Michael R. Wilner

Brokerage Acct #

BMO INTERM TAX FREE BOND FUND — Distribution

MFS EMERGING MARKETS DEBT FUND — istnibution

RIDGEWORTH SEIX FLOATING RATE INCOME FUND — Distribution

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — Distribution — Buy — tor first purchase

SCHWAB CA TAX FREE BOND FUND — Buy (add'l)

VANGUARD CA INTERM TERM TAX FREE — Distribution

ACADIAN EMERGING MARKETS FUND — Distribution

BARON SMALL CAP FUND — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

DIAMOND HILL SMALL CAP — Distribution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Distribution

OAKMARK INTL FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — istrnibution

ISHARES MSCI VALUE ETF — Distribution

ISHARES RUSSELL 1000 VALUE ETF — istmbution

ISHARES S&P S00 GROWTH ETF — Distribution — Sold (part)

ISHARES RUSSELL 1000 GROWTH ETF — Distribution — Sold (part)

ISHARES RUSSELL 2000 GROWTH EY — Distribution

ISHARES MSCI EAFE SMALL CAP ETF — Distribution

ISHARES NATL MUNI BOND ETF — Distribution — Buy — for first purchase

SCHWAB US TREASURY ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US MIDCAP ETF — Distribution

SCHWAB EMERGING MARKETS ETF — istmbution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB INTL SMALL CAP ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Iistnbution — Buy — for first purchase

SCHWAB US LARGE CAP ETF — Buy (add'l)

SCHWAB USSMALL CAPETF — istnbution — Buy (add'l) — 2013 discl. line 43

SCHWAB USSMALL CAPETF — Buy (add'l)

VANGARD FTSE EMERGING MARKETS ETF — Distribution — Sold

Brokerage Acct #2 — acct # 4- see part 8

BMO INTERM TAX FREE BOND FUND — Distribution

RIDGEWORTH SEIX FLOATING RATE INCOME FUND — Distribution

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — istmbution — Buy (add'l)

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Distribution — 2013 discl. line 151

LAUDLS US LARGE CAP GROWTH FUND — Distribution

OAKMARK INTL FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — istnibution

SCHWAB US DIVIDEND EQUITY FUND — Distribution — Sold

SCHWAB SMALL CAP EQUITY FUND — Distribution — Sold

SCHWAB US TREASURY ETF — Distribution — Buy (add'l)

SCHWAB AGGR BOND ETF — istrnibution — Buy

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPS ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB USSMALL CAPETF — Distribution — Buy (add'l)

POWERSHARES HIGH YIELD BOND ETF — Distribution — Sold (part)

POWERSHARES HIGH YIELD BOND ETF — Sold

Brokerage Acct #3 — acct #2- see part 8

BMO INTERM TAX FREE BOND FUND — Distribution — 2013 discl. line 57

RIDGEWORTH SEIX FLOATING RATE — Distribution — 2013 discl. line 49

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — 2013 discl. line 75

SCHWAB CA TAX FREE BOND FUND — Iistnbution — Buy (add'l)

SCHWAB US DIVIDEND EQUITY FUND — Distribution — Sold — 2013 discl. line 79

BROWN ADVISORY GROWTH FUND — istmbution

HARBOR INTERNATIONAL FUND — Distribution

JANUS VENTURE FUND — Distribution

LAUDLS US LARGE CAP GROWTH FUND — Distribution — 2013 discl. line 66

OAKMARK INTL FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Iistnbution

SCHWAB SMALL CAP EQUITY FUND — Distribution — 2013 discl. line 97

UNDISCOVERED MANAGERS VALUE FUND — istnbution

ISHARES NATL MUNI BOND ETF — Distribution — Buy

SCHWAB US TREASURY ETF — istmbution — 2013 discl. line 76

SCHWAB AGGR BOND ETF — Distribution — Buy

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPSETF — Distribution

SCHWAB EMERGING MARKETS ETF — istmbution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAPETF — Distribution — Buy (add'l)

SCHWAB USSMALLCAPETF — Distribution — Buy (add'l)

POWERSHARES HIGH YIELD BOND ETF — istmbution — Sold (part)

POWERSHARES HIGH YIELD BOND ETF — Sold

Brokerage Acct #4 — acct #3-sce part 8

SCHWAB CA TAX FREE BOND FUND — Distribution

ACADIAN EMERGING MARKETS FUND — istnbution — 2013 discl. line 106

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Distribution

JANUS VENTURE FUND — Distribution — 2013 discl. line 110

OAKMARK INTL FUND — istnbution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

UNDISCOVERED MANAGERS VALUE FUND — Distribution — 2013 discl. line 130

POWERSHARES INTL DIVIDEND ACHIEVERS FTF — Distribution — 2013 discl. line 115

SCHWAB AGGR BOND ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US TIPS ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Buy (add'l)

SCHWAB US SMALL CAPETF — Distribution — Buy (add'l)

POWERSHARES HIGH YIELD BOND ETF — Distribution — Sold (part)

POWERSHARES HIGH YIELD BOND ETF — Sold

Brokerage Acct # §

ACADIAN EMERGING MARKETS FUND — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Distribution

JANUS VENTURE FUND — istmbution

MOTLEY FOOL GREAT AMERICAN FUND — Distribution — Buy

OAKMARK INTL FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

UNDISCOVERED MANAGERS VALUE FUND — istmbution

PARNASSUS CORE EQUITY FUND — Distribution — Sold

POWERSHARES INTL DIVIDEND ACHIEVERS ETF — Iistnbution — Buy

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB EMERGING MARKETS ETF — istnbution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Iistnbution — Buy (add'l)

SCHWAB USSMALL CAPETF — Distribution — Buy (add'l)

Brokerage Acct #6

BAIRD CORE PLUS BOND FUND — Distribution

PIMCO TOTAL RETURN FUND — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — istnbution

PARNASSUS CORE EQUITY FUND — istnbution

PRINCIPAL EQUITY INCOME FUND — Distribution

POWERSHARES HIGH YIELD BOND ETF — istmbution — Buy (add'l)

POWERSHARES HIGH YIELD BOND ETF — Buy (add'l)

SCHWAB AGGR BOND ETF — Distribution — Buy (add'l)

SCHWAB AGGR BOND ETF — Buy (add'l)

SCHWAB USTIPSETF — istmbution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — istnbution — Buy (add'l)

SCHWAB US SMALL CAPETF — Distribution — Buy (add'l)

SPDR BARCLAYS EX-US TREASURY ETF — Iistnbution — Buy

Brokerage #7

IPATH BLOOMBERG COMMODITY INDEX ETF — Distribution — Buy

ISHARES AMT BOND ETF — Distribution — Buy

VANGUARD TOTAL STOCK MARKET ETF — Distribution — Buy

VANGUARD FTSE EMERGING MARKETS ETF — Distribution — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Distribution — Buy

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Buy

Schwab Checking / Brokerage Sweep Accts — Int/Div

Citibank Checking / Savings Accts — Int/Div

529 Account #1 New York Col Savings Prog Cons™Mod Growth (no control) — Distribution

Board Member, Federal Bar Association, Los Angeles Chapter

Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court

Amendments to 2014 report im response to Committee's August | 1 letter:

Lines 6, 24, 35:

Corrected to indicate first purchase of funds - original filing inadvertently listed as “additional” purchases.

Line 37:

No change, Fund was disclosed in 2013 form at line 43 (correct fund name used in 2014 disclosure)

Lines 48 - 104:

1 madvertently listed Accounts 2-4 in a different order than that used in my previous disclosure forms. The account identified as Account #2 in 2014 conforms

to Account #4 in 2013 disclosure. The account identified as Account #3 in 2014 conforms to Account #2 in 2013 disclosure. The account identified as Account

#4 in 2014 conforms to Account #3 in 2013 disclosure,

To avoid confusion, | amended the 2014 disclosure for each relevant line in column D.5. to show the correct disclosure of the fund in the earlier form.

Lines 163-165:

Corrected to conform with previous report

Assets listed in 2013 report at Lines 65-183;

The Committee's comments regarding the 2013 disclosure are related to my inadvertent misnumbering of Accounts 2-4 in the 2014 form. To respond to the

Committee's inquiry, | list below the line on which 1 disclosed the fund in 2013 and the correct location of its disclosure in 2014:

2013

2014

Tine #

65

74

101

80

106

95

109

98

1s

104

136

43

145

42

154

49

162

44

163

45

164

55

167

5?

183

4