Graham Calder Mullen

S10.

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Bamey Money Market Fund (See explanation) — Int/Div

Smith Bamey Money Market Fund (See explanation) — Int/Div

Central Fund - Canada — Int/Div

Intel Corp — Int/Div

Merck & Co — Int/Div

Proctor & Gamble — Int/Div

General Electric — Int/Div

Chart Indus — None — Sold

TEVA Pharmaceuticals — Int/Div

Permanent Portfolio (See Self Initiated Amendment 2012) — Int/Div

Apple — Int/Div — Buy

Goldman Sachs Rising Div — Int/Div — Buy

IRA (See explanation) — Int/Div

Loomis Sayles Funds IT Strategic Inc Fund — Sold (part)

Loomis Sayles Funds IT Strategic Inc Fund — Sold (part)

Loomis Sayles Funds IT Strategic Inc Fund — Sold (part)

Oppenheimer Int'l Bond Fund — Sold (part)

Oppenheimer Int'l Bond Fund — Sold (part)

Oppenheimer Int'l Small Co Fund — Sold (part)

Satuit Cap Micro Cap Fund — Sold (part)

Satuit Cap Micro Cap Fund — Sold (part)

Oppenheimer Gold & Sp. Minerals — Sold (part)

Oppenheimer Gold & Sp. Minerals — Sold (part)

Oppenheimer Gold & Sp. Minerals — Sold (part)

Oppenheimer Gold & Sp. Minerals — Buy (add'l)

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Buy (add'l)

Permanent Portfolio Fd — Sold (part)

Blackrock Global Allocation

Columbia Select Large Cap Growth Fd — Sold (part)

Columbia Select Large Cap Growth Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Sold (part)

First Eagle Fds Global Fd — Sold (part)

Yacktman Fd — Sold (part)

Yacktman Fd — Sold (part)

Pimco Fds - Total Return Fd — Sold (part)

Pimco Fds - Total Return Fd — Sold (part)

Pimco AllAsset AllAuthority

Royce Premier Fd — Sold (part)

Templeton Fds - TR Global Bd Advisor — Sold (part)

Templeton Fds - TR Global Bd Advisor — Sold (part)

MFS « Int'l New Discovery Fd

JP Morgan Core Bond FD Select — Sold (part)

JP Morgan Core Bond FD Select — Sold (part)

Neuberger Berman Income New Strategic Fd — Sold (part)

Neuberger Berman Income New Strategic Fd — Sold (part)

John Hancock Fds 11 Strategic Income Opptys — Buy

John Hancock Fds 11 Strategic Income Opptys — Buy (add'l)

John Hancock Fds 11 Strategic Income Opptys — Sold (part)

Paxworld FDS SER TRI-PRSIX — Buy

Putnam FDS TR Capital Spectrum FD PVSYX — Buy

Putnam FDS TR Capital Spectrum FD PVSYX — Sold (part)

Undiscovered Mgr Behavioral Val UBVLX — Buy

Undiscovered Mgr Behavioral Val UBVLX — Sold (part)

Hondo Minerals Corp (See Explanation)

ISORAY — None

Mosaic — Int/Div

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

Whole Life XXX113 — Int/Div

NML Whole Life XXXI88 — Int/Div

NML Whole Life XXX510 — Int/Div

NML Whole Life XXX698 — Int/Div

NML Extraord. Life 403 — Int/Div

NML Adjustable Comp XXX 100 — Int/Div

NML 65 Life 913 — Int/Div

NML 65 Life 473 — Int/Div

NML Whole Life 437 — Int/Div

NML Whole Life 800 — None

Select SPDR Energy — Int/Div — Sold

Prudent Bear Fund — None — Sold

Click Software Tech. — None — Sold

Chart Indus — None

Nanoviricides — None

Neural Stem Inc — None

International Stem Cell Corp. — None

Galectin Therapeutics — None

Brigus Gold — None

Inovio Pharmaceuticals — Buy (add'l)

Inovio Pharmaceuticals — Buy (add'l)

Inovio Pharmaceuticals — Sold (part)

Inovio Pharmaceuticals — Sold

Argentex Mining (See Explanation)

Mast Therapeutics — None — Buy (add'l)

Alliance Grain Traders — None

Clearbridge Energy (EMO) — Int/Div

Parkway Properties, formerly Thomas PPTY GRP — None

Star Scientific (See Line 214)

Akebia Therapeutics — None — Buy

Akebia Therapeutics — Sold

Durata Therapeutics — None — Buy

Durata Therapeutics — Sold

Fortegra Financial Corp. — None — Buy

Fortegra Financial Corp. — Sold

Starz — None — Buy

Starz — Sold

Blackstone Group — Int/Div — Buy

Twitter — None — Buy

Twitter — Buy (add'l)

lconix Brand — None — Buy

Alexza Pharm — None — Buy

Clearbridge Ener MLP — Int/Div

US Global Inv — Int/Div

Brocade Comm — Int/Div

Douglas Dynemics — None

Capital Sr. Living — Int/Div

First Trust MLP — Int/Div

Freeport McMoran — Int/Div

Northfield Bank — Int/Div

Oculusinnovi Sciences — None

NOTE FOR LINES 186-202 SEE 2013 AMENDMENT

Anthera Pharm — None — Buy

Brocade Comm (See 2010 Amend) — Int/Div

Silver Wheaton — Int/Div — Buy

Douglas Dynamics — None — Sold

Rock Creek Pharm. (See Explanation. ) — None — Sold

SELF INITIATED AMENDMENT FOR 2000

Brocade Comm BRCD — Buy

Brocade Comm BRCD — Buy (add'l)

No records exist on exact date additional purchase of BRCD,

Broker retired and statements lost

SELF INITIATED AMENDMENT FOR 201)

US Global lnves — Int/Div — Buy

Brocade Comm BRCD — None

Douglas Dynamics — None — Buy

SELF INITIATED AMENDMENT FOR 2012

Clearbridge Ener MLP — Int/Div — Buy

Clearbridge Ener MLP — Buy (add'l)

US Global Inv — Int/Div

Brocade Comm — None

Douglas Dynamics — None

Permanent Portfolio — Int/Div — Buy

bad)

SELF INITIATED AMENDMENT FOR M13

Clearbridge Ener MLP — Int/Div

US Global Inv — Int/Div

Brocade Comm — None

Douglas Dynamics — None

Permanent Portfolio — Int/Div

Capital SR Living — Int/Div — Buy

First Trust MLP — Int/Div — Buy

Freeport McMoran — Int/Div — Buy

Northfield Bank — Int/Div — Buy

Oculus Innovative Sciences — None — Buy

Homorary Lite Member, Duke Umiversity Law School Board of Visitors

Member HOA Board, Royal Crest Home Owners (Term expired 12/3122104, Will not report for 2015.)

Liability — American Express — Gold Card

EXPLANATION OF LINE ITEMS CONTAINED IN PART VIL

Lines 3 and 5 - Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 27 - The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. This income is aggregated and not reported for each separate fund.

Line 96 - Hondo Minerals - Value has dropped below reportable amount,

Line 150 - Argentix Mining - Value has dropped below reportable amount.

Lines 160 and 214 - Star Scientific changed its name to Rock Creek. See Line 138 of 2013 Report.

Lines 186 thru 202. See Self-Initinted Amendment to the 2013 Report

Line 222 - SELF-INITIATED AMENDMENT TO THE 2010 REPORT

Line 239 - SELF-INITIATED AMENDMENT TO THE 2011 REPORT

Line 273 - SELF-INITIATED AMENDMENT TO THE 2012 REPORT

Line 290 - SELF-INITIATED AMENDMENT TO THE 2013 REPORT