Thomas D. Schroeder

Wells Fargo Accounts (Wachovia) — Interest

BB&T Account — Interest

US Treasury Series EE Bonds — None

First Tennessee Accounts — Interest

Valic Annuity — Int/Div

Brokerage #1 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div

Vanguard FTSE Developed Markets ETF (name changed from prior fund) — Int/Div

iShares MSC Emerging Markets ETF — Int/Div

Vanguard FTSE Emerging Markets ETF — Int/Div

PIMCO 1-5 Year US TIPS Index ETF — Int/Div

PIMCO Low Duration Fund Inst — Int/Div

Vanguard Ltd-Term Tax Exempt Adm — Int/Div

Vanguard Short-Term Investment-Grade Adm — Int/Div

Fudelity Cash Money Market — Int/Div

Brokerage #2 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div

Vanguard FISE Developed Markets ETF {name changed from prior fund) — Int/Div

iShares MSCI Emerging Markets ETF — Int/Div

Vanguard FTSE Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Inst — Int/Div

AQR Managed Futures Strategy C1 — Int/Div

Eaton Vance Glbl Macro Absolute Ret Advig — Int/Div

PIMCO Unconstrained Bond Inst] — Int/Div

PIMCO 1-5 Year US TIPS Index ETF — Int/Div

PIMCO Global Advantage Strategy Bond Inst! — Int/Div

Vanguard Short-Term Investment-Grade Adm — Int/Div

Eaton Vance Floating Rate Ady — Int/Div

Fidelity Cash Money Market — Int/Div

Brokerage #3 (H)

AQR Managed Futures Strategy C1 — Int/Div

PIMCO 1-5 Year US TIPS Index ETF — Int/Div

PIMCO Global Advige Strategy Bond Inst] — Int/Div

Vanguard Short-Term Investment-Grade Adm — Int/Div

Eaton Vance Floating Rate Ady — Int/Div

Fidelity Cash Money Market — Int/Div

Brokerage #4 (H) (X)

Eaton Vance Glbl Macro Absolute Ret Advig (X) — Int/Div — Buy

PIMCO Fndmntl Advige Absolute Ret Inst! xX) — Int/Div — Buy

PIMCO Unconstrained Bond Inst] (X) — Int/Div — Buy

PIMCO 1-5 Year US TIPS Index ETF (X) — Int/Div — Buy

Eaton Vance Floating Rate Inst] (X) — Int/Div — Buy

Fidelity Cash Money Market (X) — Int/Div

IRA #1 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC EAFE ETF — Int/Div

iShares MSCI Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Instl — Int/Div

American Funds High Income Trust C1 A xX) — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div — Buy

Eaton Vance Floating Rate Inst! — Int/Div — Buy

Fudelity Treasury Daily Money Market — Int/Div

IRA 22 (H)

PIMCO All Asset All Authority Inst — Int/Div

Eaton Vance Floating Rate Ady — Int/Div — Sold (part)

Fidelity Treasury Daily Money Market (Y) — Int/Div

IRA 43 (H)

PowerShares FISE RAFI US 1000 — Int/Div — Sold (part)

iShares MSCI EAFE ETF — Int/Div — Sold (part)

iShares MSCI Emerging Markets EFT — Int/Div — Buy (add'l)

PIMCO All Asset All Authority Inst — Int/Div — Buy (add'l)

AQR Managed Futures Strategy C1 1 — Int/Div

Eaton Vance Glbl Macro Absolute Ret Advig 1 — Int/Div — Buy (add'l)

PIMCO Unconstrained Bond Inst] — Int/Div

Eaton Vance Emergmg Mkts Local Income Cll — Int/Div — Buy (add'l)

PIMCO Global Advantage Strategy Bond Inst! — Int/Div

PIMCO High Yield Spectrum Inst] — Int/Div

Eaton Vance Floating Rate Adv — Int/Div

Eaton Vance Floating Rate Instl — Int/Div — Buy (add'l)

Fidelity Treasury Daily Money Market (Y) — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Loval American Insurance — Int/Div

Winston-Salem Foundation Donor Advised Fund — None

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

NC College Foundation 529 Dependable Income Fund — Interest

Board Member, Notre Dame Law Association

Liability — University of North Carolina/Chapel Hill — tuition and housing for 2013-14 school year

Liability — Wake Forest University — tuition and housing for 2013 spring semester

Spouse's income — 2013 — Piedmont Land Conservancy, salary

The Winston-Salem Foundation Donor Advised Fund reflects money we donated irrevocably to, and is owned by, the Foundation, but I and 5000 can direct

donations from that Fund to charities of our choice. We can receive no income from its investment; rather, the Fund receives the income.

Section VIL, lines 10 and 12: This fund is simply a name change from the prior fund known as Vanguard MSC1 EAFE ETF.