Douglas Preston Woodlock

2011Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 126

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Trust No.
  • Trust No. 2
  • Provided care and assistance for elderly [NN

As filed

Liquidated 2005

Liquidated 199%

Liquidated 2002

Liquidated 1998

Liquidated 1995

Liquidated 1999

Liquidated 1999

Liquidated 2001

Liquidated 1996

Liquidated 2000

Liquidated 1996

Liquidated 2005(Y)

Liquidated 2001

Liquidated 2001

Fidelity Cash Reserves (Money Market) FDRXX — Int/Div

Liquidated 2010

No longer reportable

Liquidated 2000)

Liquidated 1995

Liquidated 1993

Liquidated 2002

Liquidated 1993

Liquidated 2004

Liquidated 1995

Fidelity GNMA FGMNX — Int/Div — Buy (add'l)

Liquidated 2010

Fidelity Growth Company FGDRX — Int/Div

Liquidated 2010

Liquidated 1995

Liquidated 1995

Liquidated 2010

Liquidated 1999

T.Rowe Price Small Cap OTCFX — Int/Div

Liquidated 199%

Liquidated 2007

First Nat'l Bank of Ipswich (Checking Savings) — Interest

Liquidated 1998

Liquidated 199%

Liquidated 2006

No longer reportable 2002

Liquidated 2007

Liquidated 2008

Fidelity Disciplined Equity FDEXQ — Int/Div

Fidelity Stock Selector FDSSX — Int/Div — Sold (part)

No longer reportable 2011

No longer reportable 2002

Liquidated 1996

Liquidated 2004

Davis New York Venture Fund, C1.A INYVTX — Int/Div — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

Liquidated 2007

T.Rowe Price Blue Chip Growth TRBCX FRSRX — Int/Div — Sold (part)

T.Rowe Price Blue Chip Growth TRBCX FRSRX — Sold (part)

Franklin Small Mid-Cap Growth C1.A FRSGX XY — Int/Div — Sold (part)

Franklin Small Mid-Cap Growth C1.A FRSGX XY — Sold (part)

Liquidated 1999

Liquidated 1999

Liquidated 1999

Liquidated 1999

Liquidated 1999

Liquidated 199%

Liquidated 1998

Liquidated 2000)

Liquidated 2000

Liquidated 2006

Liquidated 2000

Liquidated 2007

Liquidated 2007

Liquidated 2000

Liquidsted 2007

Liquidated 2007

Vanguard Prime (Money Market) VMMXX — Int/Div

Liquidated 2007

Vanguard Long Term Investment Grade VWETX — Int/Div

Liquidated 2006

Liquidated 2000

Liquidated 2010

Liquidated 2005

Liquidated 2005

Vanguard Mid-Cap Index VIMAX — Int/Div

Vanguard Value Index VVIAX — Int/Div

Vanguard 500 Index VFIAX — Int/Div

Vanguard Intermediate Term Bond Index VBILX — Int/Div

Vanguard Short Term Bond Index VBIRX — Int/Div

Vanguard Treasury (Money Market) VUSXY — None

Liquidated 2001

Liquidated 2001

Liquidated 2000)

Liquidated 2010

Liquidated 2005

Liquidated 2005

Liquidated 2007

Liquidated 2001

Liquidated 2005

Fidelity Advisor High Inc. Advantage, C1.T FAHYX — Int/Div

Sequoia SEQUX — Int/Div

Liquidated 2007

T. Rowe Price Mid-Cap Value TRMCX — Int/Div

Liquidated 2007

Wellington Shields Brokerage Sweep-Wells Fargo (X) — Int/Div

Liquidated 2007

Liquidated 2005

Liquidated 2007

T. Rowe Price Value TRVLX — Int/Div

Vanguard Small-Cap Index VSMAX — Int/Div

Vanguard Extended Market Index VEXAX — Int/Div

T. Rowe Price New American Growth PRWAX (XO) — Int/Div

Liquidated 2010(Y)

Liquidated 2008

No longer reportable 2011

T. Rowe Price Emerging Mkts. PRMSX — Int/Div

Dodge & Cox International DODFX — Int/Div — Buy (add'l)

Dodge & Cox Income DODIX — Int/Div

T.Rowe Price Mid-Cap Growth RPMGX — Int/Div

Liquidated 2010

Liquidated 2008

Liquidated 2010

Liquidated 2010

Vanguard Int'l Stock Index VITAX (X) — Int/Div

Vanguard Total Bond Index VBTLX (X) — Int/Div

Vanguard Total Stock Index VTSAX (X) — Int/Div

Fidelity Spartan 500 Index FUSVX — Int/Div

Fidelity Spartan Extended Market FSEVX — Int/Div

Fidelity Spartan Int] Index FSIVX — Int/Div

Trustee, Trust No.

Trustee, Trust No. 2

Spouse's income — 2011 — Provided care and assistance for elderly [NN

Part | and Part VII:

In past years Trust No. | (Part I, Item I; Part VII, Line 43) and Trust No. 2 (Part I, Item 2; Part VII, Line 112) have been separately and duplicatively reported.

On reconsideration of the filing instrutions it appears that it is unnecessary to report these trusts in Part VII. These are revocable trusts that do not appear to meet

the definition of an Aggregate Ownership Arrangement. The trusts are comprised of assets fully disclosed within Part VII, where the income and value of such

holdings are separately reported as part of the individual identification of those assets. Because the report of income and value provided for these trusts in Part VII

constitutes duplicate reporting of the income and value of the underlying assets, it does not appear of that separate reporting of the trusts in Part VII is necessary.

Part VII, Line 102:

This item reflects the cash sweep program for certain brokerage sccounts. The sweep program was switched from Evergreen Money Market to Wells Fargo in

April 2009.

Part VILL, Lines 109 & 110

There was an inadvertent transposition regarding these two funds in the Financial Disclosure Report for 2010. The 11/9/10 sale of the investment in T. Rowe

Price Equity Income Fund (Line 110) was inaccurately reported as an | 1/9/10 sale of T. Rowe Price New American Growth Fund. This transposition has been

corrected in this Financial Disclosure Report by this explanation and the notation in Line 110 that the T. Rowe Price Equity Income Fund was "Liguidated 2010”.

Part VIL, Lines 121-123, Column A « In response to the letter of inquiry from the Committee on Financial Disclosure dated October 24, 2012, the parenthetical

“(x)” has been deleted . The parenthetical was carried over inadvertently from the 2011 Report where the assets were first reported.

Part VII, at about line 119 - In response to the letter of inquiry from the Committee on Financial Disclosure dated October 24, 2012, this will confirm that

“Oppenheimer Equity Income [OAEIX]" is not listed in the 2011 Annual Report because the asset was fully liquidated in 2010. The 2010 Annual Report however,

inadvertently reported at Part VII, page 11, line 121, Column D that the final liquidating sale on 8/18/10 was a partial sale giving rise to the misunderstanding that

the asset continued to be owned after that date.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Douglas Preston Woodlock | Frix