Donna M. Ryu

Brokerage Account - Indv

Vanguard Bond ETF (BND) — Int/Div — Buy

Vanguard Bond ETF (BND) — Sold (part)

Shares MSC EFA ETF (EFA) — Int/Div — Buy

iShares MSC EFA ETF (EFA) — Buy (add'l)

iShares MSCI EFA ETF (EFA) — Int/Div — Sold (part)

iShares MidCap ETF (LIH) — Int/Div — Sold (part)

Money Market Fund (SWSXX) — Int/Div

iShares Russel 2000 Value ETF (TWN) — Int/Div — Sold (part)

iShares Russel 1000 Value ETF (IWD) — Int/Div — Sold (part)

iShares Russel 1000 Growth ETF (IWF) — Int/Div — Sold (part)

iShares Russel 1000 Growth ETF (IWF) — Sold (part)

Vanguard Emerging Markets ETF (VWO) — Int/Div

Brokerage Account - SEP IRA

Vanguard Bond ETF (BND) — Int/Div — Buy

Vanguard Bond ETF (BND) — Buy (add'l)

Vanguard Bond ETF (BND) — Buy (add'l)

Vanguard Bond ETF (BND) — Buy (add'l)

iShares MSC! EFA ETF (EFA) — Int/Div — Buy

iShares MSCI EFA ETF (EFA) — Buy (add'l)

iShares MSCI EFA ETF (EFA) — Buy (add'l)

iShares MidCap ETF (JH) — Int/Div — Buy

iShares MidCap ETF (L1H) — Sold (part)

iShares MidCap ETF (L1H) — Sold (part)

iShares MidCap ETF (JH) — Sold (part)

Money Market Fund (SWGXX) — Int/Div

iShares Russel 1000 Growth ETF (IWF) — Int/Div — Sold (part)

iShares Russel 1000 Growth ETF (IWF) — Buy

iShares Russel 1000 Growth ETF (IWF) — Sold (part)

iShares Russel 2000 Value ETF (TWN) — Int/Div — Sold (part)

iShares Russel 2000 Value ETF (TWN) — Buy

Vanguard Emerging Markets E1F (VWO) — Int/Div — Buy

Vanguard Emerging Markets ETF (VWO) — Buy (add'l)

iShares Russel 1000 Value ETF (WD) — Int/Div — Sold (part)

iShares Russel 1000 Value ETF (WD) — Buy

iShares Russel 1000 Value ETF (IWD) — Sold (part)

Brokerage Account - Roth IRA

Vanguard Bond ETF (BND) — Int/Div

iShares Emerging Markets ETF (EEM) — Int/Div

iShares MSC! EFA ETF (EFA) — Int/Div — Buy

iShares MidCap ETF (L1H) — Int/Div

Money Market Fund (SWGXX) — Int/Div

iShares Russel 1000 Value ETF (IWD) — Int/Div

iShares Russel 1000 Growth ETF (IWF) — Int/Div

iShares Russel 2000 Value ETF (TWN) — Int/Div

University of California CAP

Fixed Account (no selection of funds available) — Interest

University of California DCP

Spartan 500 Index Fund — Int/Div — Sold

Spartan US Bond Index Fund X — Int/Div — Sold

Fidelity Value Discovery Fund — Int/Div — Sold

Spartan International Index Fund — Int/Div — Sold

Fidelity Small Cap Stock Fund — Int/Div — Sold

University of California 403(b)

Spartan 500 Index Fund — Int/Div — Sold

Spartan US Bond Index Fund X — Int/Div — Sold

Fidelity Value Discovery Fund — Int/Div — Sold

Spartan International Index Fund — Int/Div — Sold

Fidelity Small Cap Stock Fund — Int/Div — Sold

529 College Savings Plan

Portfolio 2009 Index Fund — None — Buy

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Sold (part)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — None — Buy (add'l)

Portfolio 2009 Index Fund — with line 79)

Age Based Portfolio - 18 & Over Index — None — Buy (add'l)

Age Based Portfolio - 18 & Over Index — None — Buy (add'l)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Wells Fargo Bank Accounts — Int/Div

Provident Credit Union Accounts — Int/Div

ING Direct Accounts — Int/Div

Trust for the benefit of 000 member

Real Estate & Personal Property, [mms [ — None

Co-Trustee, Revocable Trust Agreement re [0 member's estate

Agreement — 2002 — University of California Retirement Plan (pension on retirement)

Part |, and Part VIL

Line 89: Trust for the benefit of [01 member.

«Lam not the owner or grantor of the trust, | am solely the co-trustee of a revocable trust created for the benefit of al member

PartVI1I Lines 49-50: The University of California Capital Accumulation Provision (CAP) account is a supplemental benefit plan held by the University of

California. | have no input in selecting how these funds are mvested.

Part VII Lines 66-81: The custodian of the 529 College Savings Plan changed mid-year (reflected on line 78), | had no say in this change and it happened

automatically.