Ronald H. Sargis

What was filed

235
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Crummett
See VIII Note
VIII - RENAMED FUND
VIII - Renamed Fund
VII - Renamed Fund
VIII Note
Trust #1, Family Member
State of California, Califorma Department of Public Health --- Salary

As filed

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Brokerage Account #3

Rental Property #1, Sacrarmento, California — Rent — Sold — Crummett

Rental Property #2, Sacramento, California — Rent

Bank of America Demand Accounts — Interest

Golden 1 Credit Umion Demand Account — Interest

Bank of the West Demand Account — Interest

Bank of America Accounts, Dependant — Interest

State Farm Whole Life Insurance — Int/Div

MINERAL RIGHTS, Livingston, CA — None

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Brokerage Account #1

MERRIL LYNCH DIRECT DEPOSIT {CASH ACCOUNT) — Int/Div

ADT CORP — Distribution

PENTAIRLTD — Distribution

TYCO INTERNAT TYC — Int/Div

COVIDIEN PLC COV — Int/Div

TE CONNECTIVITY LTD TEL — Int/Div

THERMOGENSIS KOOL — None

NOKIA NOK — Int/Div

SIRIUS XM SIRI — Int/Div

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Brokerage Account #2

CASH ACCOUNT, GOLDMAN SACHS BANK USA (X) — Interest

FIRST TENNESSEE BANK, NA - CASH ACCOUNT — None — Closed

DISCOVER BANK — Interest — Open

ORACLE ORCL — Int/Div

DREYFUS TECH GROWTH DTGBX — See VIII Note

NXOONXXXXXXXXX

Brokerage Account # 2-1

Federated Cap Reserves — Int/Div

DREYFUS TECH GROWTH DTGBX — Int/Div

HARTFORD CAP APPRC FD HCACX — Int/Div

NOONOOXNXXX XXX

Brokerage Account #4 Dependent

GROWTH FD AMER GFACX — Int/Div

GROWTH FD AMER GFACX — Distribution — Buy (add'l)

GUGGENHEIM MID CAP VALUE A - SEVSX — Distribution — Buy (add'l) — VIII - RENAMED FUND

40 — Int/Div

BLACKROCK GLOBAL ALLOCATION MCLOX — Int/Div — Buy (add'l)

BLACKROCK GLOBAL ALLOCATION MCLOX — Distribution — Buy (add'l)

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BROKERAGE ACCOUNT #5 Dependants

GOLDMAN SACHS INSURED CASH ACCOUNT — Interest

COSTCO — Int/Div

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BROKERAGE ACCOUNT #8 IRA Rollover

GENERAL MARKET CASH FUND, RW BAIRD — Int/Div

CLAYMORE WILSHIRE MICRO CAP ETF WMCR — Int/Div — Buy

FIRST TRUST DOW JONES SELECT MICRO CAP INDEX ETF FDM — Int/Div — Buy

FLEXSHARES TRUST QLTY DIV INDEX FUND ODF — Int/Div — Buy

ISHARES MSCI SWITZERLAND INDEX FFT EWL — Int/Div

ISHARES MSCI GERMANY INDEX ETF EWG — Int/Div

ISHARES MSCI SOUTH KOREA CAPPED ETF EWY — Int/Div — Buy

ISHARES MSC1 JAPAN ETF EW) — Int/Div — Buy

ISHARES MSC1 JAPAN ETF EW) — Buy (add'l)

ISHARES MSCI EAFE INDEX ETF EFA — Int/Div — Buy (add'l)

ISHARES TR MSCI EMERGING MKTS ETF EEM — Int/Div

ISHARES TR MSCI EMERGING MKTS ETF EEM — Sold (part)

ISHARES MSC1 EAFE VALUE ETF EFV — Int/Div — Buy

ISHARES MSCI ACWI EX US INDEX FD ACWX — Int/Div

ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Int/Div — Sold (part)

ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Buy (add'l)

ISHARES CORE S&P SMALL CAP ETF UR — Int/Div

ISHARES CORE S&P SMALL CAP ETF UR — Sold (part)

ISHARES MSCI EMU ETF EZL — Int/Div

ISHARES MSCI EMU ETF EZL — Sold (part)

ISHARES MSCI EMU ETF EZL — Buy (add'l)

ISHARES MSCI CANADA INDEX ETF EWC — Int/Div

ISHARES MSCI CANADA INDEX ETF EWC — Buy (add'l)

ISHARES MSCI UNITED KINGDON INDEX ETF EWU — Int/Div — Sold (part)

MARKET VECTORS OIL SERVICES ETF ou — Int/Div — Buy

POWERSHARES DYNAMIC BLYBACK ACHIEVERS ETF PKW — Int/Div — Buy

POWERSHARES S&P 500 HIGH BETA ETF SPHB — Int/Div — Buy (add'l)

POWERSHARES S&P 500 HIGH BETA ETF SPHB — Buy (add'l)

VANGUARD FISE ELROPE ETF VGK — Int/Div — Buy (add'l) — VIII - Renamed Fund

VANGUARD FISE ELROPE ETF VGK — Buy (add'l)

VANGUARD FISE ELROPE ETF VGK — Sold (part)

VANGUARD FISE ELROPE ETF VGK — Buy (add'l)

VANGUARD FTSE DEVELOPED MKETS ETF VEA — Int/Div — VII - Renamed Fund

VANGUARD LARGE CAPETF VV — Int/Div

VANGUARD LARGE CAPETF VV — Sold (part)

WISDOMTREE JAPAN HEDGED EQUITY ETF DXJ — Int/Div

93 — Distribution

93 — Buy (add'l)

93 — Sold (part)

93 — Buy (add'l)

WISDOMTREE JAPAN SMALL CAP DIVIDEND ETF DFJ — Int/Div — Buy

ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Int/Div — Buy

ALPS RIVERFRONT STRATEGIC INCOME FUND RIGS — Buy (add'l)

ISHARES 1-3 YR CREDIT BOND EFT SJ) — Int/Div — Buy

ISHARES 1-3 YR CREDIT BOND EFT SJ) — Sold (part)

VANGUARD SHORT TERM CORP BOND ETF VCSH — Int/Div — Sold (part)

112 — Distribution

All Interests Fully Divested in Yr for Brokerage Account #8

ISHARES CORE MSCI EMG MKTS — Int/Div — Buy

ISHARES CORE MSCI EMG MKTS — Sold

GLOBAL X FUNDS ASEAN 40 ETF ASEA — Int/Div — Sold

ISHARES MSC1 PACIFIC EX JAPAN ETF Ere — Int/Div — Buy (add'l) — VIII Note

ISHARES MSC1 PACIFIC EX JAPAN ETF Ere — Sold

ISHARES CORE MSCI EMERGING MARKETS ETF — Int/Div — Buy

ISHARES CORE MSCI EMERGING MARKETS ETF — Sold

ISHARES CORE S&P MID CAP ETF UH — Int/Div — Sold

ISHARES MSC1 AUSTRALIA INDEX FTF — Int/Div — Buy

ISHARES MSC1 AUSTRALIA INDEX FTF — Sold

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF HYG — Int/Div — Sold

ISHARES DOW JONES US FINANCIAL SERVICES ETF — Int/Div — Buy

ISHARES DOW JONES US FINANCIAL SERVICES ETF — Sold

ISHARES TRUST JPMORGAN USD EMERG MARKETS BOND FD EMB — Int/Div — Sold

ISHARES MORNINGSTAR LARVE VALUE INDEX ETF — Int/Div — Buy

ISHARES MORNINGSTAR LARVE VALUE INDEX ETF — Sold (part)

ISHARES MORNINGSTAR LARVE VALUE INDEX ETF — Sold

POWERSHARES INTL DIVIDEND ACHIEVERS ETF PID — None — Sold

POWERSHARES ETF DWA TECHNICAL LEADERS rope — Int/Div — Sold (part)

POWERSHARES ETF DWA TECHNICAL LEADERS rope — Sold

POWERSHARES GLOBAL ETF FUND HIGH YIELD CORP BOND PHB — None — Sold

POWERSHARES TRUST II S&P 500 LOW VOLATILITY ETF SPLY — Int/Div — Sold

POWERSHARES SENIOR LOAN PORT ETF BKLN (NYSE ARCA) — Int/Div — Buy (add'l)

POWERSHARES SENIOR LOAN PORT ETF BKLN (NYSE ARCA) — Sold (part)

POWERSHARES SENIOR LOAN PORT ETF BKLN (NYSE ARCA) — Sold

RYDEX GUGGENHEIM S&P 500 EQULA WEIGHT TECH ETF — Int/Div — Buy

1443, — Sold

SPDR BARCLAYS CAP HIGH YIELD BOND ETF JNK — Int/Div — Sold (part)

SPDR BARCLAYS CAP HIGH YIELD BOND ETF JNK — Sold (part)

SPDR BARCLAYS CAP HIGH YIELD BOND ETF JNK — Buy (add'l)

SPDR BARCLAYS CAP HIGH YIELD BOND ETF JNK — Sold

SPDR S&P SOO EFT — None — Buy

SPDR S&P SOO EFT — Sold

VANGUARD DIVIDEND APPRECIATION ETF VIG — Int/Div — Sold (part)

VANGUARD DIVIDEND APPRECIATION ETF VIG — Sold

VANGUARD EMERGING MKTS ETF VWO — Int/Div — Sold (part)

VANGUARD EMERGING MKTS ETF VWO — Sold (part)

VANGUARD EMERGING MKTS ETF VWO — Sold

WISDOMTREE TR EMERGING MARKETS SMALL CAP DIVIDEND DGS — Int/Div — Sold

WISDOMTREE LARGE CAP DIVIDEND ETF DLN — Int/Div — Sold (part)

WISDOMTREE LARGE CAP DIVIDEND ETF DLN — Sold (part)

WISDOMTREE LARGE CAP DIVIDEND ETF DLN — Buy (add'l)

WISDOMTREE LARGE CAP DIVIDEND ETF DLN — Sold

WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND — Int/Div — Buy

WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND — Sold

VANGUARD INFORMATION TECHNOLOGY ETF — None — Buy

VANGUARD INFORMATION TECHNOLOGY ETF — Sold

PIMCO 0-5 YR HIGH YIELD COPOROATE BOND INDEX ETF — Int/Div — Buy

PIMCO 0-5 YR HIGH YIELD COPOROATE BOND INDEX ETF — Sold

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Brokerage Account #9 IRA Rollover

CASH/MONEY MARKET -- RW Baird General MMKT Class A — Int/Div

CAPITAL WORLD GWTH & INCOME FD CWGFX — Int/Div — Sold (part)

CAPITAL WORLD GWTH & INCOME FD CWGFX — Buy (add'l)

CALAMOS CONVERTIBLE FUND CICVX — Int/Div — Buy (add'l)

176. — Distribution

DAVIS NEW YORK VENTURE DNVYX — Int/Div — Sold (part)

DAVIS NEW YORK VENTURE DNVYX — Distribution — Sold (part)

DAVIS NEW YORK VENTURE DNVYX — Buy (add'l)

DAVIS NEW YORK VENTURE DNVYX — Sold (part)

DAVIS NEW YORK VENTURE DNVYX — Buy (add'l)

GUGGENHEIM MID CAP VALUE A -- SEVAX — Int/Div — Buy (add'l) — VII - Renamed Fund

183. — istnbution

FAMCO MLP & ENERGY INCOME INFIX — Int/Div — Buy

FAMCO MLP & ENERGY INCOME INFIX — Buy (add'l)

GATEWAY GATEX — Int/Div — Buy

GATEWAY GATEX — Buy (add'l)

GROWTH FUND AMER GFAFX — Int/Div — Sold (part)

GROWTH FUND AMER GFAFX — Distribution — Sold (part)

GROWTH FUND AMER GFAFX — Buy (add'l)

HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Int/Div — Sold (part)

HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Distribution — Sold (part)

HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Buy (add'l)

IVY FDS INC ASSET STRATEGY FD WASYX — Int/Div — Buy (add'l)

KEELEY FUNDS SMALL CAP VALUE KSCIX — Int/Div — Buy (add'l)

KEELEY FUNDS SMALL CAP VALUE KSCIX — Sold (part)

LOOMIS SAYLES BOND INSTL LSBDX — Int/Div — Buy (add'l)

LOOMIS SAYLES BOND INSTL LSBDX — Distribution — Buy (add'l)

LOOMIS SAYLES BOND INSTL LSBDX — Buy (add'l)

PERMANENT PORTFOLIO FD PRPFX — Int/Div — Buy (add'l)

PERMANENT PORTFOLIO FD PRPFX — Distribution — Buy (add'l)

STRATTON SMALL CAP VALUE STSCX — istnibution — Buy (add'l)

STRATTON SMALL CAP VALUE STSCX — Buy (add'l)

VANGUARD INTER TERM BOND FUND VBIIX — Int/Div — Buy (add'l)

VANGUARD INTER TERM BOND FUND VBIIX — Distribution — Buy (add'l)

VANGUARD INTER TERM BOND FUND VBIIX — Buy (add'l)

All Interests Fully Divested in Yr for Brokerage Account #9

HUSSMAN INVT GROWTH FD HSGFX — Int/Div — Buy (add'l)

HUSSMAN INVT GROWTH FD HSGFX — Buy (add'l)

HUSSMAN INVT GROWTH FD HSGFX — Sold

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Trust #1

CALIFORNIA BANK & TRUST DEPOSIT ACCOUNTS — Interest

BANK OF AMERICA. NA — Interest

LS GOVERNMENT BONDS — Interest

Trustee —- Trust #1], Trust #1, Family Member

Spouse's income — 2013 — State of California, Califorma Department of Public Health --- Salary

Part IV Liabilities: Rental Property Sold in 2013 and Bunk of the West Liability Paid in Full From Sale Proceeds

Part VII, Line 27 -- Transferred to New Investment Account #2-1

Part VII Line 39 — Secunity Equity FD Mid Cap Value SEVAX renamed Guggenheim Mid Cap Value A SEVAX

Part VII, Line 80 «= Vanguard MSCI Europe EFT VGK renamed Vanguard FTSE Europe ETF VGK

Part VII, Line 86 - Vanguard MSCI EAFE ETF remaned Vanguard FTSE Developed Markets

Part VII, Line 117 « Ishares MSCI Pacific Ex Japun EFT EPP -- Typographic error on 2012 Report listed the name as ISHARES "MSCK" Pacific Ex Japan.

Part VII, Line 182 - Security Equity FD Mid Cap Value SEVAX renamed Guggenheim Mid Cap Value A SEVAX