft Corp. — Int/Div

Schlumberger Ltd — Int/Div

Sigma Aldrich — Int/Div

Stericycle — None

Kinder Morgan Energy — Int/Div

CMA PA Municipal account — Interest

Del. Valley Sch. Dist. Bd — Interest

Nashaminy Sch. Dist — Interest

Pa. TPK CML OIL — Interest

Pa St. Bond — Interest

Spring-Ford Pa. Bd — Interest

Pa State Bd — Interest

Vanguard Emer. Mkts ETF — Int/Div

Vanguard FTSE All-World Ex. US — Int/Div

SPDR SP Bric 40 — Int/Div

Vanguard All World Ex. US — Int/Div

Vanguard Emer. Mkts ETF — Int/Div

Alps Alerian MLP ETF — Int/Div

Mechanicsburg Pa Bd — Interest

Chester Co. Pa Bd — Interest

Real Estate Chester Co. Pa (4/27/10) 1S265.000) — Rent

Real Estate Eaglesmere PA (9/4/12) 1S330.000) — None

Spouse's income — 2015 — Chester County Country Properties (real estate brokerage partmership)

The [Shares Barclays Treas. identified on line 92 of this report were erroneously omitted from my 2012 and 2013 reports. They were purchased on 12/05/12 for a

J value,

The IShares Barclays 1-3 Credit identified on line 94 of this report were erroneously omitted from my 2012 and 2013 reports. They were purchased on 12/05/12

for u K value.

The Aberdeen Equity Long-Short securities identified on line 142 of this report were erroneously omitted from my 2009 - 2013 reports. They were purchased on

11/09/09 for an L value,

The CD Wester Bank identified on line 167 of this report was erroneously reported as owned on my 2010 - 2013 reports. This security was redeemed on

06/22/09 for an L value and an A gain.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Walter King Stapleton | Frix