Douglas Preston Woodlock
2011Annual
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What was filed
126
investments
2
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income
Named parties
- Trust No.
- Trust No. 2
- Provided care and assistance for elderly [NN
As filed
Liquidated 2005
Liquidated 199%
Liquidated 2002
Liquidated 1998
Liquidated 1995
Liquidated 1999
Liquidated 1999
Liquidated 2001
Liquidated 1996
Liquidated 2000
Liquidated 1996
Liquidated 2005(Y)
Liquidated 2001
Liquidated 2001
Fidelity Cash Reserves (Money Market) FDRXX — Int/Div
Liquidated 2010
No longer reportable
Liquidated 2000)
Liquidated 1995
Liquidated 1993
Liquidated 2002
Liquidated 1993
Liquidated 2004
Liquidated 1995
Fidelity GNMA FGMNX — Int/Div — Buy (add'l)
Liquidated 2010
Fidelity Growth Company FGDRX — Int/Div
Liquidated 2010
Liquidated 1995
Liquidated 1995
Liquidated 2010
Liquidated 1999
T.Rowe Price Small Cap OTCFX — Int/Div
Liquidated 199%
Liquidated 2007
First Nat'l Bank of Ipswich (Checking Savings) — Interest
Liquidated 1998
Liquidated 199%
Liquidated 2006
No longer reportable 2002
Liquidated 2007
Liquidated 2008
Fidelity Disciplined Equity FDEXQ — Int/Div
Fidelity Stock Selector FDSSX — Int/Div — Sold (part)
No longer reportable 2011
No longer reportable 2002
Liquidated 1996
Liquidated 2004
Davis New York Venture Fund, C1.A INYVTX — Int/Div — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
Liquidated 2007
T.Rowe Price Blue Chip Growth TRBCX FRSRX — Int/Div — Sold (part)
T.Rowe Price Blue Chip Growth TRBCX FRSRX — Sold (part)
Franklin Small Mid-Cap Growth C1.A FRSGX XY — Int/Div — Sold (part)
Franklin Small Mid-Cap Growth C1.A FRSGX XY — Sold (part)
Liquidated 1999
Liquidated 1999
Liquidated 1999
Liquidated 1999
Liquidated 1999
Liquidated 199%
Liquidated 1998
Liquidated 2000)
Liquidated 2000
Liquidated 2006
Liquidated 2000
Liquidated 2007
Liquidated 2007
Liquidated 2000
Liquidsted 2007
Liquidated 2007
Vanguard Prime (Money Market) VMMXX — Int/Div
Liquidated 2007
Vanguard Long Term Investment Grade VWETX — Int/Div
Liquidated 2006
Liquidated 2000
Liquidated 2010
Liquidated 2005
Liquidated 2005
Vanguard Mid-Cap Index VIMAX — Int/Div
Vanguard Value Index VVIAX — Int/Div
Vanguard 500 Index VFIAX — Int/Div
Vanguard Intermediate Term Bond Index VBILX — Int/Div
Vanguard Short Term Bond Index VBIRX — Int/Div
Vanguard Treasury (Money Market) VUSXY — None
Liquidated 2001
Liquidated 2001
Liquidated 2000)
Liquidated 2010
Liquidated 2005
Liquidated 2005
Liquidated 2007
Liquidated 2001
Liquidated 2005
Fidelity Advisor High Inc. Advantage, C1.T FAHYX — Int/Div
Sequoia SEQUX — Int/Div
Liquidated 2007
T. Rowe Price Mid-Cap Value TRMCX — Int/Div
Liquidated 2007
Wellington Shields Brokerage Sweep-Wells Fargo (X) — Int/Div
Liquidated 2007
Liquidated 2005
Liquidated 2007
T. Rowe Price Value TRVLX — Int/Div
Vanguard Small-Cap Index VSMAX — Int/Div
Vanguard Extended Market Index VEXAX — Int/Div
T. Rowe Price New American Growth PRWAX (XO) — Int/Div
Liquidated 2010(Y)
Liquidated 2008
No longer reportable 2011
T. Rowe Price Emerging Mkts. PRMSX — Int/Div
Dodge & Cox International DODFX — Int/Div — Buy (add'l)
Dodge & Cox Income DODIX — Int/Div
T.Rowe Price Mid-Cap Growth RPMGX — Int/Div
Liquidated 2010
Liquidated 2008
Liquidated 2010
Liquidated 2010
Vanguard Int'l Stock Index VITAX (X) — Int/Div
Vanguard Total Bond Index VBTLX (X) — Int/Div
Vanguard Total Stock Index VTSAX (X) — Int/Div
Fidelity Spartan 500 Index FUSVX — Int/Div
Fidelity Spartan Extended Market FSEVX — Int/Div
Fidelity Spartan Int] Index FSIVX — Int/Div
Trustee, Trust No.
Trustee, Trust No. 2
Spouse's income — 2011 — Provided care and assistance for elderly [NN
Part | and Part VII:
In past years Trust No. | (Part I, Item I; Part VII, Line 43) and Trust No. 2 (Part I, Item 2; Part VII, Line 112) have been separately and duplicatively reported.
On reconsideration of the filing instrutions it appears that it is unnecessary to report these trusts in Part VII. These are revocable trusts that do not appear to meet
the definition of an Aggregate Ownership Arrangement. The trusts are comprised of assets fully disclosed within Part VII, where the income and value of such
holdings are separately reported as part of the individual identification of those assets. Because the report of income and value provided for these trusts in Part VII
constitutes duplicate reporting of the income and value of the underlying assets, it does not appear of that separate reporting of the trusts in Part VII is necessary.
Part VII, Line 102:
This item reflects the cash sweep program for certain brokerage sccounts. The sweep program was switched from Evergreen Money Market to Wells Fargo in
April 2009.
Part VILL, Lines 109 & 110
There was an inadvertent transposition regarding these two funds in the Financial Disclosure Report for 2010. The 11/9/10 sale of the investment in T. Rowe
Price Equity Income Fund (Line 110) was inaccurately reported as an | 1/9/10 sale of T. Rowe Price New American Growth Fund. This transposition has been
corrected in this Financial Disclosure Report by this explanation and the notation in Line 110 that the T. Rowe Price Equity Income Fund was "Liguidated 2010”.
Part VIL, Lines 121-123, Column A « In response to the letter of inquiry from the Committee on Financial Disclosure dated October 24, 2012, the parenthetical
“(x)” has been deleted . The parenthetical was carried over inadvertently from the 2011 Report where the assets were first reported.
Part VII, at about line 119 - In response to the letter of inquiry from the Committee on Financial Disclosure dated October 24, 2012, this will confirm that
“Oppenheimer Equity Income [OAEIX]" is not listed in the 2011 Annual Report because the asset was fully liquidated in 2010. The 2010 Annual Report however,
inadvertently reported at Part VII, page 11, line 121, Column D that the final liquidating sale on 8/18/10 was a partial sale giving rise to the misunderstanding that
the asset continued to be owned after that date.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.