Craig B Shaffer

Wells Fargo Bank account — Interest

Schwab Money Market Fund — Interest

BMO Intermediate Tax Free CL Y — Int/Div

Guggenheim S&P Technology ETF — Int/Div

SPDR S&P SOO ETF — Int/Div

Vanguard FTSE Developed Markets ETF — Int/Div

Oppenheimer International Small Cap — Int/Div

Vanguard Telecommunication Services ETF — Int/Div

USAA Tax Exempt Intermediate — Int/Div

SPDR Dow Jones Global Real Estate ETF — Int/Div

Trust No. 2 — Interest

Schwab Money Market Fund — Interest

IRA-1I

Schwab Money Market Fund — None

Schwab 1000 Fund - Select — Int

Vanguard Small Cap — Int/Div

T.Rowe Price Personal Strategy Growth Fund — Int/Div

The Charles Schwab Corp. common stock — Int/Div

Doubleline Total Return — Int/Div

Dodge & Cox International Stock Fund — Int/Div

Pamassus Equity Income Fund — Int/Div

Vanguard Equity Income Fund - Admiral Shares — Int/Div

Seafarer Overseas Growth — hy

Rudgworth Seix High Yield — Int/Div

Baird Core Plus Bond Inst — Int

Lazard Intemational Strategic Equity Open Shares — Int/Div

Rudgeworth SEIX Float Rate High Inc — Int/Div

IRA IN

Schwab Money Market Fund — None

Metropolitan West Total — Int/Div

Wasatch International Growth Fund — Int/Div

Vanguard Global Ex US Real Estate ETF — Int/Div

Tributary Small Co. Inst) — Int./hv

FMI International Fund — Int/Div

MFS Emerging Markets Debt Fund — Interest

Vanguard High Yield Corp Fund Admiral Share — Int/Div

Trust No. 3

Schwab Money Market Fund — None

Dow Chemical Co. stock — Int/Div

Pimeco Incm Inst. Cl. Bond Fund — Int/Div

TCW Total Return Bond Fund — Int/Div — Sold

Artisan International Value Fund — Int/Div

JPMorgan Growth Advantage — Int

JP Morgan Large Cap Growth — Int/Div

Guggenheim S&P 500 ETC — Int/Div

IShares Russell ETF — Int/Div

IShares TR MSCI EAFE — Int/Div

Vanguard Value ETF — Int/Div

Matthews Asia Dividend Fund — Int/Div

Vanguard FTSE All World — Int/Div

JPMorgan US Equity Select Shares — Int/Div

BMO Intermediate Tax Free — Int — Buy

Oppenheimer International Small — Int/Div — Buy

USAA Tax Exempt Intermediate — Interest — Buy

Vanguard Energy ETF — Int/Div — Buy

Vanguard FTSE Developed Markets — Int/Div — Buy

Vauguard FTSE Emerging Markets — Int/Div — Buy

Trust No. 4

Capital One Financial CP — Int/Div

General Electric Co. common stock — Int/Div — Sold

Home Depot Inc. common stock — Int/Div

Honevwell International common stock — Int/Div

Jolmson & Johnson common stock — Int/Div

JP Morgan Chase & Co. common stock — Int/Div

Pepsico Inc. common stock — Int/Div

Powershs Exchange Trade — Int/Div — Sold

Harbor International Fund — Int/Div — Sold

TT. Rowe Price Blue Chip Fund — Int/Div

T. Rowe Price Small Cap Fund — Int/Div

Westcore Co. Tax Exempt Fund — Int/Div

United States Commodity Fund — Interest — Sold

Energy Select Sector SPDR ETF 1V — Int/Div

Shares Core MSCI Emerging ETF — Int/Div

1Shares MSC1 EAFE Small Cap ETF — Int — Buy

Vanguard Intermediate Term Tax Exempt Fund — Int/Div

IRA IV

Schwab Money Market Fund — None

Vanguard Reit ETF — Int/Div

Wisdomtree International Small Cap — Int/Div

Trbutary Small Co Inst] — Int/Div

Vanguard Dividend Appreciation ETF — Int/Div

Adpunct Faculty Member, University of Denver, Sturm College of Law

Reimbursement — Sandra Day O'Connor Luw School — 03112017 — J Tor gr AY TER dscovery issues

Reimbursement — LC) Membership Meeting — 05/04/2017 05052017 — Washington, D.C — presentation regarding Fed R. Civ. P. MXbX6) — airfare, hotel charges, taxi fares, airport parking

Reimbursement — Environmental Litigation Seminar — 06/23/2017 — hnigation — parking

Income — 1207 — University of Denver, Sturm College of Law - compensation as Adjunct Facilty Member — $5.000.00

Spouse's income — 2017 — self-emploved diversity consultant