James A. Teilborg

cc AZ (2000 £79000.) — None

PIMCO INFLATION MANAGED — None — Sold

a PIMCO MANAGED BOND — None — Sold

COMSTOCK-INVESCO (PREV MANAGED BY VAN KAMPEN — None — Sold

JANLS FOCUSED 30 — None — Sold

SCOUT MID-CAP EQUITY (PREV MANAGED BY LAZARD) — None — Sold

BLACK ROCK SMALL CAP INDEX — None — Sold

JPMORGAN INT'L VALUE (PREV MANAGED BY BERNSTEIN) — None — Sold

DIVIDEND GROWTH-T ROWE PRICE — None — Sold

FIXED ACCOUNT-PACIFIC LIFE — None — Buy

THERMOSURGERY. INC — None

H) NATIONWIDE FLEXIBLE VARIABLE UNIVERSAL LIFE POLICY

NVITMIDCAPINDEX 1 — None

DREY VIF APPRECIATION PT — None

OPP MDCAP/VA NSS — None

OPP MS ST/VA NSS — None

JusAspOverseas Sve{ Formerly JAS INT'L GRTH PORT SV SHRS) — None

NVIT Mult-Mgr MdCap Gr — None

H)EQUITABLE LIFE POLICY

EQ/ INTERMEDIATE GOVERNMENT BOND — None

EQ/ BLACK ROCK BASIC VALUE EQUITY — None

EQ/ MID CAP INDEX — None

EQ) LARGE CAP CORE PLUS — None

EQV INTERNATIONAL CORE PLUS — None

JOHN HANCOCK FREEDOM 529, PORTFOLIO A, (NO CONTROL) — Int/Div — Sold (part)

NUVEEN MUNICIPAL VALUE FUND — Int/Div

H) LINCOLN NATIONAL AMERICAN LEGACY III VIEW 14L

AF GROWTH (FORMERLY GROWTH) — None

AF GRWTH-INC (FORMERLY GROWTH & INCOME ) — None

AF GLBL SM CAP (FORMERLY GLOBAL SMALL CAP — None

AF INT'L (FORMERLY INTERNATIONAL) — None

AF NEW WORLD (FORMERLY NEW WORLD) — None

GLOBAL GROW TH-INCOME — None

AF GLOBAL GROWTH (FORMERLY GLOBAL GROWTH) — None

BOND — None

GLOBAL BOND — None

GOV'I/AAA SECURITIES — None

HIGH INCOME BOND — None

AXA EQUITABLE LIFE INSLRANCE — Int/Div

GENERAL AMERICAN WHOLE LIFE INSURANCE POLICY — Int/Div

BANK OF AMERICA NA, RASP (FORMERLY FIA CARD SERVICES) — Int/Div

ISHARES MBS BOND — Int/Div — Sold (part)

H) PRUDENTIAL RETIREMENT B SERIES ANNUITY

AST SCHRODERS MULTI-ASSET WORLD STRAT. — None

AST ACADEMIC STRATEGIES ASSET ALLOCATION — None

AST GOLDMAN SACHS MULTI. ASSET — None

AST BLACKROCK GLOBAL STRATEGIES PORT. — None

ISHARES IBOXX S$ INV GRADE CORP BDFD — Int/Div — Buy (add'l)

ISHARES IBOXX S$ INV GRADE CORP BDFD — Sold (part)

ISHARES IBOXX S$ INV GRADE CORP BDFD — Sold (part)

ISHARES IBOXX HIGH YIELD CORP BDFD — Int/Div

ISHARES MSC1 EAFE INDEX FD — Int/Div — Sold (part)

ISHARES MSC1 EAFE INDEX FD — Sold (part)

ISHARES MSC1 EAFE INDEX FD — Sold (part)

ISHARES MSC1 EAFE INDEX FD — Sold

VANGUARD CONSUMER STAPLES ETF — None — Sold

VANGUARD FINANCIALS ETF — None — Sold

VANGUARD INTERMEDIATE TERM BOND ETF — Int/Div — Sold (part)

VANGUARD SHORT TERM BOND — Int/Div — Buy (add'l)

VANGUARD SHORT TERM BOND — Sold (part)

VANGUARD SHORT TERM BOND — Sold (part)

VANGUARD SHORT TERM BOND — Sold (part)

VANGUARD SHORT TERM BOND — Sold (part)

VANGUARD SHORT TERM BOND — Buy (add'l)

VANGUARD ENERGY ETF — Int/Div — Sold (part)

VANGUARD ENERGY ETF — Sold (part)

VANGUARD SMALL CAP VALUE ETF — None — Sold

VANGUARD UTILITIES ETF — Int/Div — Sold (part)

VANGUARD UTILITIES ETF — Sold (part)

ELEMENTS < ROGERS TR DUE 10024/22 — None — Buy (add'l)

ELEMENTS < ROGERS TR DUE 10024/22 — Sold (part)

ELEMENTS < ROGERS TR DUE 10024/22 — Sold (part)

ELEMENTS < ROGERS TR DUE 10024/22 — Sold

ISHARES 1 - 3 YEAR TREASURY BOND FTF — Int/Div — Sold (part)

ISHARES 1 - 3 YEAR TREASURY BOND FTF — Sold (part)

ISHARES 1 - 3 YEAR TREASURY BOND FTF — Buy (add'l)

ISHARES 1 - 3 YEAR TREASURY BOND FTF — Sold (part)

ISHARES 1 - 3 YEAR TREASURY BOND FTF — Sold (part)

ISHARES 1 - 3 YEAR TREASURY BOND FTF — Buy (add'l)

VANGUARD CONSUMER DISCRETIONARY ETF — None — Sold

VANGUARD INDUSTRIAL ETF — Int/Div — Buy (add'l)

VANGUARD INDUSTRIAL ETF — Sold (part)

VANGUARD MSCI EMERGING MARKETS — Int/Div — Buy (add'l)

VANGUARD MSCI EMERGING MARKETS — Sold (part)

VANGUARD MSCI EMERGING MARKETS — Buy (add'l)

VANGUARD MSCI EMERGING MARKETS — Sold (part)

VANGUARD MSCI EMERGING MARKETS — Sold (part)

VANGUARD MSCI EMERGING MARKETS — Buy (add'l)

VANGUARD MSCI EMERGING MARKETS — Sold

ISHARES GOLD TR — None — Buy

ISHARES GOLD TR — Sold (part)

ISHARES GOLD TR — Sold (part)

ISHARES GOLD TR — Buy (add'l)

ISHARES GOLD TR — Sold (part)

ISHARES GOLD TR — Sold

VANGUARD REIT ETF — Int/Div — Buy (add'l)

VANGUARD REIT ETF — Sold (part)

VANGUARD REIT ETF — Sold (part)

VANGUARD SMALL CAP GROWTH ETF — Int/Div — Buy

VANGUARD SMALL CAP GROWTH ETF — Sold (part)

VANGUARD MATERIALS ETF — Int/Div — Buy

VANGUARD MATERIALS ETF — Sold (part)

VANGUARD MATERIALS ETF — Sold (part)

VANGUARD INFORMATION TECH ETF — Int/Div — Buy

VANGUARD INFORMATION TECH ETF — Sold (part)

VANGUARD INFORMATION TECH ETF — Sold (part)

VANGUARD TELECOMM SRVCS ETF — Int/Div — Buy

VANGUARD TELECOMM SRVCS ETF — Sold (part)

VANGUARD TELECOMM SRVCS ETF — Sold (part)

POWERSHARES GLOBAL — Int/Div — Buy

ISHARES 3-7 YEAR TREASURY BOND FTF — Int/Div — Buy

ISHARES 1-3 YEAR CREDIT BOND ETF — Int/Div — Buy

ISHARES 1-3 YEAR CREDIT BOND ETF — Buy (add'l)

PART VIL, PAGE 7, LINE 49 OF MY 2013 REPORT INCORRECTLY REPORTED THE ENDING VALUE OF AXA EQUITABLE LIFE INSURANCE AS

CODE M, INSTEAD OF CODE J.

PART VII, PAGE 7, LINE 55 OF MY 2012 REPORT INCORRECTLY REPORTED THE ENDING VALUE OF AXA EQUITABLE LIFE INSURANCE AS

CODE L, INSTEAD OF CODE J.