Richard Allen Posner

BROKERAGE ACCOUNTS AND MUTUAL FUNDS:

VANGUARD S00 INDEX ADM FUND — Int/Div — Buy (add'l)

TIAA CREF BROKERAGE SVCES MONEY MARKET ACCT — Int/Div

BLACKROCK NAT'L MUNI FUND — Int/Div

BLACKROCK NAT'L MUNI INSTL FUND — Int/Div

NUVEEN MUNI MARKET OPPORTUNITY FUND — Int/Div

BLACKROCK MUNI 2018 FUND — Int/Div

BLACKROCK GLOBAL ALLOCATION FUNDA — Int/Div

NUVEEN QUALITY MUNI FUND — Int/Div

NUVEEN SELECT QUALITY MUNI FUND — Int/Div

TIAA CREF SHORT TERM BOND FUND 1] — Int/Div

CAPITAL BANK FINANCIAL CORP — Int/Div — Buy

SEP RETIREMENT ACCOUNT

BLACKROCK BASIC VALUE FUND — Int/Div — Sold (part)

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div

BLACKROCK LATIN AMERICA FUND — Int/Div

BLACKROCK LONG HORIZON FUND — Int/Div

BLACKROCK PACIFIC FUND — Int/Div

BLACKROCK VALUE OPPORTUNITIES FUND — Int/Div

BLACKROCK TOTAL RETURN FUND — Int/Div

AMERICAN FUNDS INTERMEDIATE BOND FUND A — Int/Div

TRUST ACCOUNT

TIAA MONEY MARKET ACCT — Int/Div

BLACKROCK NAT'L MUNI FUND INSTITUTIONAL CLASS — Int/Div

BLACKROCK NAT'L MUNI FUND — Int/Div

BLACKROCK LONG HORIZON FUND — Int/Div

BLACKROCK US GOV'T BOND FUND — Int/Div

DEUTSCHE GNMA FUND CLASS S — Int/Div

DEUTSCHE SHORT DURATION FUND — Int/Div

DEUTSCHE MANAGED MUNI BOND FUND — Int/Div

IRA ACCOUNT

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div — Sold (part)

BLACKROCK MIDCAP VALUE OPPORTUNITIES FUND A — Int/Div

TIAA MONEY MARKET ACCT — None

OTHER RETIREMENT ACCOUNTS:

UNIVERSITY OF CHICAGO CONTRIBUTORY RETIREMENT PLAN — Interest

STANFORD UNIVERSITY CONTRIBUTORY RETIREMENT PLAN — Interest

NATL BUREAU OF ECO RESEARCH TAX DEF ANNUITY PLAN — Interest

UNIVERSITY OF CHICAGO SUPPLEMENTAL RETIREMENT PLAN — Interest

TIAA < CREF ANNUITY ACCOUNTS — Interest

BANK FINANCIAL (BANK ACCOUNT) — Interest

COLLECTIVE DECISION ENGINES LLC “CONVERTIBLE PROMISSORY NOTE — None — Buy

TRUSTEE, TRUST (FAMILY MEMBER)

Income — 2015 — COPYRIGHT CLEARANCE CENTER: ROYALTIES — $262.78

Income — 2015 — UNIVERSITY OF CHICAGO LAW SCHOOL - SALARY — S25.91988