Raymond C. Fisher

BANK OF AMERICA. NA RASP — Interest

CDEVERBANK 0.500 2/26/15 — Interest — Closed

CD GOLDMAN SACHS BK 0.700% 9/06/16 — Interest — Closed

CD GOLDMAN SACHS BK USA 0.95% 617 — Interest — Closed

BLACKROCK GLOBAL ALLOCCLA — None — Buy (add'l)

BLACKROCK GLOBAL ALLOCCLA — Sold

CHIRON CAPITAL ALLOCATION FUND INSTL CL — Int/Div — Buy

CLEARBRIDGE APPREC FUND — None — Sold

COLUMBIA DIV INCOME — Int/Div — Buy

COLUMBIA DIV INCOME — Sold (part)

FEDERATED KAUFMAN LG CAP — None — Sold

FEDERATED STRATEGIC VALUE DIVIDEND INSTL CL — Int/Div — Buy

FEDERATED STRATEGIC VALUE DIVIDEND INSTL CL — Sold (part)

FRANKLIN MUT GLOBAL DISC FD — Int/Div — Buy

FRANKLIN MUT GLOBAL DISC FD — Sold (part)

J. HANCOCK DISCIPLINED VALUE — Int/Div — Buy (add'l)

J. HANCOCK DISCIPLINED VALUE — Sold (part)

LOOMIS SAYLES LTD TERM GOV & AGENCYFDCLY — Int/Div — Buy

LOOMIS SAYLES LTD TERM GOV & AGENCYFDCLY — Sold (part)

LORD ABBETT SHORT TERM — Int/Div — Sold (part)

LORD ABBETT SHORT TERM — Sold (part)

METROPOLITAN WEST TOT. RET BOND — Int/Div — Sold

METROPOLITAN WEST TOT. RET BOND — Buy

PRINCIPAL MID CAP BLEND (Y)

PRINCIPAL MID CAPFUNDCLP — Int/Div — Buy

PRINCIPAL MID CAPFUNDCLP — Sold (part)

PRINCIPAL SHORT TERM INCOME FUNDCLP — Int/Div — Buy

PRUDENTIAL SHORT TERM CORP BOND — Int/Div — Sold

PUTNAM EQUITY INCOME — None — Sold

STERLING CAPITAL SPECIAL OPPORTUNITIES FUND INSTL — None — Buy

STERLING CAPITAL SPECIAL OPPORTUNITIES FUND INSTL — Sold

SUN AMERICA FOCUSED DIV — Int/Div — Buy (add'l)

SUN AMERICA FOCUSED DIV — Sold (part)

TEMPLETON GLOBAL TOTAL RETURN FUNDCL — Int/Div — Buy

TEMPLETON GLOBAL TOTAL RETURN FUNDCL — Sold

THORNBURG INVESTMENT INCM — Int/Div — Sold

WELLS FARGO DISCIPLINED US CORE FD CL INSTL — Int/Div — Buy

WESTERN ASSET CORE — Int/Div — Sold (part)

WESTERN ASSET CORE — Buy (add'l)

NATIONWIDE AMERICA'S VISION ANNUITY (FIDVIP EQ INC INITIAL) — Distribution

JACKSON NAT'L LIFE FLEX TAX SHELTERED FIXED ANNUITY — Interest

JACKSON NATL LIFE SINGLE MAX TAX SHELTERED FIXED ANNUITY — Interest

Member, Board of Directors, Western Justice Center (nonprofit), Pasadena, CA

PART VIL LINE 1: FORMERLY FIA CARD SVCS NA RASP

PART VII, LINE 40: NAME CHANGE; SEE LINE 66 OF THE 2015 REPORT.

PART VII, LINES 41 AND 42: THESE ASSETS WERE LISTED COLLECTIVELY ON LINE 67 OF THE 2015 REPORT.