James Tyne Moody

Trust #1 — Int/Div

PowerShares Senior Loan Port (BKLN) Mutual Fund — Buy

PowerShares Senior Loan Port (BKLN) Mutual Fund — Sold

GLD) Common Stock — Buy

GLD) Common Stock — Buy (add'l)

GLD) Common Stock — Sold

CERN) Common Stock — Buy

CERN) Common Stock — Buy (add'l)

The Cushing MLP Premier Fund-A (CSHAX) Mutual Fund — Buy

First Trust NASDAQ Global Auto Index (CARZ) Mutual Fund — Buy

RS Low Duration Bond Fund-A (RLDAX) Mutual Fund — Buy

RS Select Growth Fund-A (RSDGX) Mutual Fund — Buy

Vangaurd High Dividend Yield ETF (VYM) Mutual Fund — Buy

Virtus Premium AlphaSector Fund-A (VAPAX) Mutual Fund — Buy

Wells Fargo Advantage Large Cap Core A (EGOAX) Mutual Fund — Buy

Yacktman Focused Sve (YAFFX) Mutual Fund — Buy

Neuberger Berman Multi Cap Opp A INMUAX) Mutual Fund — Buy

PowerShares Buyback Achievers (PK) Mutual Fund — Buy

SunAmerica Focused Dividend Strategy A (FDSAX) Mutual Fund — Buy

Chase Bank (checking and savings accounts) — Interest

Member of Board of Directors, St. Mary Medical Center, an Indiana not-for-profie corporation

Spouse's income — 2013 — Salary received as a teacher/administrator with College of Court Reporting, Inc

Spouse's income — 2013 — Rovalnes received from sale of text books

In part VII of this report, we have a checking account with Centier Bank. Interest income during reporting period was Code A: Gross value at end of reporting

period was Code K and the Value Method was Code T.