John George Koeltl

JOHNSON & JOHNSON - (COMMON) — Int/Div

PFIZER INC. « (COMMON) — Int/Div

ROYAL DUTCH SHELL PLC (COMMON) — Int/Div

FEDERATED KAUFMANN LARGE CAP FUND CL C- MUTUAL FUND — None

FRANKLIN INCOME FUND CLC MUTUAL FUND — Int/Div — Sold

OPPENHEIMER DEV. MARKETS FUND CLC -MUTUAL FUND — None — Sold

VANGUARD TOTAL STK MKT EFT FUND — Int/Div

MERRILL LYNCH FIA MONEY FUND NY.NY. — Interest — Buy (add'l) — Increase To MM Fund

N.Y. STATE ENGY RESH BOND 5.5% DUE OILOI2) — Interest — Redeemed

SUFFOLK CTY BOND 4.125% DUE 11/0121 — Interest

DUTCHESS CTY BOND 4.5% DUE 08/0126 — Interest

NY ST DORM AT RV ST BOND 5% DUE 021527 — Interest — Sold (part)

NY ST DORM AT RV ST BOND 5% DUE 02/1524 — Interest

NEW YORK NY SUBSER SER C-1 BOND 4.5% DUE 1001/23 — Interest

N.Y. STATE DORM. AUTH. REV MEM SLOAN BOND 5% DUE 07/0126 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 4.75% DUE 11/15/30 — Interest

NEW YORK NY SUBSER J-1 BOND 5% DUE 05/15/31 — Interest

N.Y. CITY MUN WTR BOND 4.75% DUE 06/15/36 — Interest

N.Y. CITY MUN WTR BOND 4.75% DUE 06/15/37 — Interest — Redeemed

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/37 — Interest — Sold (part)

N.Y. CITY MUN WTR BOND 5% DUE 06/15/38 — Interest

N.Y. STATE HSG FIN AGY BOND 4.9% DUE 11/01/38 — Interest

N.Y. CITY MUN ATR BOND 4.5% DUE 06/15/39 — Interest

LONG ISLAND PWR AUTH NY BOND 4.259 DUE 05/01/33 — Interest — Redeemed

THOMPSON NY PUB IMPT BOND 4.125% DUE 09/0129 — Interest

N.Y. STATE CLN-DRNKNG WTR BOND S00 DUE 06/15/36 — Interest

NEW YORK ST SER E OID BOND 4% DUE 12/15/37 — Interest

HUDSON YDS INFRA NY BOND 5% DUE 02/1547 — Interest

HAVERSTRAW NY IMPT BOND 3.50% DUE D&/ 15/34 — Interest

HUDSON YDS INFRA NY BOND 4.50% DUE 02/15/47 — Interest

N.Y.STATE SER A OID BOND 3.125% DUE 03/15/34 — Interest

N.Y. STATE URBAN DEV BOND 3.25% DUE 03/15/33 — Interest — Buy

SUFFOLK ONTY NY WTR BOND 3.00% DUE 06/01/35 — None — Buy

MIDDLETOWN NY CITY SCH BOND 3.00% DUE 06/15/38 — Interest — Buy

TRIBOR. BRIDGE & TUNNEL BOND 100% DUE 11/1538 — Interest — Buy

NEW YORK NY CITY TRA REV BOND 2.00% DUE 02/01/37 — Interest — Buy

CITIBANK CHECKING ACCOUNT NY.NY. — None

MERRILL LYNCH (IRA ROLLOVER) ML BANK CASH ACCOUNT — Interest — Sold (part) — Decrease to MM Fund

MERRILL LYNCH (IRA ROLLOVER) ALGER CAP. APPREC. FUNDCL A — Int/Div — Buy (add'l)

MERRILL LYNCH (IRA ROLLOVER) MFS VALUE FUNDCL C — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- MAINSTAY LARGE CAP FUND CLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- MAINSTAY LARGE CAP FUND CLC — Sold (part)

MERRILL LYNCH{IRA ROLLOVER)- ALGER CAP APPREC FUNDCLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — None

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CLC — None — Sold (part)

MERRILL LYNCH(IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER) FIRST EAGLE GLOBAL FUNDCLC — Int/Div

MERRILL LYNCH(IRA ROLLOVER) FIRST EAGLE GLOBAL FUNDCLC — Sold

MERRILL LYNCH(IRA ROLLOVER) ISHARES CORE S&P S00 EFT — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER) ISHARES CORE S&P S00 EFT — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- ATT BOND 3% DUE 06/30/22 — Interest

MERRILL LYNCH(IRA ROLLOVER)- VERIZON BOND 4 272% DLE 01/15/36 — Interest

MERRILL LYNCH(IRA ROLLOVER)- ATT BOND 45% DLE 05/15/18 — Interest — Buy

Mr. & Mrs MICHAEL NAYLOR. PERSONAL LOAN — None

MERRILL LYNCH MONEY MARKET ACCOUNTS (MONEY MARKET FUNDS) — None — Buy (add'l) — increase to MM Fund

ALTRIA GROUP INC ( COMMON) — Int/Div

AMN ELEC POWER CO. (COMMON) — Int/Div

AT&T (COMMON) — Int/Div — Buy (add'l)

BP PLC SPON ADR (COMMON) — Int/Div

CALIFORNIA RESOURCES CORP (COMMON) — None

CHEVRON CORP (COMMON) — Int/Div

CONSOLIDATED EDISON INC (COMMON) — Int/Div

DAIMLER A (COMMON) — Int/Div

DIEBOLD INC. (COMMON) — Int/Div

DOMINION RESOURCES INC (COMMON) — Int/Div — Buy (add'l)

DUKE ENERGY CORP. (COMMON) — Int/Div

EDISON INT'L CALIF (COMMON) — Int/Div

EXELON CORP. (COMMON) — Int/Div

EXXON MOBIL CORP. (COMMON) — Int/Div

GENERAL ELECTRIC (COMMON) — Int/Div

HERSHEY CO. (COMMON) — Int/Div

HESS CORP. (COMMON) — Int/Div

HONEYWELL INT'L INC. (COMMON) — Int/Div

THE KRAFT/HEINZ CO. (COMMON) — Int/Div

MARATHON OIL CORP. (COMMON) — Int/Div

MONDELEZ INTERNATIONAL INC (COMMON) — Int/Div

EVERSOURCE ENERGY (COMMON) — Int/Div

OCCIDENTAL PETROLEUM CORP. CAL (COMMON) — Int/Div

PEPCO HOLDINGS INC. (COMMON) — None — Sold

PHILIP MORRIS INT'L INC. (COMMON) — Int/Div

PUBLIC SERVICE ENTERPRISE GROUP (COMMON) — Int/Div

ROCKWELL AUTOMATION INC (COMMON) — Int/Div

ROCKWELL COLLINS INC, (COMMON) — Int/Div

SOLTHERN COMPANY (COMMON) — Int/Div

SPECTRA ENERGY CORP. (COMMON) — Int/Div

VERIZON COMM. (COMMON) — Int/Div

DEUTSCHE NY TAX FREE INCOME FUND CL A (MUTUAL FUND)» — Int/Div

FEDERATED FUND FOR U.S. GOV'T SECURITIES CL A (MUTUAL FUND) — None — Sold

FEDERATED MUNICIPAL SECURITIES FUND CL A (MUTUAL FUND) — Int/Div — Sold

FRANKLIN US. GOV'T SECURITIES FUND CL C(MUTUAL FUND) — Int/Div — Sold

FRANKLIN US. GOV'T SECURTIES FUND CL A (MUTUAL FUND) — Int/Div — Sold

ISHARES RUSSELL 1000 FUND — Int/Div

WESTERN ASSET HIGH INCOME FUND H(MUTUAL FUND) — Int/Div

Reimbursement — The American Legal System ((IAALS) — February 27.2016 — Summit — Rae TI I

Reimbursement — Institute tor Law and Economic Policy — April 7,2016- April 8,2016 — Mam, FL — Symposium Participant — Lodging, meals and travel

Reimbursement — The American Legal System (IAALS) — 22016 — Diner

Reimbursement — University of Baltimore } School of Law — September 23,2016 September 23,2016 — Baltimore, MD — Federal Rules Conference — Travel

Reimbursement — Northwestern University School of Law — Novemeber 15,2016 November 17.2016 — Chicago, IL — Complex Litigation Conference — Lodging, meals and travel

Income — 2016 — NEW YORK UNIVERSITY - TEACHING — $27,255.00