Katherine A. Constantine

Brokerage #1 (H)

Alps (ETF) — Int/Div

AT&T (common) — Int/Div — Buy (add'l)

Proctor & Gamble (common ) — Int/Div

Southern Co. (common) — Int/Div

Target (common) — Int/Div — Buy (add'l)

Teco Energy (common ) — Int/Div

Xcel Energy (common ) — Int/Div

Powershares Finl pfd (ETF) — Int/Div

SAFRA Natl Bk (C.D) — Interest — Redeemed

CITBK(C.D) — Interest — Redeemed

GE Cap Finl (C.D) — Interest

Goldman Sachs BK (C.D) — Interest

Freeborn Cnty MN GO (Bond) — Interest

Sartell Mn GO (Bond) — Interest — Redeemed

Deer River MN GO (Bond) — Interest

MN Hsg Pub Sve Rev (Bond) — Interest

Mpls MN Library GO (Bond) — Interest

MN Streets’Hwys GO (Bond) — Interest

Mpls MN Spl Sch Dist GO (Bond) — Interest

MN Hsg Res Rev (Bond) — Interest — Buy

US Gov't Money Mkt (mutual fund) — Int/Div

Brokerage #2 (H)

US Gov't Money Mkt (mutual fund) — Int/Div

Metropolitan West Trl Retrn (Mutual Fd) — Int/Div

MFS Div Income (Mutual Fund) — Int/Div

Anoka Cnty MN GO (Bond) — Interest

Brokerage #3 (H)

RBC Prime Money Mkt (Mutual Fund) — Int/Div

Actavis PLC (rec'd thru merger w line 74) — Distribution

Advanced Auto Parts — None — Buy

Affiliated Manager Group Inc — None — Sold

AMC Networks Inc — None — Sold

Ametek (common) — Int/Div — Sold (part)

Andarko Pete (common) — Int/Div — Buy (add'l)

Apple (common) — Int/Div — Sold (part)

Apple (common) — Buy (add'l)

Apple (common) — Buy (add'l)

Apple (common) — Buy (add'l)

Archer Daniels Midland (common) — Int/Div

Avago Tech (common) — Int/Div — Sold (part)

Avago Tech (common) — Sold (part)

Biogen Idec (common) — None — Buy (add'l)

Biogen Idec (common) — Buy (add'l)

Boeing (common) — Int/Div

Califorma Resources (common) — Distribution — from line 109)

Califorma Resources (common) — Sold

Celgene Corp (common) — None — Buy

Celgene Corp (common) — Buy (add'l)

Chevron Corp — None — Sold

Church & Dwight — None — Sold

Comcast Corp (class A) — Int/Div

Continental Resources (common) — None — Sold

Core Laboratories NV (common) — Int/Div — Buy

Core Laboratories NV (common) — Sold

Costco Wholesale (common) — Int/Div — Buy (add'l)

Delphi Automotive PLC — Int/Div — Buy

Delphi Automotive PLC — Buy (add'l)

Delphi Automotive PLC — Buy (add'l)

Delta Airlines (common) — Int/Div

Ebay (common) — None — Sold

Edwards Lifesciences Corp (common) — None — Buy

Edwards Lifesciences Corp (common) — Sold (part)

El Lilly (common) — Int/Div

FOG Resources {common) — Int/Div

EQT Corp (common) — Int/Div — Buy

EQT Corp (common) — Sold

FS Networks (common) — None — Buy

Facebook (common) — None — Buy

Facebook (common) — Buy (add'l)

Facebook (common) — Buy (add'l)

FedEx Corp — Int/Div — Buy (add'l)

FMC Technologies (common) — None — Buy

Forest Laboratories (common) — None — with line MN)

General Motors (common) — Int/Div — Sold

Gilead Sciences Inc — None — Sold (part)

Gilead Sciences Inc — Sold

Google Class C (spin-off from line 80) — None — from line 80)

Google Class C (spin-off from line 80) — Sold

Google Class A — None — Buy (add'l)

Google Class A — Buy (add'l)

Halliburton Co (common) — Int/Div — Buy

Halliburton Co (common) — Sold (part)

Halliburton Co (common) — Sold

Henry Schein (common) — None

Hewlett Packard (common) — Int/Div — Buy

Hewlett Packard (common) — Buy (add'l)

Hewlett Packard (common) — Buy (add'l)

Home Depot (common) — Int/Div — Sold

Hospira Inc — None

Intel Corp (common) — Int/Div

International Paper (common) — None — Sold

Johnson & Johnson (common) — Int/Div

KBR Inc (common) — Int/Div — Sold

KLA -Tencor (common) — Int/Div — Sold

Laredo Petroleum common) — None — Buy

Laredo Petroleum common) — Sold

Lyondellbasell Ind (class A) — Int/Div — Sold

Merck & Co (common) — Int/Div — Buy

Merck & Co (common) — Buy (add'l)

Merck & Co (common) — Buy (add'l)

Michael kors Hidgs (ordinary) — None

Michron Technologiy (common) — None — Buy

Michron Technologiy (common) — Buy (add'l)

NXP Semiconductors (common) — None — Buy

Newell Rubbermaid (common) — Int/Div

Nextera Energy (common) — Int/Div

Norfolk Southern Corp (common) — Int/Div — Buy

Occidental Pete (common) — Int/Div — Buy (add'l)

Oracle Corp (common) — Int/Div — Sold (part)

Oracle Corp (common) — Sold

Parker Hannifin {common ) — Int/Div — Buy (add'l)

Pepsi (common) — Int/Div

Phillips 66 (common) — None — Buy

Precision Castparts (common) — Int/Div — Buy (add'l)

Precision Castparts (common) — Sold (part)

Precision Castparts (common) — Sold

Priceline (common) — None — Buy (add'l)

Priceline (common) — Sold

Qualcomm — Int/Div — Sold (part)

Qualcomm — Sold (part)

Qualcomm — Sold

RPM International (common) — Int/Div — Buy

Sandisk Corp (common) — Int/Div

Schlumberger Ltd (common) — Int/Div — Sold

Sector Spdr (ETF) — Int/Div

Soap-On Inc (common) — Int/Div — Buy

Soap-On Inc (common) — Buy (add'l)

Soap-On Inc (common) — Buy (add'l)

Stryker Corp (common) — Int/Div — Sold

TIX Companies (common) — None — Buy

TRW Automotive (common) — None — Sold

Ubiquiti Networks (common) — None — Buy

Ubiquiti Networks (common) — Sold

Valero Energy (common) — Int/Div — Sold

Vulcan Materials (common) — Int/Div — Buy

Wabtec Corp (common) — Int/Div — Buy (add'l)

Walt Disney (common) — Int/Div

Whirlpool Corp (common) — Int/Div — Buy (add'l)

Yahoo (common) — None — Sold

Zimmer Holdings (common) — Int/Div

Brokerage #4 (H)

RBC Prime Money Market Fd (mutual fund) — Int/Div

Amer Fds Euro Pacific Gr (mutual fund) — Int/Div

Amer Fds Capital Income Bldr (mutual fund) Class C — Int/Div

Amer Fds Capital Income Bldr {mutual fund) Class F — Int/Div

Fidelity Adv New Insights (mutual fund) — Int/Div

Thomburg Int'l Value (mutual fund) — Int/Div

AXA Variable Annuity -See VIII — None

Brokerage #5 (H)

RBC Prime Money Market Fd (mutual fund) — Int/Div

Kayne Anderson (common) — Int/Div

MN Higher Ed St. Ben (Boud) — Interest

Xcel Energy (common) — Int/Div

Brokerage Account #6 Dorsey 401k (H) Closed - See VIII

Brokerage Acct #7 (H)

Federated Money Market {money market) — Int/Div

Amer Fds Euro Pac Gr (mutual fund) — Int/Div

Buffalo Fds Mid Cap (mutual Fund) — Int/Div — Buy (add'l)

Dodge & Cox Fund Int'l Stock (mutual fund) Class F — Int/Div

Dodge & Cox Income (mutual fund) Class — Int/Div — Buy (add'l)

Fidelity New Insights {cl ¢ mutual fund) — Int/Div — with line 164)

Fidelity New Insights (cl i mutual fund) — Int/Div

IShares Russell 1000 Gr (ETF) — Int/Div

Shares Russell 1000 Value (ETF) — Int/Div

IShares S&P Sm Cap 600 (ETF) — Int/Div

Metropolitan West Total Return Bondi mutual fund) — Int/Div

MFS Div Inc (mutual fund) — Int/Div

Parnassus Income Trust w/k/a Parnassus Core Equity Fd — Int/Div

T Rowe Price Gr Stk (mutual fund) — Int/Div — Sold (part)

Vanguard Total Bond Market ETF — Int/Div

American Express Centurion BK — Interest

Sallie Mae Bk Slt Lake City (C.D) — Interest

GE Cap Retrail Bk Utah (C.D.) — Interest

GE Cap Retail Bk Draper Utah(C.D.) — Interest — Buy

Goldman Sachs Bk USA NY (C.D. — Interest — Buy

AT & T unsecured OID — Interest — Buy

Brokerage #8 (H)

RBC Prime Money Market (mutual fund) — Int/Div

American Century Eq Inc (mutual fund) — Int/Div — Sold

Amer Fds Capital Inc Bldr (mutual fund) — Int/Div

Amer Fds Euro Pac Gr (¢] ¢ mutual fund) — Int/Div

Amer Fds Euro Pac Gr (¢] f mutual fund) — Int/Div

Brocade Commun Syst (common) — Int/Div

Columbia Acorn Tr (mutual fund) — Int/Div

Fidelity New Insights (mutual fund) — Int/Div

Fidelity Adv Ser 11 (mutual fund) — Int/Div — Sold

Fundamental Invs (mutual fund) — Int/Div

Keeley Sm Cap Value (mutual fund) — Int/Div

Lord Abbett Sec Tr Value Opp (mutual fund) — Int/Div — Buy

Metropolitan West Total Return Bond {mutual fund) — Int/Div

MFS Ser Tr X11 (mutual fund) — Int/Div

MFS Growth (mutual fund) — Int/Div — Buy

MFS Utilities Fd (mutual fund) — Int/Div — Buy

Tr for Prof Mgrs Snow Cap Small Cap Value (mutual fd) — Int/Div — Buy

Brokerage #10(H)

RBC Br Deposit Program (money market) — None — Buy

Ally Bk Midvale Utah (C.D.) — None — Buy

GE Cap Bk Retail (C.D.) — None — Buy

American Express Cent Bk (C.D) — None — Buy

Trust #1 (H)

RBC Prime Money Mkt (mutual fund) — None

MFS Ser Tr X11 (mutual fund) — Int/Div

American Enterprise Inv. Sves. (mutual fund) — Int/Div

Discover Financial Sves. (common) — Int/Div

Honeywell Int'l. (common) — Int/Div

Morgan Stanley (common) — Int/Div

Allstate Corp. (common) — Int/Div

Sears Holding Corporation (common) — Interest

Sears Canada (common) — Int/Div

US. Bank N.A. Accounts (cash & CDs) — Interest

Twin City Federal Account (cash) — None — Part VII

Brokerage #9 (H)

E Trade cash reserve account — None — Part VII

Brocade (common) — None — Sold (part)

Brocade (common) — Sold (part)

Brocade (common) — Sold (part)

Brocade (common) — Buy (add'l)

Brocade (common) — Buy (add'l)

Twin City Federal Account £1 {Conservator/ Guardian — None — Part VII

Franklin Templeton Investments Account #1 (Custodian)

Franklin Founding Funds Allocation Fund «Class A — Int/Div

Conservator/Guardian/Payee, Twin City Federal Account #1

Agreement — 2013/2014 — Dorsey & Whitney LLP (former law firm) Retirement Payment Agreement, fixed payments/no control

Reimbursement — Institute Annual Spring Meeting — 04/26/2014 — EATING + 2d pe esd — programs/speaker — Pea Ld Tol OTE ie rts antarieere orm Sath ated

Reimbursement — Institute Annual Central States Bankruptcy Workshop — 132014 — programs/speaker — TE Ar wire PT Tare ES WRT AI Er "Ta ™ ws Pw

Income — 2014 — Dorsey & Whitney LLP-retirement, pension and refund of capital contribution (with interest) — $194,660.19

Part VII, Line 149 - This annuity was previously listed under account #7 but was moved to Account #4 - no exchange of money involved. This annuity is invested

in a model portfolio 50% moderate allocation/50% conservative allocation. 1am only able to select the asset allocation and the annuity makes all investment

decisions without consulting me,

Part VII, Line 155 - Brokerage acct #6 was closed in 2013 und assets were moved to Acct #7. No exchange of money involved.

Part VII, Lines 213 and 221 - These are checking accounts that do not pay any interest or any other form of mcome.

Part VII, Line 215 - This is a cash holding account that does not generate income.

As previously reported (see Part VIIT in reports for 2013 reporting period), the Steep Earnings Curve (investment club) was dissolved in 2013 and assets (stock)

were sold and distributed during 2013 except that funds (approx. $2542) were left in the account to pay for 2013 tax preparation. The final distribution of

approximately $342 was made in April 2014 to me after payment for that tax preparation. There is and will be no further activity to report regarding this club.