William Duffin

BMO Harms Bank accounts — Int/Div

Edvest 529 plan

Age-Based Option 18 & Over — Redeemed

Age-Based Option 18 & Over — Int/Div

Northwestern Mutual Adjustable Comp Life — None

IRA #)

Allianzgi NFJ Dividend Value Fund Class A — Int/Div — Sold

American Century Diversified Bond Investor Class — Int/Div — Sold

Brown Capital Management Small Company Fund Institutional Class — None — Sold

Columbia Acorn International FundClass R4 — Int/Div — Sold

Delaware Emerging Markets Fund (Institutional Class) — Int — Sold

Fidelity Advisor Mid Cap 11 Fund Class — Int/Div — Sold

Fidelity Advisor New Insights Fund Class 1 — Int/Div — Sold

Hartford World Bond Fund Class — Int./y — Sold

The Oakmark International Fund Class — Ine — Sold

The Oakmark International Small-Cap Fund — None — Sold

John Hancock Disciplined Value Mid Cap Fund Class — Int/Div — Sold

MFS Value Fund Class — Int/Div — Sold

Northern Small Cap Value Fund — Int/Div — Sold

PIMCO Income Fund Class P — Int/Div — Sold

PIMCO Commodities Plus Strategy Fund Class P — Int/Div — Sold

T Rowe Price Real Estate — Int/Div — Sold

Templeton Global Bond Fund Advisor Class — Int/Div — Sold

Dodge & Cox Income Fund — Int/Div — Sold

Europacific Growth Fund Class F-2 — Int/Div — Sold

International Growth and Income Fund Class F-2 — Int/Div — Sold

Metropolitan West Total Return Bond Fund Class — Int/Div — Sold

Amencan Funds

AMCAP Fund-A — Int/Div

The Income Fund of Amenca-A — Int/Div

The Bond Fund of America-A — Int/Div

Fundamental Investors-A — Int/Div

American Balanced Fund-A (X) — Int/Div

IRA £2

AMCAP Fund C1 A — hy — Buy

Amencan Balanced Fund C1 A — Int/Div — Buy

Bond Fund of America C1 A — Int — Buy

Lapital Income Builder C1 A — Int/Div — Buy

Capital World Bond Fund C1 A — Int/Div — Buy

Ewuropacific Growth Fund Cl A — Buy

Europacific Growth Fund C1 A — Sold

Fundamental Investors Fund A — Int/Div — Buy

Growth Fund of America C1 A — Int/Div — Buy

Income Fund of America Cl A — Int/Div — Buy

Income Fund of America Cl A — Buy (add'l)

New World Fund C1 A — Int/Div — Buy

SMALLCAP World Fund CI A — Int/Div — Buy

American Funds Developing World Growth & Income Fund C1 A — Int/Div — Buy

Liability — Capital One Master Card — Credit Card

Spouse's income — 2016 — Darrell A. Francis, SC--wages

Spouse's income — 2016 — Copoulos Dental SC--wages

With regard to Part VII of the report, there are two clarifications. First, at the end of March 2016 | closed out my IRA with Broker #1 and transferred the money

that hud been in that IRA into an account at Broker #2. Thus, you see the sale of the various mutual funds that had been held in the IRA with Broker #1 in late

March and the purchase of shares in various funds in early April through Broker #2

Second, regarding the Edvest 529 plans, we had two plans, one for cach

graduated from college in 2016 and we redeemed the

remainder of J Edvest fund in January 2016. SR turned 18 m 2016, and so[ = fund 1s now also identified as an Age Based Option 18 and Older

fund.