Gray Hampton Miller

Everbank Bank Accounts — Interest

Amegy Bank Account — None — Open

Brokerage Account #1 (H)

SFG Parent Inc — None

Specialty Foods Group Income T/L — None

Brokerage Account #2 (H)

Raymond James Bank Deposit Program Regions Bank (formerly... — Interest — Note in Part VII

Amer Mutual FD Inc CL F2 — None — Sold

Hotchkis & Wiley FDS Large Cap Value FDCL — None — Sold

American Funds New World Fund Cl F2 — None — Sold (part)

American Funds New World Fund Cl F2 — Sold

Rydex S&P 500 Pure Growth Fund Class H — None — Sold

Templeton FDS Inc Foreign FD Advisor CL. — None — Sold

Templeton Global Smaller Companies FD Advisors CL — None — Sold

Harbor Mid Cap Value Fund Institutional Class — None — Buy

Harbor Mid Cap Value Fund Institutional Class — Sold (part)

Harbor Mid Cap Value Fund Institutional Class — Sold

Hodges Small Cap Fund Retail Class — Int/Div — Buy

Hodges Small Cap Fund Retail Class — Sold (part)

Oakmark International Fund Class — Int/Div — Buy

Pear Tree Polaris Foreign Value SM Cap Ordinary Shrs — Int/Div — Buy

T.Rowe Price Blue Chip Growth Fund — Int/Div — Buy

American International Growth & Income Fund Class F-2 — Int/Div — Buy

American International Growth & Income Fund Class F-2 — Sold (part)

Oppenheimer Global Fund Class Y — Int/Div — Buy

American Funds Capital Income Builder Fund Class F2 — Int/Div — Buy

American Funds Capital Income Builder Fund Class F2 — Buy (add'l)

American Funds Capital Income Builder Fund Class F2 — Buy (add'l)

IRAZI (HY

Raymond James Bank Deposit Program Regions Bank (formerly... — Interest — Note mm Part VII

Amencan Mutual FD Inc CL F2 — Int/Div — Sold (part)

Amencan Mutual FD Inc CL F2 — Sold

New World Fund Class F2 - American Funds N/L — Int/Div — Sold (part)

Rydex S&P 500 Pure Growth Fund Class H — None — Sold

Oakmark International Fund CL — Int/Div — Sold (part)

Hotchkis & Wiley Fds Large Cap Value FDCL] — None — Sold

Hodges Small Cap Fund Retail Class N/L — Int/Div — Sold (part)

Templeton Foreign Fund Advisor Class N/ L — None — Sold

Templeton Global Smaller Companies FD Advisors CL NL — None — Sold

Harbor Mid Cap Value FD Investor CL N/ A — Int/Div — Buy

T.Rowe Price Blue Chip Growth FD N/L — Int/Div — Buy

Pear Tree Polaris Foreign Value SM Cap ordinary Shs N/L — Int/Div — Buy

Wasatch Intemational Opportunities FD Inv CL N/LL — Int/Div — Buy

Amencan International Growth & Income FDCLF2 — Int/Div — Buy

First Trust NYSE Arca Biotechnology Index FD — Int/Div — Buy

First Trust Dow Jones Intemet — None — Buy

First Trust ETF Il Consumer Discretionary Alphadex — Int/Div — Buy

First Trust ETF Il Consumer Staples Alphadex — Int/Div — Buy

First Trust Health Care Alphadex FD ETF — None — Buy

First Trust ETF Alphadex FD I! Germany Alphadex — Int/Div — Buy

First TR ISE Chindia Index FD — Int/Div — Buy

First Trust ETF Alphadex FD 11 Switzerland Alphadex — Int/Div — Buy

Powershares Dynamic Technology Sector Portfolio — None — Buy

First Trust ETF Alphadex FD 11 United Kingdom Alphadex FD — Int/Div — Buy

Powershares ETF Dynamic Indls Sector Portfolio — Int/Div — Buy

First Trust ETF Alphadex FD Il Hong Kong Alphadex — Int/Div — Buy

Powershares DWA Healthcare Momentum Portfolio — None — Buy

Powershares DWA Consumer Cyclicals Momentum Portfolio — Int/Div — Buy

IRA 22 (H)

Raymond James Bank Deposit Program Regions Bank (formerly... — Interest — Note in Part VII

Amer Mutual FD Inc CL F2 — None — Sold

New World Fund Class F2 - American Funds NL — Int/Div — Sold (part)

Oakmark Intemational Fund Class — Int/Div — Sold (part)

Hotchkis and Wiley Large Cap Value Fund Class — None — Sold

Hodges Small Cap Fund Retail Class N/L — Int/Div — Buy (add'l)

Rydex S&P Pure Growth Fund Class H N/ L — Int/Div — Buy (add'l)

Templeton Foreign Fund Advisor Class N/ k — None — Sold

Templeton Global Smaller Companies FD Advisor Class NL — None — Sold

The Oakmark FD Class N/L — Int/Div — Buy

Wasatch International Opportunities FD Inv Class NL — Int/Div — Buy

Pear Tree Polaris Foreign Value SM Cap Ordinary Shrs NL — Int/Div — Buy

American International Growth & Income FD Class F-2 N/L — Int/Div — Buy

American International Growth & Income FD Class F-2 N/L — Sold (part)

Member of the Advisory Board, USS Cavalla Historical Foundation

Member of the Board, Federal Bar Association - Southem District of Texas

Member of the Executive Committee, Houston Marine Insurance Seminars, Ine

Member of the Advisory Board, National Alhance on Mental Hiness (NAMI) of Greater Houston

Part VII, page 4 Ime 7 - Raymond James Bank Deposit Program - Regions Bank was formerly named Raymond James Bank Deposit Program - Goldman Sachs

Bank USA. The Raymond James Bank Deposit Program was switched from Goldman Sachs Bank USA to Regions Bank in August 2015 so the description was

renamed Raymond James Bank Deposit Program - Regions Bank,

Part VII, page 5 line 30 - Raymond James Bank Deposit Program - Regions Bank was formerly named Raymond James Bank Deposit Program - Goldman Sachs

Bank USA. The Raymond James Bank Deposit Program was switched from Goldman Sachs Bank USA to Regions Bank in August 2015 so the description was

renamed Raymond James Bank Deposit Program - Regions Bank.

Part VII, page 7 line 60 - Raymond James Bank Deposit Progrum - Regions Bank was formerly named Raymond James Bank Deposit Program - Goldman Sachs

Bank USA. The Raymond James Bank Deposit Program was switched from Goldman Sachs Bank USA to Regions Bank in August 2015 so the description was

renamed Raymond James Bank Deposit Program - Regions Bank.