Douglas N. Frazier

Brokerage Account

Mainstay ICAP Select Equity "A" — Int/Div — Buy

Mainstay MAP Equity "A" — Int/Div — Buy — from Linc 4

Maistay MAP Equity "B" — Int/Div — Sold — to Line 3

Mainstay US Small Cap "A" — Int/Div — Buy

SEPIRA

N.Y. Life Essentials Variable Annuity — None — Transaction

Simple IRA

Mainstay Balanced “INV” — Int/Div — Transactions

Mainstay High Yield Corp. Bond "INV" — Int/Div — Transactions

Mainstay ICAP Select Equity "INV" — Int/Div — Transactions

Mainstay MAP Equity "INV" — Int/Div — Transactions

Mainstay US Small Cap "INV" — Int/Div — Transactions

Spouse's income — 2012 — Self-Employed Psychologist - salary

VIL Investments and Trusts:

Line 4 Exchanged total value into Line 3 on January 10, 2012; Value code (J)

Line 3 also had Column D{2) monthly buys, Value code(J)

Lines 2 and S « Column D(2) monthly buys, Value code (J)